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BrightSphere Investment Group Inc. – ‘10-K’ for 12/31/23 – ‘EX-32.2’

On:  Wednesday, 2/28/24, at 4:46pm ET   ·   For:  12/31/23   ·   Accession #:  1748824-24-10   ·   File #:  1-38979

Previous ‘10-K’:  ‘10-K’ on 2/28/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   11 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 2/28/24  BrightSphere Inv Group Inc.       10-K       12/31/23  114:15M

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.31M 
 2: EX-10.18    Material Contract                                   HTML     34K 
 3: EX-21.1     Subsidiaries List                                   HTML     30K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     29K 
 9: EX-97.1     Clawback Policy re: Recovery of Erroneously         HTML     54K 
                Awarded Compensation                                             
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     34K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     34K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     30K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     30K 
15: R1          Cover                                               HTML    100K 
16: R2          Audit Information                                   HTML     35K 
17: R3          Consolidated Balance Sheets                         HTML    143K 
18: R4          Consolidated Balance Sheets (Parenthetical)         HTML     33K 
19: R5          Consolidated Statements of Operations               HTML    175K 
20: R6          Consolidated Statements of Comprehensive Income     HTML     65K 
21: R7          Consolidated Statements of Changes in               HTML    158K 
                Stockholders' Equity                                             
22: R8          Consolidated Statements of Changes in               HTML     31K 
                Stockholders' Equity (Parenthetical)                             
23: R9          Consolidated Statements of Cash Flows               HTML    204K 
24: R10         Organization and Description of the Business        HTML     40K 
25: R11         Basis of Presentation and Significant Accounting    HTML     87K 
                Policies                                                         
26: R12         Discontinued Operations                             HTML     65K 
27: R13         Investments                                         HTML     55K 
28: R14         Fair Value Measurements                             HTML    124K 
29: R15         Variable Interest Entities                          HTML     53K 
30: R16         Fixed Assets                                        HTML     42K 
31: R17         Leases                                              HTML     52K 
32: R18         Goodwill                                            HTML     45K 
33: R19         Related Party Transactions                          HTML     49K 
34: R20         Accounts Payable and Accrued Expenses               HTML     38K 
35: R21         Other Compensation Liabilities                      HTML     38K 
36: R22         Borrowings and Debt                                 HTML     71K 
37: R23         Income Taxes                                        HTML    118K 
38: R24         Commitments and Contingencies                       HTML     37K 
39: R25         Earnings Per Share                                  HTML     64K 
40: R26         Revenue                                             HTML     49K 
41: R27         Employee Benefits                                   HTML     34K 
42: R28         Equity-based Compensation                           HTML    182K 
43: R29         Accumulated Other Comprehensive Income (Loss)       HTML     66K 
44: R30         Derivatives and Hedging                             HTML     34K 
45: R31         Segment Information                                 HTML    161K 
46: R32         Subsequent Events                                   HTML     32K 
47: R33         Pay vs Performance Disclosure                       HTML     41K 
48: R34         Insider Trading Arrangements                        HTML     35K 
49: R35         Basis of Presentation and Significant Accounting    HTML    160K 
                Policies (Policies)                                              
50: R36         Discontinued Operations (Tables)                    HTML     65K 
51: R37         Investments (Tables)                                HTML     57K 
52: R38         Fair Value Measurements (Tables)                    HTML    123K 
53: R39         Variable Interest Entities (Tables)                 HTML     53K 
54: R40         Fixed Assets (Tables)                               HTML     41K 
55: R41         Leases (Tables)                                     HTML     53K 
56: R42         Goodwill (Tables)                                   HTML     48K 
57: R43         Related Party Transactions (Tables)                 HTML     45K 
58: R44         Accounts Payable and Accrued Expenses (Tables)      HTML     38K 
59: R45         Other Compensation Liabilities (Tables)             HTML     37K 
60: R46         Borrowings and Debt (Tables)                        HTML     68K 
61: R47         Income Taxes (Tables)                               HTML    117K 
62: R48         Earnings Per Share (Tables)                         HTML     63K 
63: R49         Revenue (Tables)                                    HTML     44K 
64: R50         Equity-based Compensation (Tables)                  HTML    176K 
65: R51         Accumulated Other Comprehensive Income (Loss)       HTML     62K 
                (Tables)                                                         
66: R52         Segment Information (Tables)                        HTML    154K 
67: R53         Organization and Description of the Business -      HTML     72K 
                Narrative (Details)                                              
68: R54         Basis of Presentation and Significant Accounting    HTML     54K 
                Policies (Details)                                               
69: R55         Discontinued Operations - Narrative (Details)       HTML     52K 
70: R56         Discontinued Operations - Assets and Liabilities    HTML     75K 
                of Affiliate Held for Sale (Details)                             
