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Duckhorn Portfolio, Inc. – ‘8-K’ for 12/8/21

On:  Wednesday, 12/8/21, at 4:14pm ET   ·   For:  12/8/21   ·   Accession #:  1835256-21-79   ·   File #:  1-40240

Previous ‘8-K’:  ‘8-K’ on / for 10/4/21   ·   Next:  ‘8-K’ on 12/8/21 for 12/7/21   ·   Latest:  ‘8-K’ on 5/1/24 for 4/30/24   ·   5 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/08/21  Duckhorn Portfolio, Inc.          8-K:2,9    12/08/21   11:647K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     26K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    115K 
 7: R1          Cover                                               HTML     47K 
 9: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- napa-20211208_htm                   XML     22K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- napa-20211208_lab                     XML     69K 
 5: EX-101.PRE  XBRL Presentations -- napa-20211208_pre              XML     34K 
 3: EX-101.SCH  XBRL Schema -- napa-20211208                         XSD     10K 
10: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    17K 
11: ZIP         XBRL Zipped Folder -- 0001835256-21-000079-xbrl      Zip     28K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:  C: 
  napa-20211208  
 i 0001835256 i FALSE00018352562021-12-082021-12-08
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM  i 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  i December 8, 2021

 i The Duckhorn Portfolio, Inc.
(Exact name of registrant as specified in its charter)
 i Delaware i 001-40240
 i 81-3866305
(State or other jurisdiction of incorporation or organization)(Commission file number)
(I.R.S. Employer Identification No.)
 i 1201 Dowdell Lane  i Saint Helena,  i CA  i 94574
(Address, including zip code, of Principal Executive Offices)
 i (707)  i 302-2658
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e- 4(c))

Securities registered pursuant to Section 12(b) of the Act:
Title of each classTrading Symbol(s)Name of each exchange on which registered
 i Common Stock, par value $0.01 per share i NAPA i New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company  i 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  i 








Item 2.02 Results of Operations and Financial Condition.
On December 8, 2021, The Duckhorn Portfolio, Inc. (the “Company”) issued a press release announcing its financial results for its first quarter ended October 31, 2021. A copy of the press release is being furnished as Exhibits 99.1 to this Current Report on Form 8-K and is incorporated by reference into this Item 2.02.
In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibits 99.1, shall not be deemed “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit NumberDescription
99.1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
The Duckhorn Portfolio, Inc.
Date: December 8, 2021By:/s/ Sean Sullivan
Sean Sullivan
Executive Vice President, Chief Administrative Officer and General Counsel


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period end:12/8/2110-Q,  3,  8-K
10/31/2110-Q
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/05/23  Duckhorn Portfolio, Inc.          424B7                  2:453K                                   Donnelley … Solutions/FA
 4/03/23  Duckhorn Portfolio, Inc.          424B7                  1:420K                                   Donnelley … Solutions/FA
 7/08/22  Duckhorn Portfolio, Inc.          424B7                  2:496K                                   Donnelley … Solutions/FA
 7/07/22  Duckhorn Portfolio, Inc.          424B7       7/06/22    1:472K                                   Donnelley … Solutions/FA
 7/06/22  Duckhorn Portfolio, Inc.          S-3ASR      7/06/22    5:660K                                   Donnelley … Solutions/FA
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Filing Submission 0001835256-21-000079   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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