Registration Statement – Securities for an Employee Benefit Plan — Form S-8 — SA’33
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1: S-8 Registration Statement - Securities for an HTML 49K
Employee Benefit Plan
2: EX-FILING FEES Filing Fees HTML 13K
Registration Statement Under the Securities Act of 1933
(Form Type)
NorthWestern Corporation
d/b/a
NorthWestern Energy
(Exact Name
of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security Type
Security Class
Title (1)
Fee Calculation Rule
Amount Registered (1)
Proposed Maximum Offering Price Per Unit (2)
Maximum Aggregate Offering Price (1)(2)
Fee Rate
Amount of Registration Fee
Equity
Common
Stock (1)
457(c) and 457(h)
700,000
$57.44
$40,208,000
0.0000927
$3,727.28
Total Offering Amounts
$40,208,000
$3,727.28
Total Fee Offsets
0
Net
Fee Due
$3,727.28
(1)This registration statement relates to the additional shares of Common Stock to be offered pursuant to the NorthWestern Corporation Amended and Restated Equity Compensation Plan.
(2)Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(h) and based on the average of the high and low sales prices per share of the Registrant’s Common Stock as reported on the Nasdaq Stock Market, LLC on February 10, 2022.
Dates Referenced Herein and Documents Incorporated by Reference