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Northern Trust Corp. – ‘10-K’ for 12/31/23 – ‘EX-101.SCH’

On: Tuesday, 2/27/24, at 5:23pm ET · For: 12/31/23 · Accession #: 73124-24-73 · File #: 1-36609

Previous ‘10-K’: ‘10-K’ on 2/28/23 for 12/31/22 · Latest ‘10-K’: This Filing · 32 References:

  As Of               Filer                 Filing    For·On·As Docs:Size

 2/27/24  Northern Trust Corp.              10-K       12/31/23  199:35M

Annual Report — Form 10-K — SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   7.49M 
 2: EX-4.3      Instrument Defining the Rights of Security Holders  HTML    101K 
 4: EX-10.16    Material Contract                                   HTML     92K 
 3: EX-10.5     Material Contract                                   HTML    136K 
 5: EX-21       Subsidiaries List                                   HTML     92K 
 6: EX-23       Consent of Expert or Counsel                        HTML     51K 
10: EX-97       Clawback Policy re: Recovery of Erroneously         HTML     73K 
                Awarded Compensation                                             
 7: EX-31.1     Certification -- §302 - SOA'02                      HTML     56K 
 8: EX-31.2     Certification -- §302 - SOA'02                      HTML     56K 
 9: EX-32       Certification -- §906 - SOA'02                      HTML     53K 
16: R1          Cover Page                                          HTML    120K 
17: R2          Audit Information                                   HTML     56K 
18: R3          Consolidated Balance Sheets                         HTML    178K 
19: R4          Consolidated Balance Sheet (Parenthetical)          HTML     75K 
20: R5          Consolidated Statements of Income                   HTML    149K 
21: R6          Consolidated Statements of Comprehensive Income     HTML     83K 
22: R7          Consolidated Statements of Changes in               HTML     98K 
                Stockholders' Equity                                             
23: R8          Consolidated Statements of Changes in               HTML     53K 
                Stockholders' Equity (Parenthetical)                             
24: R9          Consolidated Statements of Cash Flows               HTML    184K 
25: R10         Summary of Significant Accounting Policies          HTML    113K 
26: R11         Recent Accounting Pronouncements                    HTML     65K 
27: R12         Fair Value Measurements                             HTML    287K 
28: R13         Securities                                          HTML    450K 
29: R14         Loans                                               HTML    563K 
30: R15         Allowance for Credit Losses                         HTML    278K 
31: R16         Concentrations of Credit Risk                       HTML     82K 
32: R17         Buildings and Equipment                             HTML     75K 
33: R18         Lease Commitments                                   HTML     86K 
34: R19         Goodwill and Other Intangibles                      HTML     79K 
35: R20         Deposits                                            HTML     70K 
36: R21         Senior Notes and Long-Term Debt                     HTML     94K 
37: R22         Stockholders' Equity                                HTML     74K 
38: R23         Accumulated Other Comprehensive Income (Loss)       HTML    166K 
39: R24         Net Income per Common Share                         HTML     76K 
40: R25         Revenue from Contracts with Clients                 HTML     92K 
41: R26         Net Interest Income                                 HTML     86K 
42: R27         Other Operating Income                              HTML     78K 
43: R28         Other Operating Expense                             HTML     78K 
44: R29         Income Taxes                                        HTML    127K 
45: R30         Employee Benefits                                   HTML    294K 
46: R31         Share-Based Compensation Plans                      HTML    112K 
47: R32         Cash-Based Compensation Plans                       HTML     53K 
48: R33         Commitments and Contingent Liabilities              HTML    101K 
49: R34         Derivative Financial Instruments                    HTML    193K 
50: R35         Securities Purchased Under Agreements to Resell     HTML     74K 
                and Securities Sold Under Agreements to Repurchase               
51: R36         Offsetting of Assets and Liabilities                HTML    161K 
52: R37         Variable Interest Entities                          HTML     71K 
53: R38         Pledged Assets, Accepted Collateral and Restricted  HTML     72K 
                Assets                                                           
54: R39         Restrictions on Subsidiary Dividends and Loans or   HTML     57K 
                Advances                                                         
55: R40         Reporting Segments and Related Information          HTML    199K 
