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Duckhorn Portfolio, Inc. – ‘10-Q’ for 4/30/21 – ‘EX-32.1’

On:  Monday, 6/7/21, at 4:45pm ET   ·   For:  4/30/21   ·   Accession #:  1835256-21-6   ·   File #:  1-40240

Previous ‘10-Q’:  None   ·   Next:  ‘10-Q’ on 12/8/21 for 10/31/21   ·   Latest:  ‘10-Q’ on 3/7/24 for 1/31/24   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/07/21  Duckhorn Portfolio, Inc.          10-Q        4/30/21   79:6.9M

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    801K 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     25K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     25K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     24K 
11: R1          Cover                                               HTML     76K 
12: R2          Condensed Consolidated Statements of Financial      HTML    164K 
                Position                                                         
13: R3          Condensed Consolidated Statements of Operations     HTML    111K 
                (Unaudited)                                                      
14: R4          Condensed Consolidated Statements of Changes in     HTML     82K 
                Equity (Unaudited)                                               
15: R5          Condensed Consolidated Statements of Cash Flows     HTML    119K 
                (Unaudited)                                                      
16: R6          Condensed Consolidated Statements of Financial      HTML     30K 
                Position (Parenthetical)                                         
17: R7          Condensed Consolidated Statements of Operations     HTML     24K 
                (Unaudited) (Parenthetical)                                      
18: R8          Description of Business                             HTML     27K 
19: R9          Basis of Presentation and Significant Accounting    HTML     38K 
                Policies                                                         
20: R10         Revenue                                             HTML     54K 
21: R11         Inventories                                         HTML     34K 
22: R12         Property and Equipment                              HTML     37K 
23: R13         Goodwill and Other Intangible Assets                HTML     61K 
24: R14         Accounts Payable and Accrued Expenses               HTML     39K 
25: R15         Debt                                                HTML     31K 
26: R16         Derivative Instruments                              HTML     60K 
27: R17         Fair Value Measurements                             HTML     55K 
28: R18         Commitment and Contingencies                        HTML     37K 
29: R19         Related Party Transactions                          HTML     24K 
30: R20         Equity-Based Compensation                           HTML     87K 
31: R21         Casualty Gain                                       HTML     25K 
32: R22         Earnings Per Share                                  HTML     43K 
33: R23         Income Taxes                                        HTML     26K 
34: R24         Basis of Presentation and Significant Accounting    HTML     65K 
                Policies (Policies)                                              
35: R25         Revenue (Tables)                                    HTML     46K 
36: R26         Inventories (Tables)                                HTML     34K 
37: R27         Property and Equipment (Tables)                     HTML     36K 
38: R28         Goodwill and Other Intangible Assets (Tables)       HTML     99K 
39: R29         Accounts Payable and Accrued Expenses (Tables)      HTML     39K 
40: R30         Derivative Instruments (Tables)                     HTML     66K 
41: R31         Fair Value Measurements (Tables)                    HTML     50K 
42: R32         Commitment and Contingencies (Tables)               HTML     29K 
43: R33         Equity-Based Compensation (Tables)                  HTML     88K 
44: R34         Earnings Per Share (Tables)                         HTML     42K 
45: R35         Description of Business (Details)                   HTML     37K 
46: R36         Basis of Presentation and Significant Accounting    HTML     43K 
                Policies (Details)                                               
47: R37         Revenue - Narrative (Details)                       HTML     24K 
48: R38         Revenue - Disaggregation of Revenue (Details)       HTML     39K 
49: R39         Revenue - Schedule of Change in Contract            HTML     29K 
                Liabilities (Details)                                            
50: R40         Inventories - Schedule of Inventories (Details)     HTML     43K 
51: R41         Inventories - Narrative (Details)                   HTML     23K 
52: R42         Property and Equipment - Schedule of Property and   HTML     45K 
                Equipment (Details)                                              
53: R43         Property and Equipment - Narrative (Details)        HTML     24K 
54: R44         Goodwill and Other Intangible Assets - Narrative    HTML     40K 
                (Details)                                                        
55: R45         Goodwill and Other Intangible Assets - Schedule of  HTML     54K 
                Intangible Assets (Details)                                      
56: R46         Accounts Payable and Accrued Expenses - Schedule    HTML     30K 
