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Broadcom Inc. – ‘8-K’ for 12/9/21

On:  Thursday, 12/9/21, at 4:26pm ET   ·   For:  12/9/21   ·   Accession #:  1730168-21-148   ·   File #:  1-38449

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  As Of               Filer                 Filing    For·On·As Docs:Size

12/09/21  Broadcom Inc.                     8-K:2,8,9  12/09/21   12:824K

Current Report   —   Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML    203K 
 8: R1          Cover Page Statement                                HTML     52K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
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 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- avgo-20211209_def                XML     20K 
 5: EX-101.LAB  XBRL Labels -- avgo-20211209_lab                     XML     84K 
 6: EX-101.PRE  XBRL Presentations -- avgo-20211209_pre              XML     41K 
 3: EX-101.SCH  XBRL Schema -- avgo-20211209                         XSD     12K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               14±    20K 
12: ZIP         XBRL Zipped Folder -- 0001730168-21-000148-xbrl      Zip     37K 


‘8-K’   —   Current Report


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 iX:   C:  C: 
  avgo-20211209  
 i 0001730168 i FALSE00017301682021-12-092021-12-090001730168us-gaap:CommonStockMember2021-12-092021-12-090001730168us-gaap:SeriesAPreferredStockMember2021-12-092021-12-09

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM  i 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):  i December 9, 2021
  i Broadcom Inc.
(Exact Name of Registrant as Specified in Charter)
  
 i Delaware i 001-38449 i 35-2617337
(State or other jurisdiction of incorporation)(Commission File Number)(I.R.S. Employer Identification No.)
 i 1320 Ridder Park Drive,
 i San Jose, i California i 95131-2313
(Address of principal executive offices including zip code)
 i (408)
 i 433-8000
( Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 i Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 i Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 i Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 i Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each ClassTrading Symbol(s)Name of Each Exchange on Which Registered
 i Common Stock, $0.001 par value i AVGO i The NASDAQ Global Select Market
 i 8.00% Mandatory Convertible Preferred Stock, Series A, $0.001 par value i AVGOP i The NASDAQ Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨





Item 2.02    Results of Operations and Financial Condition.
On December 9, 2021, Broadcom Inc. (the “Company”) issued a press release announcing its unaudited financial results for the fourth fiscal quarter ended October 31, 2021.
A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference
The information in Item 2.02 of this Report and the press release attached hereto as Exhibit 99.1 are furnished and shall not be treated as filed for purposes of the Securities Exchange Act of 1934, as amended.
Item 8.01     Other Events.
On December 9, 2021, the Company announced that the Board of Directors has declared a quarterly cash dividend on the Company’s 8.00% Mandatory Convertible Preferred Stock, Series A (the Mandatory Convertible Preferred Stock), of $20.00 per share. This dividend is payable on December 31, 2021 to Mandatory Convertible Preferred Stock holders of record at the close of business (5:00 p.m., Eastern Time) on December 15, 2021.
The Company also announced that the Board of Directors has declared a quarterly cash dividend on the Company’s common stock of $4.10 per share. This dividend is payable on December 31, 2021 to common stockholders of record at the close of business (5:00 p.m., Eastern Time) on December 22, 2021.

Item 9.01    Financial Statements and Exhibits.

(d) Exhibits
Exhibit No.
Description
104Cover Page Interactive Data File (formatted as Inline XBRL).
    




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 9, 2021
 
Broadcom Inc.
By:/s/ Kirsten Spears
Name:Kirsten Spears
Title:Vice President, Chief Financial Officer and Chief Accounting Officer






Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/21SD
12/22/214
12/15/214
Filed on / For Period end:12/9/21
10/31/2110-K,  5,  DEF 14A
 List all Filings 


5 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/03/22  Broadcom Inc.                     424B3                  1:5.6M                                   Broadridge Fin’l So… Inc
10/03/22  VMware, Inc.                      DEFM14A                1:7.7M                                   Broadridge Fin’l So… Inc
 9/16/22  Broadcom Inc.                     S-4/A                  8:9.2M                                   Broadridge Fin’l So… Inc
 8/26/22  Broadcom Inc.                     S-4/A                  8:9.1M                                   Broadridge Fin’l So… Inc
 7/15/22  Broadcom Inc.                     S-4                    7:7.2M                                   Broadridge Fin’l So… Inc
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Filing Submission 0001730168-21-000148   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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