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Zartler William A – ‘4’ for 3/1/24 re: Aris Water Solutions, Inc.

On:  Tuesday, 3/5/24, at 6:57pm ET   ·   For:  3/1/24   ·   As:  Director and Officer   ·   Accession #:  1865187-24-12   ·   File #:  1-40955

Previous ‘4’:  ‘4’ on 3/5/24 for 3/1/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/05/24  Zartler William A                 4          Dir.,Off.   2:21K  Aris Water Solutions, Inc.        Aris Water Solutions Inc

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     10K 
                Securities by an Insider -- form4.xml/5.8                        
 2: EX-24       Power of Attorney                                   HTML     13K

‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — form4.xml/5.8



        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/1/24
Issuer:
Issuer CIK:  1865187
Issuer Name:  Aris Water Solutions, Inc.
Issuer Trading Symbol:  ARIS
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1520378
Owner Name:  Zartler William A
Reporting Owner Address:
Owner Street 1:  9651 KATY FREEWAY
Owner Street 2:  SUITE 400
Owner City:  HOUSTON
Owner State:  TX
Owner ZIP Code:  77024
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  Yes
Officer Title:  Founder and Executive Chairman
Aff 10b5 One?  No
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/1/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  21,126
Footnote ID:  F1
Transaction Price Per Share:
Value:  12.04
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  421,497
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Class A Common Stock
Transaction Date:
Value:  3/1/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  122,034
Footnote ID:  F2
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  543,531
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Footnote ID:  F3
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  488,474
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Class B Common Stock
Footnote ID:  F3
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,064,617
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F5
Derivative Table:
Derivative Holding:
Security Title:
Value:  Solaris Midstream Holdings, LLC Units
Conversion or Exercise Price:
Footnote ID:  F4
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F4
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  488,474
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  488,474
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Solaris Midstream Holdings, LLC Units
Conversion or Exercise Price:
Footnote ID:  F4
Exercise Date:
Footnote ID:  F4
Expiration Date:
Footnote ID:  F4
Underlying Security:
Underlying Security Title:
Value:  Class A Common Stock
Underlying Security Shares:
Value:  1,064,617
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  1,064,617
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F5
Footnotes:
Footnote - F1:  Surrender of shares on March 1, 2024 in payment of tax withholding due as a result of the settlement of vested restricted stock units.
Footnote - F2:  Represents 122,034 restricted stock units ("RSUs") granted under the Aris Water Solutions, Inc. 2021 Equity Incentive Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock. The RSUs will vest in the following installments: (i) one-third on March 1, 2025, (ii) one-third on March 1, 2026, and (iii) one-third on March 1, 2027
Footnote - F3:  Each share of Class B common stock has no economic rights but entitles its holder to one vote on all matters to be voted on by stockholders generally.
Footnote - F4:  Subject to certain limitations and exceptions described in the Fourth Amended and Restated Limited Liability Company Agreement of Solaris Midstream Holdings, LLC, the units in Solaris Midstream Holdings, LLC (together with a corresponding number of shares of Class B common stock) are redeemable from time to time for shares of Class A common stock of the Issuer (on a one-for-one basis, subject to conversion rate adjustments for stock splits, stock dividends and reclassification and other similar transactions).
Footnote - F5:  Represents securities held by Solaris Energy Capital, LLC ("Solaris Energy Capital"). The Reporting Person is the sole member of Solaris Energy Capital and has the authority to vote or dispose of the securities held through Solaris Energy Capital in his sole discretion. As a result, the Reporting Person may be deemed to beneficially own all of the securities owned by Solaris Energy Capital. The Reporting Person disclaims beneficial ownership of the shares held by Solaris Energy Capital in excess of his pecuniary interest therein.
Remarks:  Ex. 24.1 - Power of Attorney
Owner Signature:
Signature Name:  /s/ Robert W. Hunt, Jr., as Attorney-in-Fact
Signature Date:  3/5/24


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