56: R41         Regulatory Capital Requirements                     HTML    135K 
57: R42         Northern Trust Corporation (Corporation only)       HTML    139K 
58: R43         Subsequent Events                                   HTML     54K 
59: R44         Pay vs Performance Disclosure                       HTML     63K 
60: R45         Insider Trading Arrangements                        HTML     57K 
61: R46         Summary of Significant Accounting Policies          HTML    170K 
                (Policies)                                                       
62: R47         Fair Value Measurements (Tables)                    HTML    282K 
63: R48         Securities (Tables)                                 HTML    453K 
64: R49         Loans (Tables)                                      HTML    557K 
65: R50         Allowance for Credit Losses (Tables)                HTML    275K 
66: R51         Concentrations of Credit Risk (Tables)              HTML     79K 
67: R52         Buildings and Equipment (Tables)                    HTML     74K 
68: R53         Lease Commitments (Tables)                          HTML     88K 
69: R54         Goodwill and Other Intangibles (Tables)             HTML     81K 
70: R55         Deposits (Tables)                                   HTML     68K 
71: R56         Senior Notes and Long-Term Debt (Tables)            HTML     91K 
72: R57         Stockholders' Equity (Tables)                       HTML     61K 
73: R58         Accumulated Other Comprehensive Income (Loss)       HTML    168K 
                (Tables)                                                         
74: R59         Net Income per Common Share (Tables)                HTML     76K 
75: R60         Revenue from Contracts with Clients Revenue from    HTML     85K 
                Contracts with Clients (Tables)                                  
76: R61         Net Interest Income (Tables)                        HTML     86K 
77: R62         Other Operating Income (Tables)                     HTML     63K 
78: R63         Other Operating Expense (Tables)                    HTML     65K 
79: R64         Income Taxes (Tables)                               HTML    129K 
80: R65         Employee Benefits (Tables)                          HTML    284K 
81: R66         Share-Based Compensation Plans (Tables)             HTML    121K 
82: R67         Commitments and Contingent Liabilities (Tables)     HTML     78K 
83: R68         Derivative Financial Instruments (Tables)           HTML    189K 
84: R69         Securities Purchased Under Agreements to Resell     HTML     75K 
                and Securities Sold Under Agreements to Repurchase               
                (Tables)                                                         
85: R70         Offsetting of Assets and Liabilities (Tables)       HTML    158K 
86: R71         Organization, Consolidation and Presentation of     HTML     68K 
                Financial Statements (Tables)                                    
87: R72         Pledged Assets, Accepted Collateral and Restricted  HTML     71K 
                Assets (Tables)                                                  
88: R73         Reporting Segments and Related Information          HTML    190K 
                (Tables)                                                         
89: R74         Regulatory Capital Requirements (Tables)            HTML    130K 
90: R75         Northern Trust Corporation (Corporation only)       HTML    145K 
                (Tables)                                                         
91: R76         Summary of Significant Accounting Policies -        HTML     71K 
                Narrative (Detail)                                               
92: R77         Fair Value Measurements - Narrative (Detail)        HTML     76K 
93: R78         Fair Value Measurements - Level 3 Significant       HTML     78K 
                Unobservable Inputs (Detail)                                     
94: R79         Fair Value Measurements - Recurring Basis           HTML    220K 
                Hierarchy Leveling (Detail)                                      
95: R80         Fair Value Measurements - Changes in Level 3        HTML     66K 
                Liabilities (Detail)                                             
96: R81         Fair Value Measurements - Valuation Techniques,     HTML     65K 
                Significant Unobservable Inputs, Quantitative                    
                Information Non-recurring Basis (Detail)                         
97: R82         Fair Value Measurements (Fair Value of Financial    HTML    131K 
                Instruments) (Details)                                           
98: R83         Securities (Reconciliation of Amortized Cost to     HTML    110K 
                Fair Value of Securities Available for Sale)                     
                (Details)                                                        
99: R84         Securities (Remaining Maturity of Securities        HTML    218K 
                Available for Sale and Held to Maturity) (Details)               