71: R57         Investments - Components of Investments (Details)   HTML     46K 
72: R58         Investments - Investment Income (Details)           HTML     38K 
73: R59         Investments - Composition of Investment Gains       HTML     36K 
                (Losses) on Net Consolidated Funds (Details)                     
74: R60         Fair Value Measurements - Fair Value of Assets and  HTML    139K 
                Liabilities (Details)                                            
75: R61         Variable Interest Entities - Assets and             HTML     58K 
                Liabilities that are VIEs (Details)                              
76: R62         Variable Interest Entities - Information of         HTML     55K 
                Variable Interest Holdings (Details)                             
77: R63         Fixed Assets - Components of Fixed Assets           HTML     48K 
                (Details)                                                        
78: R64         Fixed Assets - Narrative (Details)                  HTML     39K 
79: R65         Leases - Narrative (Details)                        HTML     44K 
80: R66         Leases - Summarized Information about Operating     HTML     45K 
                Leases (Details)                                                 
81: R67         Leases - Maturities of Operating Lease Liabilities  HTML     48K 
                (Details)                                                        
82: R68         Goodwill - Changes in Goodwill (Details)            HTML     46K 
83: R69         Related Party Transactions - Due from Related       HTML     52K 
                Party, Investment in Related Party, and Related                  
                Party Revenues (Details)                                         
84: R70         Accounts Payable and Accrued Expenses (Details)     HTML     40K 
85: R71         Other Compensation Liabilities - Components of      HTML     37K 
                Other Compensation Liabilities (Details)                         
86: R72         Other Compensation Liabilities - Narrative          HTML     33K 
                (Details)                                                        
87: R73         Borrowings and Debt - Schedule of Long-Term Debt    HTML     72K 
                (Details)                                                        
88: R74         Borrowings and Debt - Narrative (Details)           HTML     87K 
89: R75         Borrowings and Debt - Aggregate Maturities of Debt  HTML     49K 
                Commitments (Details)                                            
90: R76         Income Taxes - Schedule of Income before Income     HTML     39K 
                Tax (Details)                                                    
91: R77         Income Taxes - Components of Income Tax Expense     HTML     57K 
                (Benefit) from Continuing Operations (Details)                   
92: R78         Income Taxes - Narrative (Details)                  HTML     53K 
93: R79         Income Taxes - Reconciliation of Statutory and      HTML     58K 
                Effective Income Tax Rates for Continuing                        
                Operations (Details)                                             
94: R80         Income Taxes - Significant Components of Deferred   HTML     54K 
                Tax Assets and Liabilities and Additional                        
                Information (Details)                                            
95: R81         Income Taxes - Reconciliation of the Change in      HTML     37K 
                Gross Unrecognized Tax Benefits and Additional                   
                Information (Details)                                            
96: R82         Commitments and Contingencies (Details)             HTML     34K 
97: R83         Earnings Per Share (Details)                        HTML    105K 
98: R84         Revenue - Narrative (Details)                       HTML     31K 
99: R85         Revenue - Schedule of Disaggregation of Revenue     HTML     46K 
                (Details)                                                        
100: R86         Employee Benefits (Details)                         HTML     38K  
101: R87         Equity-based Compensation - Schedule of             HTML     41K  
                Share-based Payments Liability (Details)                         
102: R88         Equity-based Compensation - Narrative (Details)     HTML     89K  
103: R89         Equity-based Compensation - Schedule of Grant Date  HTML     44K  
                Fair Value (Details)                                             
104: R90         Equity-based Compensation - OM Asset Management     HTML     79K  
                Equity Incentive Plan Other Than Options (Details)               
105: R91         Equity-based Compensation - Schedule of Stock       HTML     70K  
                Option Activity (Details)                                        
106: R92         Accumulated Other Comprehensive Income (Loss) -     HTML     81K  
                Components of Accumulated Other Comprehensive                    
                Income (Loss) (Details)                                          
107: R93         Derivatives and Hedging (Details)                   HTML     82K  
108: R94         Segment Information - Summarized Operating Results  HTML    117K  
                by Segment (Details)                                             
109: R95         Subsequent Events (Details)                         HTML     51K  
111: XML         IDEA XML File -- Filing Summary                      XML    204K  
114: XML         XBRL Instance -- bsig-20231231_htm                   XML   3.15M  
110: EXCEL       IDEA Workbook of Financial Report Info              XLSX    220K  
11: EX-101.CAL  XBRL Calculations -- bsig-20231231_cal               XML    329K 
12: EX-101.DEF  XBRL Definitions -- bsig-20231231_def                XML   1.05M 
13: EX-101.LAB  XBRL Labels -- bsig-20231231_lab                     XML   2.46M 
14: EX-101.PRE  XBRL Presentations -- bsig-20231231_pre              XML   1.51M 
10: EX-101.SCH  XBRL Schema -- bsig-20231231                         XSD    243K 
112: JSON        XBRL Instance as JSON Data -- MetaLinks              705±  1.05M  
113: ZIP         XBRL Zipped Folder -- 0001748824-24-000010-xbrl      Zip   1.49M  


