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American Century ETF Trust, et al. – ‘485BPOS’ on 8/29/19 – ‘EX-99.H5’

On:  Thursday, 8/29/19, at 12:45pm ET   ·   Effective:  9/9/19   ·   Accession #:  1710607-19-91   ·   File #s:  811-23305, 333-221045

Previous ‘485BPOS’:  ‘485BPOS’ on 1/16/19   ·   Next:  ‘485BPOS’ on 9/26/19   ·   Latest:  ‘485BPOS’ on 12/29/23   ·   29 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/29/19  American Century ETF Trust        485BPOS     9/09/19   15:3.6M
          → Avantis Emerging Markets Equity ETF ⇒ AVEM
          → Avantis Emerging Markets Equity Fund ⇒ Institutional Class (AVEEX)
          → Avantis International Equity ETF ⇒ AVDE
          → Avantis International Equity Fund ⇒ Institutional Class (AVDEX)
          → Avantis International Small Cap Value ETF ⇒ AVDV
          → Avantis International Small Cap Value Fund ⇒ Institutional Class (AVDVX)
          → Avantis U.S. Equity ETF ⇒ AVUS
          → Avantis U.S. Equity Fund ⇒ Institutional Class (AVUSX)
          → Avantis U.S. Small Cap Value ETF ⇒ AVUV
          → Avantis U.S. Small Cap Value Fund ⇒ Institutional Class (AVUVX)

Post-Effective Amendment of a Form N-1 or N-1A Registration   —   Rule 485(b)
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 485BPOS     Post-Effective Amendment of a Form N-1 or N-1A      HTML   1.84M 
                Registration                                                     
 2: EX-99.A3    Miscellaneous Exhibit                               HTML     12K 
 3: EX-99.D5    Miscellaneous Exhibit                               HTML     36K 
 4: EX-99.E5    Miscellaneous Exhibit                               HTML     12K 
 5: EX-99.E6    Miscellaneous Exhibit                               HTML     12K 
 6: EX-99.E7    Miscellaneous Exhibit                               HTML     32K 
 7: EX-99.G6    Miscellaneous Exhibit                               HTML     11K 
 8: EX-99.H2    Miscellaneous Exhibit                               HTML     11K 
 9: EX-99.H3    Miscellaneous Exhibit                               HTML     10K 
10: EX-99.H4    Miscellaneous Exhibit                               HTML     12K 
11: EX-99.H5    Miscellaneous Exhibit                               HTML     19K 
12: EX-99.I     Miscellaneous Exhibit                               HTML     16K 
13: EX-99.M4    Miscellaneous Exhibit                               HTML     17K 
14: EX-99.Q1    Miscellaneous Exhibit                               HTML     11K 
15: EX-99.Q2    Miscellaneous Exhibit                               HTML     10K

‘EX-99.H5’   —   Miscellaneous Exhibit

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

 <!   C:   C: 
  Exhibit  



TRANSFER AGENCY AGREEMENT


THIS AGREEMENT, made as of September 6, 2019, by and between AMERICAN CENTURY ETF TRUST, a Delaware statutory trust (“ACETFT”), and AMERICAN CENTURY SERVICES, LLC, a Missouri limited liability company (“Services”).

1.    By action of its Board of Trustees, ACETFT appointed Services as its transfer agent for its mutual funds, and Services accepted such appointment.

2.    As transfer agent for ACETFT, Services shall perform all the functions usually performed by transfer agents of investment companies, in accordance with the policies and practices of ACETFT as disclosed in its prospectus or otherwise communicated to Services from time to time, including, but not limited to, the following:

(a)
Recording the ownership, transfer, conversion and cancellation of ownership of shares of mutual funds of ACETFT on the books of ACETFT;

(b)
Causing the issuance, transfer, conversion and cancellation of stock certificates of ACETFT;

(c)
Establishing and maintaining records of accounts;

(d)
Computing and causing to be prepared and mailed or otherwise delivered to shareholders payment of redemption proceeds due from ACETFT on redemption of shares and notices of reinvestment in additional shares of dividends, stock dividends or stock splits declared by ACETFT on shares of ACETFT;

(e)
Furnishing to shareholders such information as may be reasonably required by ACETFT, including confirmation of shareholder transactions and appropriate income tax information;

(f)
Addressing and mailing to shareholders prospectuses, annual and semiannual reports; addressing and mailing proxy materials for shareholder meetings prepared by or on behalf of ACETFT, and tabulating the proxy votes;

(g)
Maintaining such books and records relating to transactions effected by Services pursuant to this Agreement as are required by the Investment Company Act of 1940, or by rules or regulations thereunder, or by any other applicable provisions of law, to be maintained by ACETFT or its transfer agent with respect to such transactions; preserving, or causing to be preserved, any such books and records for such periods as may be required by any such law, rule or regulation; furnishing ACETFT such information as to such transactions and at such times as may be reasonably required by it to comply with applicable laws and regulations, including but not limited to the laws of the several states of the United States; and




(h)
Dealing with and answering all correspondence from or on behalf of shareholders relating to its functions under this Agreement.