100: R85         Securities (Securities with Unrealized Losses)      HTML    119K  
                (Details)                                                        
101: R86         Securities (Narrative) (Details)                    HTML    128K  
102: R87         Securities (Reconciliation of Amortized Cost to     HTML    102K  
                Fair Value of Securities Held to Maturity)                       
                (Details)                                                        
103: R88         Securities (Credit Quality Indicators) (Details)    HTML    159K  
104: R89         Securities (Investment Security Gains and Losses)   HTML     58K  
                (Details)                                                        
105: R90         Securities (Investment Security Gains and Losses    HTML     74K  
                by Security Type) (Details)                                      
106: R91         Loans (Loans and Leases) (Details)                  HTML     81K  
107: R92         Loans (Narrative) (Details)                         HTML    112K  
108: R93         Loans (Credit Quality Indicator At Amortized Cost   HTML    277K  
                By Origination Year) (Details)                                   
109: R94         Loans (Delinquency Status) (Details)                HTML    152K  
110: R95         Loans (Loan Modifications Made To Borrowers         HTML     93K  
                Experiencing Financial Difficulty) (Details)                     
111: R96         Loans (Troubled Debt Restructurings) (Details)      HTML     76K  
112: R97         Allowance for Credit Losses (Narrative) (Details)   HTML     63K  
113: R98         Allowance for Credit Losses (Changes in Allowance   HTML    117K  
                for Credit Losses) (Details)                                     
114: R99         Allowance for Credit Losses (Changes in Allowance   HTML     90K  
                for Credit Losses Related to Loans) (Details)                    
115: R100        Allowance for Credit Losses (Recorded Investments   HTML     93K  
                in Loans) (Details)                                              
116: R101        Allowance for Credit Losses (Changes in The         HTML     89K  
                Allowance for Credit Losses Related to Debt                      
                Securities Held to Maturity) (Details)                           
117: R102        Allowance for Credit Losses (Accrued Interest)      HTML     72K  
                (Details)                                                        
118: R103        Concentrations of Credit Risk - Narrative (Detail)  HTML     81K  
119: R104        Concentrations of Credit Risk (Details)             HTML     67K  
120: R105        Concentrations of Credit Risk - Commercial Real     HTML     69K  
                Estate Loans (Detail)                                            
121: R106        Buildings and Equipment (Detail)                    HTML     71K  
122: R107        Buildings and Equipment - Narrative (Detail)        HTML     53K  
123: R108        Lease Commitments - Lease Cost Components (Detail)  HTML     60K  
124: R109        Lease Commitments - Maturity of Lease Liability     HTML     70K  
                (Detail)                                                         
125: R110        Lease Commitments - Narrative (Detail)              HTML     52K  
126: R111        Lease Commitments - Assets and Liabilities          HTML     61K  
                (Detail)                                                         
127: R112        Lease Commitments - Weighted-Average Remaining      HTML     56K  
                Lease Term and Discount Rate (Detail)                            
128: R113        Lease Commitments - Supplemental Cash Flow          HTML     57K  
                Information (Detail)                                             
129: R114        Goodwill and Other Intangibles - Goodwill (Detail)  HTML     63K  
130: R115        Goodwill and Other Intangibles - Other Intangible   HTML     63K  
                Assets and Capitalized Software (Detail)                         
131: R116        Goodwill and Other Intangibles - Narrative          HTML     70K  
                (Detail)                                                         
132: R117        Deposits - Scheduled Maturity of Total Time         HTML     72K  
                Deposits (Details)                                               
133: R118        Deposits - Narrative (Details)                      HTML     57K  
134: R119        Senior Notes and Long-Term Debt - Senior Notes      HTML     77K  
                (Detail)                                                         
135: R120        Senior Notes and Long-Term Debt - Long-Term Debt    HTML     96K  
                (Detail)                                                         
136: R121        Stockholders' Equity - Narrative (Detail)           HTML    111K  
137: R122        Stockholders' Equity - Shares of Common Stock       HTML     64K  
