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Collaborative Investment Series Trust, et al. – ‘485BPOS’ on 4/17/24 – ‘EX-99.(I)(I)’

On:  Wednesday, 4/17/24, at 3:07pm ET   ·   Effective:  4/17/24   ·   Accession #:  1999371-24-4896   ·   File #s:  811-23306, 333-221072

Previous ‘485BPOS’:  ‘485BPOS’ on 1/29/24   ·   Next & Latest:  ‘485BPOS’ on 4/29/24   ·   18 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/17/24  Collaborative Inv Series Trust    485BPOS     4/17/24   18:2.5M                                   Qes, LLC/FAAnydrus Advantage ETF

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML    769K 
                Registration                                                     
 2: EX-99.(D)(XII)  Management Agreement                            HTML     75K 
 3: EX-99.(D)(XIII)  Sub-Advisory Agreement                         HTML     51K 
 4: EX-99.(E)(II)  Underwriting Agreement                           HTML     82K 
 5: EX-99.(G)(II)  Custody Agreement                                HTML    245K 
 6: EX-99.(H)(IX)  Expense Limitation Agreement                     HTML     19K 
 7: EX-99.(I)(I)  Legal Opinion and Consent of Thompson Hine LLP    HTML     19K 
17: R1          Risk/Return Summary                                 HTML    119K 
18: R4          Risk/Return Detail Data                             HTML    180K 
13: XML         IDEA XML File -- Filing Summary                      XML     16K 
16: XML         XBRL Instance -- ndow-485bpos_041723_htm             XML    112K 
 9: EX-101.CAL  XBRL Calculations -- ndow-20240417_cal               XML     26K 
10: EX-101.DEF  XBRL Definitions -- ndow-20240417_def                XML    149K 
11: EX-101.LAB  XBRL Labels -- ndow-20240417_lab                     XML    383K 
12: EX-101.PRE  XBRL Presentations -- ndow-20240417_pre              XML    404K 
 8: EX-101.SCH  XBRL Schema -- ndow-20240417                         XSD     33K 
14: JSON        XBRL Instance as JSON Data -- MetaLinks              103±   211K 
15: ZIP         XBRL Zipped Folder -- 0001999371-24-004896-xbrl      Zip    292K 


‘EX-99.(I)(I)’   —   Legal Opinion and Consent of Thompson Hine LLP


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Collaborative Investment Series Trust 485BPOS

 

Exhibit 99(i)(i)

 

 

 

April 17, 2024

 

Collaborative Investment Series Trust

500 Damonte Ranch, Parkway Building 700, Unit 700

Reno, NV 89521

 

Gentlemen:

 

This letter is in response to your request for our opinion in connection with the filing of Post-Effective Amendment No. 149 to the Registration Statement, File Nos. 333-221072 and 811-23306 (the “Registration Statement”), of Collaborative Investment Series Trust (the “Trust”).

 

We have examined a copy of the Trust’s Agreement and Declaration of Trust, the Trust’s By-laws, the Trust’s record of the various actions by the Trustees thereof, and all such agreements, certificates of public officials, certificates of officers and representatives of the Trust and others, and such other documents, papers, statutes and authorities as we deem necessary to form the basis of the opinion hereinafter expressed. We have assumed the genuineness of the signatures and the conformity to original documents of the copies of such documents supplied to us as copies thereof.

 

Based upon the foregoing, we are of the opinion that, after the applicable Post-Effective Amendment is effective for purposes of applicable federal and state securities laws, the shares of each fund listed on the attached Exhibit A (the “Funds”), if issued in accordance with the then current Prospectus and Statement of Additional Information of the applicable Fund, will be legally issued, fully paid and non-assessable.

 

We hereby give you our permission to file this opinion with the Securities and Exchange Commission as an exhibit to Post-Effective Amendment No. 149 to the Registration Statement and we consent to all references to us in Post-Effective Amendment No. 149. This opinion may not be filed with any subsequent amendment, or incorporated by reference into a subsequent amendment, without our prior written consent. This opinion is prepared for the Trust and its shareholders and may not be relied upon by any other person or organization without our prior written approval.