3.    ACETFT may perform on site inspection of records and accounts and perform audits directly pertaining to ACETFT shareholder accounts serviced by Services hereunder at Services’ facilities in accordance with reasonable procedures at the frequency necessary to show proper administration of this agreement and the proper audit of ACETFT’s financial statements. Services will cooperate with ACETFT’s auditors and the representatives of appropriate regulatory agencies and furnish all reasonably requested records and data.

4.    (a)    Services will at all times exercise due diligence and good faith in performing its duties hereunder. Services will make every reasonable effort and take all reasonably available measures to assure the adequacy of its personnel and facilities as well as the accurate performance of all services to be performed by it hereunder within the time requirements of any applicable statutes, rules or regulations or as disclosed in ACETFT’s prospectus.

(b)    Services shall not be responsible for, and ACETFT agrees to indemnify Services for, any losses, damages or expenses (including reasonable counsel fees and expenses) (a) resulting from any claim, demand, action or suit not resulting from Services failure to exercise good faith or due diligence and arising out of or in connection with Services’ duties on behalf of the fund hereunder; (b) for any delay, error, or omission by reason or circumstance beyond its control, including acts of civil or military authority, national emergencies, labor difficulties (except with response to Services employees), fire, mechanical breakdowns beyond its control, flood or catastrophe, act of God, insurrection, war, riot or failure beyond its control of transportation, communication or power supply; or (c) for any action taken or omitted to be taken by Services in good faith in reliance on (i) the authenticity of any instrument or communication reasonably believed by it to be genuine and to have been properly made and signed or endorsed by an appropriate person, or (ii) the accuracy of any records or information provided to it by ACETFT, or (iii) any authorization or instruction contained in any officers’ instruction, or (iv) any advice of counsel approved by ACETFT who may be internally employed counsel or outside counsel, in either case for ACETFT or Services.

5.    Services shall not look to ACETFT for compensation for its services described herein. It shall be compensated entirely by American Century Investment Management, Inc. (the “Advisor”), pursuant to the Transfer Agency Services Agreement between Advisor and Services.

6.    (a)    This Agreement may be terminated by either party at any time without penalty upon giving the other party 60 days’ written notice (which notice may be waived by either party).

(b)    Upon termination, Services will deliver to ACETFT all records pertaining to shareholder accounts of ACETFT.

        

2


(c)    All data processing programs used by Services in connection with the performance of its duties under this Agreement are the sole and exclusive property of Services, and after the termination of this Agreement, ACETFT shall have no right to use the same.

IN WITNESS WHEREOF, the parties have executed this instrument as of the day and year first above written.


AMERICAN CENTURY ETF TRUST


By: /s/ Charles A. Etherington                        
Charles A. Etherington
Vice President


AMERICAN CENTURY SERVICES, LLC


By: /s/ Otis H. Cowan                            
Otis H. Cowan
Vice President


3

Dates Referenced Herein

This ‘485BPOS’ Filing    Date    Other Filings
Effective on:9/9/19None on these Dates
9/6/19
Filed on:8/29/19
 List all Filings 

29 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/22/24  American Century ETF Trust        485APOS                4:3.1M
12/29/23  American Century ETF Trust        485BPOS     1/01/24   19:31M
11/06/23  American Century ETF Trust        485BPOS    11/07/23   20:4.4M
10/18/23  American Century ETF Trust        485APOS                1:3.2M
10/03/23  American Century ETF Trust        485APOS                3:2M
 8/14/23  American Century ETF Trust        485APOS                3:2.1M
 6/21/23  American Century ETF Trust        485BPOS     6/22/23   21:5M
 3/21/23  American Century ETF Trust        485APOS                1:2.6M
 3/13/23  American Century ETF Trust        485BPOS     3/14/23   20:3.1M
12/29/22  American Century ETF Trust        485BPOS     1/01/23   15:25M
12/14/22  American Century ETF Trust        485APOS                1:1.6M
10/17/22  American Century ETF Trust        485APOS                4:2.5M
 9/20/22  American Century ETF Trust        485BPOS     9/21/22   26:5.6M
 6/28/22  American Century ETF Trust        485APOS                1:2.9M
 6/17/22  American Century ETF Trust        485BPOS     6/21/22   21:3.3M
 3/25/22  American Century ETF Trust        485APOS                2:1.5M
 3/07/22  American Century ETF Trust        485BPOS     3/08/22   24:4M
12/29/21  American Century ETF Trust        485BPOS     1/01/22   23:23M
12/08/21  American Century ETF Trust        485APOS                1:1.8M
11/12/21  American Century ETF Trust        485BPOS    11/15/21    8:1.8M
10/13/21  American Century ETF Trust        485APOS2/14/22    2:1.5M
 9/15/21  American Century ETF Trust        485BPOS     9/16/21   19:4.1M
 8/18/21  American Century ETF Trust        485APOS                1:1.5M
 6/28/21  American Century ETF Trust        485BPOS     6/29/21   21:4.3M
 6/21/21  American Century ETF Trust        485APOS6/21/21    4:1.9M
 4/15/21  American Century ETF Trust        485APOS                3:2.2M
12/29/20  American Century ETF Trust        485BPOS     1/01/21   27:17M
 9/09/20  American Century ETF Trust        485BPOS     9/10/20   10:3.3M
 9/04/20  American Century ETF Trust        485APOS9/04/20    4:2M
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Filing Submission 0001710607-19-000091   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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