                (Detail)                                                         
138: R123        Accumulated Other Comprehensive Income (Loss) -     HTML     77K  
                Summary of Changes in Accumulated Other                          
                Comprehensive Income (Loss) (Detail)                             
139: R124        Accumulated Other Comprehensive Income (Loss) -     HTML    136K  
                Details of Changes in Accumulated Other                          
                Comprehensive Income (Loss) (Detail)                             
140: R125        Net Income per Common Share - Net Income Per        HTML    106K  
                Common Share (Detail)                                            
141: R126        Revenue from Contracts with Clients (Revenue        HTML     84K  
                Disaggregated by Major Source) (Details)                         
142: R127        Revenue from Contracts with Clients (Narrative)     HTML     67K  
                (Details)                                                        
143: R128        Revenue from Contracts with Clients (Client         HTML     63K  
                Receivables) (Details)                                           
144: R129        Net Interest Income (Net Interest Income)           HTML     96K  
                (Details)                                                        
145: R130        Other Operating Income - (Detail)                   HTML     64K  
146: R131        Other Operating Expense (Details)                   HTML     67K  
147: R132        Income Taxes - Income Taxes (Detail)                HTML     74K  
148: R133        Income Taxes - Narrative (Detail)                   HTML     78K  
149: R134        Income Taxes - Unrecognized Tax Benefits (Detail)   HTML     63K  
150: R135        Income Taxes - Provision for Income Taxes (Detail)  HTML     79K  
151: R136        Income Taxes - Tax Charges and Benefits Recorded    HTML     56K  
                Directly to Stockholders' Equity (Detail)                        
152: R137        Income Taxes - Deferred Tax Assets and Liabilities  HTML     87K  
                (Detail)                                                         
153: R138        Employee Benefits - Narrative (Detail)              HTML    165K  
154: R139        Employee Benefits - Employee Benefit Plan Status    HTML     84K  
                (Detail)                                                         
155: R140        Employee Benefits - Amounts Included in             HTML     77K  
                Accumulated Other Comprehensive Income (Detail)                  
156: R141        Employee Benefits - Net Periodic Pension Expense    HTML    111K  
                (Detail)                                                         
157: R142        Employee Benefits - Change in Projected Benefit     HTML     89K  
                Obligation (Detail)                                              
158: R143        Employee Benefits - Estimated Future Benefit        HTML     73K  
                Payments (Detail)                                                
159: R144        Employee Benefits - Change In Plan Assets (Detail)  HTML     79K  
160: R145        Employee Benefits - Fair Value of U.S. Pension      HTML    139K  
                Plan Assets (Detail)                                             
161: R146        Share-Based Compensation Plans - Total              HTML     68K  
                Compensation Expense for Share-Based Payment                     
                Arrangements to Employees (Detail)                               
162: R147        Share-Based Compensation Plans - Narrative          HTML    129K  
                (Detail)                                                         
163: R148        Share-Based Compensation Plans - Stock Options      HTML     62K  
                Granted, Vested, and Exercised (Detail)                          
164: R149        Share-Based Compensation Plans - Status of Stock    HTML     96K  
                Options and Changes (Detail)                                     
165: R150        Share-Based Compensation Plans - Outstanding        HTML     70K  
                Restricted Stock Unit Awards (Detail)                            
166: R151        Share-Based Compensation Plans - Nonvested          HTML     80K  
                Restricted Stock Unit Awards (Detail)                            
167: R152        Cash-Based Compensation Plans - Narrative (Detail)  HTML     53K  
168: R153        Commitments and Contingent Liabilities - Summary    HTML     86K  
                of Off-Balance Sheet Financial Instruments                       
                (Details)                                                        
169: R154        Commitments and Contingent Liabilities - Narrative  HTML    120K  
                (Detail)                                                         
170: R155        Derivative Financial Instruments - Notional and     HTML    121K  