‘EX-32.2’   —   Certification — §906 – SOA’02


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  Document  

Exhibit 32.2

CERTIFICATION OF PRINCIPAL FINANCIAL OFFICER
PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

I, Christina Wiater, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to my knowledge, the Quarterly Report on Form 10-Q of BrightSphere Investment Group Inc. for the quarterly period ended December 31, 2023 (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 and that the information contained in such Report fairly presents in all material respects the financial condition and results of operations of BrightSphere Investment Group Inc. for the periods covered by the Report. The foregoing certification is being furnished to the Securities and Exchange Commission as part of the Report. A signed original of this statement has been provided to BrightSphere Investment Group Inc. and will be retained by BrightSphere Investment Group Inc. and furnished to the Securities and Exchange Commission or its staff upon request.
Date:/s/ Christina Wiater
 Name: Christina Wiater
Title: Senior Vice President and Principal Financial Officer
(principal financial officer and principal accounting officer)



Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/28/24None on these Dates
For Period end:12/31/23
 List all Filings 


11 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/08/23  BrightSphere Inv Group Inc.       10-Q        3/31/23   64:7.6M
 2/28/23  BrightSphere Inv Group Inc.       10-K       12/31/22  118:17M
 2/28/22  BrightSphere Inv Group Inc.       10-K       12/31/21  118:17M
 3/01/21  BrightSphere Inv Group Inc.       10-K       12/31/20  127:22M
 5/11/20  BrightSphere Inv Group Inc.       10-Q        3/31/20   81:10M
 3/02/20  BrightSphere Inv Group Inc.       10-K       12/31/19  116:24M
 8/09/19  BrightSphere Inv Group Inc.       10-Q        6/30/19   69:11M
 7/15/19  BrightSphere Inv Group Inc.       8-K12B:1,2, 7/11/19    7:749K
 2/28/19  BrightSphere Investment Group plc 10-K       12/31/18  115:19M
 2/28/18  BrightSphere Investment Group plc 10-K       12/31/17  103:19M
 7/25/16  BrightSphere Investment Group plc 8-K:1,9     7/25/16    6:1.2M
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Filing Submission 0001748824-24-000010   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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