 

  Very truly yours,
   
  /s/ THOMPSON HINE LLP  
  THOMPSON HINE LLP

 

PBJ/AD

 

Thompson Hine llp 41 South High Street www.ThompsonHine.com
Attorneys at Law Suite 1700 O: 614.469.3200
  Columbus, Ohio 43215-6101 F:  614.469.3361

 

 

 

 

 

 

EXHIBIT A

 

1.      Mercator International Opportunity Fund
2.      Greenwich Ivy Long-Short Fund  
3.      Rareview Dynamic Fixed Income ETF
4.      Rareview Tax Advantage Income ETF
5.      The SPAC and New Issue ETF
6.      Goose Hollow Tactical Allocation ETF
7.      Mohr Growth ETF
8.      Mindful Conservative ETF
9.      Adaptive Core ETF
10.    Rareview Inflation/Deflation ETF
11.    Rareview Systematic Equity ETF
12.    Mohr Sector Nav ETF
13.    Goose Hollow Multi-Strategy Income ETF
14.    Goose Hollow Enhanced Equity ETF
15.    Mohr Company Nav ETF
16.    Mohr Industry Nav ETF
17.    Anydrus Advantage ETF

 

     

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘485BPOS’ Filing    Date    Other Filings
Filed on / Effective on:4/17/24None on these Dates
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/24  Collaborative Inv Series Trust    485BPOS     4/29/24   15:2.2M                                   Qes, LLC/FA


17 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/24  Collaborative Inv Series Trust    485BPOS     1/29/24   14:9.9M                                   Qes, LLC/FA
12/04/23  Collaborative Inv Series Trust    485BPOS    12/04/23   17:12M                                    Qes, LLC/FA
 8/16/23  Collaborative Inv Series Trust    485BPOS     8/16/23   15:2.3M                                   Quality EDGAR So… LLC/FA
 1/31/23  Collaborative Inv Series Trust    485BPOS     2/01/23   18:8.6M                                   Quality EDGAR So… LLC/FA
12/30/22  Collaborative Inv Series Trust    485BPOS     1/02/23   17:1.9M                                   Quality EDGAR So… LLC/FA
 1/14/22  Collaborative Inv Series Trust    485BPOS     1/19/22   16:1.9M                                   Quality EDGAR So… LLC/FA
10/04/21  Collaborative Inv Series Trust    485BPOS    10/05/21   17:2.3M                                   Quality EDGAR So… LLC/FA
10/01/21  Collaborative Inv Series Trust    485BPOS    10/04/21   20:2.1M                                   Quality EDGAR So… LLC/FA
 4/28/21  Collaborative Inv Series Trust    485BPOS     4/30/21    7:1.1M                                   Quality EDGAR So… LLC/FA
12/11/20  Collaborative Inv Series Trust    485BPOS    12/14/20    7:1M                                     Quality EDGAR So… LLC/FA
10/16/20  Collaborative Inv Series Trust    485APOS                8:1.2M                                   Quality EDGAR So… LLC/FA
 4/29/20  Collaborative Inv Series Trust    485BPOS     5/01/20    5:2.1M                                   Mutual Sharehold… LLC/FA
 2/26/20  Collaborative Inv Series Trust    485BPOS     2/28/20   13:3.1M                                   Mutual Sharehold… LLC/FA
 6/06/19  Collaborative Inv Series Trust    485BPOS     6/07/19    8:2.9M                                   Mutual Sharehold… LLC/FA
 5/22/19  Collaborative Inv Series Trust    485BPOS     5/22/19    9:2.7M                                   Mutual Sharehold… LLC/FA
 5/16/19  Collaborative Inv Series Trust    485BPOS     5/16/19   17:3.5M                                   Mutual Sharehold… LLC/FA
10/23/17  Collaborative Inv Series Trust    N-1A¶                  5:2.8M                                   Mutual Sharehold… LLC/FA
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Filing Submission 0001999371-24-004896   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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