                of Accounts Payable (Details)                                    
57: R47         Accounts Payable and Accrued Expenses - Schedule    HTML     37K 
                of Accrued Liabilities (Details)                                 
58: R48         Debt - Narrative (Details)                          HTML     50K 
59: R49         Derivative Instruments - Interest Rate Swaps        HTML     29K 
                (Details)                                                        
60: R50         Derivative Instruments - Narrative (Details)        HTML     25K 
61: R51         Derivative Instruments - Total Notional Amount      HTML     29K 
                (Details)                                                        
62: R52         Derivative Instruments - Estimated Fair Value and   HTML     39K 
                Classification of Derivative Instruments on the                  
                Condensed Consolidated Statements of Financial                   
                Position (Details)                                               
63: R53         Derivative Instruments - Amounts and                HTML     32K 
                Classification of the Gains and Losses in the                    
                Condensed Consolidated Statements of Operations                  
                (Details)                                                        
64: R54         Fair Value Measurements - Assets and Liabilities    HTML     44K 
                Measured on a Recurring Basis (Details)                          
65: R55         Commitment and Contingencies - Narrative (Details)  HTML     48K 
66: R56         Commitment and Contingencies - Future Minimum       HTML     39K 
                Payments for Operating Leases (Details)                          
67: R57         Related Party Transactions - Narrative (Details)    HTML     23K 
68: R58         Equity-Based Compensation - Narrative (Details)     HTML     93K 
69: R59         Equity-Based Compensation - Activity for Awards     HTML     71K 
                (Details)                                                        
70: R60         Equity-Based Compensation - Valuation Assumptions   HTML     34K 
                (Details)                                                        
71: R61         Equity-Based Compensation - Stock Option Activity   HTML     54K 
                (Details)                                                        
72: R62         Casualty Gain - Narrative (Details)                 HTML     32K 
73: R63         Earnings Per Share - Reconciliation of Basic and    HTML     59K 
                Diluted Income Per Share (Details)                               
74: R64         Earnings Per Share - Narrative (Details)            HTML     24K 
75: R65         Income Taxes (Details)                              HTML     27K 
77: XML         IDEA XML File -- Filing Summary                      XML    142K 
10: XML         XBRL Instance -- napa-20210430_htm                   XML   1.68M 
76: EXCEL       IDEA Workbook of Financial Reports                  XLSX     89K 
 6: EX-101.CAL  XBRL Calculations -- napa-20210430_cal               XML    172K 
 7: EX-101.DEF  XBRL Definitions -- napa-20210430_def                XML    442K 
 8: EX-101.LAB  XBRL Labels -- napa-20210430_lab                     XML   1.40M 
 9: EX-101.PRE  XBRL Presentations -- napa-20210430_pre              XML    811K 
 5: EX-101.SCH  XBRL Schema -- napa-20210430                         XSD    138K 
78: JSON        XBRL Instance as JSON Data -- MetaLinks              359±   523K 
79: ZIP         XBRL Zipped Folder -- 0001835256-21-000006-xbrl      Zip    253K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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  Document  
Exhibit 32.1
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Alex Ryan, Chief Executive Officer of The Duckhorn Portfolio, Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1.the Quarterly Report on Form 10-Q of the Company for the fiscal quarter ended April 30, 2021 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
2.the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: June 7, 2021By:/s/ Alex Ryan
Alex Ryan
President, Chief Executive Officer and Chairman
(Principal Executive Officer)

I, Lori Beaudoin, Chief Financial Officer of The Duckhorn Portfolio, Inc. (the “Company”), do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

1.the Quarterly Report on Form 10-Q of the Company for the fiscal quarter ended April 30, 2021 (the “Report”) fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and
2.the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.
Date: June 7, 2021By:/s/ Lori Beaudoin
Lori Beaudoin
Executive Vice President, Chief Financial Officer
(Principal Financial Officer and Principal Accounting Officer)


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:6/7/218-K
For Period end:4/30/21
 List all Filings 


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/21  Duckhorn Portfolio, Inc.          8-K:1,3,5,9 3/22/21    7:515K                                   Donnelley … Solutions/FA
 3/03/21  Duckhorn Portfolio, Inc.          S-1/A                  9:13M                                    Donnelley … Solutions/FA
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Filing Submission 0001835256-21-000006   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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