                Fair Value Amounts of Derivative Financial                       
                Instruments (Detail)                                             
171: R156        Derivative Financial Instruments - Narrative        HTML     63K  
                (Detail)                                                         
172: R157        Derivative Financial Instruments - Location and     HTML     90K  
                Amount of Fair Value Hedge Derivative Gains and                  
                Losses Recorded in Income (Detail)                               
173: R158        Derivative Financial Instruments - Hedged Items in  HTML     73K  
                Fair Value (Detail)                                              
174: R159        Derivative Financial Instruments - Location and     HTML     73K  
                Amount of Gains and Losses Recorded in Income for                
                Derivatives not Designated as Hedging Under GAAP                 
                (Detail)                                                         
175: R160        Securities Purchased Under Agreements to Resell     HTML     62K  
                and Securities Sold Under Agreements to Repurchase               
                - Securities Purchased under Agreements to Resell                
                (Detail)                                                         
176: R161        Securities Purchased Under Agreements to Resell     HTML     64K  
                and Securities Sold Under Agreements to Repurchase               
                - Securities Sold under Agreements to Repurchase                 
                (Detail)                                                         
177: R162        Securities Purchased Under Agreements to Resell     HTML     63K  
                and Securities Sold Under Agreements to Repurchase               
                - Repurchase Agreements Accounted for as Secured                 
                Borrowings (Details)                                             
178: R163        Offsetting of Assets and Liabilities - Offsetting   HTML    122K  
                of Derivative Assets and Securities Purchased                    
                Under Agreements to Resell (Detail)                              
179: R164        Offsetting of Assets and Liabilities - Offsetting   HTML    124K  
                of Derivative Liabilities and Securities Sold                    
                Under Agreements to Repurchase (Details)                         
180: R165        Offsetting of Assets and Liabilities - Narrative    HTML     71K  
                (Details)                                                        
181: R166        Variable Interest Entities - Narrative (Detail)     HTML     66K  
182: R167        Variable Interest Entities (Summary) (Details)      HTML     87K  
183: R168        Pledged Assets, Accepted Collateral and Restricted  HTML     63K  
                Assets - Narrative (Detail)                                      
184: R169        Pledged Assets, Accepted Collateral and Restricted  HTML     60K  
                Assets (Type of Pledged Assets) (Details)                        
185: R170        Pledged Assets, Accepted Collateral and Restricted  HTML     64K  
                Assets - Accepted Collateral (Details)                           
186: R171        Restrictions on Subsidiary Dividends and Loans or   HTML     53K  
                Advances (Details)                                               
187: R172        Reporting Segments and Related Information -        HTML     55K  
                Narrative (Detail)                                               
188: R173        Reporting Segments and Related Information -        HTML    113K  
                Earnings Contribution of Northern Trust's                        
                Reporting Segments (Detail)                                      
189: R174        Reporting Segments and Related Information -        HTML    115K  
                Distribution of Total Assets and Operating                       
                Performance (Detail)                                             
190: R175        Regulatory Capital Requirements - Risk-Based        HTML    117K  
                Capital Amounts and Ratios (Detail)                              
191: R176        Northern Trust Corporation (Corporation only) -     HTML    129K  
                Condensed Balance Sheet (Detail)                                 
192: R177        Northern Trust Corporation (Corporation only) -     HTML    119K  
                Condensed Statement of Income (Detail)                           
193: R178        Northern Trust Corporation (Corporation only) -     HTML    122K  
                Condensed Statement of Cash Flows (Detail)                       
194: R179        Subsequent Events (Details)                         HTML     64K  
196: XML         IDEA XML File -- Filing Summary                      XML    387K  
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