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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/14/19 Genius Brands International, Inc. 10-Q 9/30/19 76:3.7M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 430K
2: EX-4.3 Amendment to Secured Convertible Notes HTML 31K
3: EX-4.4 Amendment to Secured Convertible Notes HTML 29K
4: EX-4.5 Amendment to Secured Convertible Notes HTML 28K
5: EX-31.1 Certification -- §302 - SOA'02 HTML 25K
6: EX-31.2 Certification -- §302 - SOA'02 HTML 25K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 20K
8: EX-32.2 Certification -- §906 - SOA'02 HTML 20K
18: R1 Document and Entity Information HTML 54K
54: R2 Condensed Consolidated Balance Sheets (Unaudited) HTML 128K
64: R3 Condensed Consolidated Balance Sheets (Unaudited) HTML 40K
(Parenthetical)
38: R4 Condensed Consolidated Statements of Operations HTML 80K
(Unaudited)
17: R5 Condensed Consolidated Statements of Comprehensive HTML 31K
Loss (Unaudited)
53: R6 Condensed Consolidated Statement of Stockholders' HTML 103K
Equity (Unaudited)
61: R7 Condensed Consolidated Statements of Cash Flows HTML 124K
(Unaudited)
41: R8 1. Organization and Nature of Business HTML 48K
15: R9 2. Summary of Significant Accounting Policies HTML 66K
31: R10 3. Property and Equipment, Net HTML 29K
25: R11 4. Right of Use Leased Asset HTML 27K
44: R12 5. Film and Television Costs, Net HTML 28K
69: R13 6. Goodwill and Intangible Assets, Net HTML 34K
32: R14 7. Deferred Revenue HTML 25K
26: R15 8. Accrued Liabilities - Current HTML 27K
45: R16 9. Secured Convertible Notes HTML 40K
70: R17 10. Production Loan Facility HTML 29K
33: R18 11. Disputed Trade Payable HTML 23K
24: R19 12. Stockholders' Equity HTML 44K
58: R20 13. Stock Options HTML 39K
66: R21 14. Warrants HTML 50K
42: R22 15. Income Taxes HTML 26K
20: R23 16. Commitment and Contingencies HTML 39K
59: R24 17. Related Party Transactions HTML 33K
67: R25 18. Subsequent Events HTML 32K
43: R26 2. Summary of Significant Accounting Policies HTML 126K
(Policies)
21: R27 3. Property and Equipment, Net (Tables) HTML 28K
57: R28 4. Right of Use Leased Asset (Tables) HTML 26K
68: R29 5. Film and Television Costs, net (Tables) HTML 26K
73: R30 6. Goodwill and Intangible Assets, Net (Tables) HTML 34K
47: R31 8. Accrued Liabilities - Current (Tables) HTML 26K
23: R32 13. Stock Options (Tables) HTML 37K
30: R33 14. Warrants (Tables) HTML 33K
72: R34 16. Commitment and Contingencies (Tables) HTML 31K
46: R35 1. Organization and Business (Details Narrative) HTML 68K
22: R36 2. Significant Accounting Policies (Details HTML 53K
Narrative)
29: R37 3. Property and Equipment, Net (Details) HTML 36K
71: R38 3. Property and Equipment, Net (Details Narrative) HTML 24K
48: R39 4. Right of Use Leased Asset (Details) HTML 35K
63: R40 4. Right of Use Leased Asset (Details Narrative) HTML 34K
55: R41 5. Film and Television Costs and Capitalized HTML 34K
Product Development in Process (Details)
19: R42 5. Film and Television Costs, net (Details HTML 25K
Narrative)
40: R43 6. Goodwill and Intangible Assets, Net (Details - HTML 34K
Intangibles)
62: R44 6. Goodwill and Intangible Assets (Details - HTML 37K
future amortization)
52: R45 6. Goodwill and Intangible Assets, Net (Details HTML 24K
Narrative)
16: R46 7. Deferred Revenue (Details Narrative) HTML 25K
39: R47 8. Accrued Liabilities - Current (Details) HTML 29K
60: R48 9. Secured Convertible Notes (Details Narrative) HTML 52K
56: R49 10. Production Loan Facility (Details Narrative) HTML 47K
50: R50 12. Stockholders' Equity (Details Narrative) HTML 43K
74: R51 13. Stock Options (Details-Option activity) HTML 76K
34: R52 13. Stock Options (Details - Assumptions) HTML 33K
27: R53 13. Stock Options (Details Narrative) HTML 33K
51: R54 14. Warrants (Details) HTML 73K
75: R55 14. Warrants (Details Narrative) HTML 46K
35: R56 15. Income Taxes (Details Narrative) HTML 25K
28: R57 16. Commitment and Contingencies (Details - HTML 62K
Minimum lease commitments)
49: R58 16. Commitment and Contingenices (Details HTML 31K
Narrative)
76: R59 17. Related Party (Details Narrative) HTML 35K
36: XML IDEA XML File -- Filing Summary XML 131K
65: EXCEL IDEA Workbook of Financial Reports XLSX 88K
9: EX-101.INS XBRL Instance -- gnus-20190930 XML 1.00M
11: EX-101.CAL XBRL Calculations -- gnus-20190930_cal XML 167K
12: EX-101.DEF XBRL Definitions -- gnus-20190930_def XML 481K
13: EX-101.LAB XBRL Labels -- gnus-20190930_lab XML 868K
14: EX-101.PRE XBRL Presentations -- gnus-20190930_pre XML 701K
10: EX-101.SCH XBRL Schema -- gnus-20190930 XSD 153K
37: ZIP XBRL Zipped Folder -- 0001683168-19-003650-xbrl Zip 123K
EXHIBIT 4.5
AMENDMENT TO SECURED CONVERTIBLE NOTES
OF
GENIUS BRANDS INTERNATIONAL, INC.
This AMENDMENT TO SECURED CONVERTIBLE NOTES (the “Amendment”) is effective as of September [*], 2019 by and among Genius Brands International, Inc., a Nevada corporation (the “Company”), and the investors party hereto (each, an “Investor,” and together, the “Investors”). Terms not otherwise defined herein shall have the meaning ascribed to such terms in those certain secured convertible notes issued by the Company to the Investors and other investors on August 20, 2018, as amended on July 22, 2019 (the “Notes”, and the Investors and such other investors, collectively, the “Note Investors”).
WHEREAS, the Company and the Investors desire to extend the Maturity Date of the Notes; and
WHEREAS, the Company and the Investors desire to amend the interest payment schedule of the Notes; and
WHEREAS, Section 8(b) of each of the Notes provides that any provision of the Note may be amended, waived or modified only upon the written consent of the Company and the Holders (as identified on the signature pages hereto), constituting a majority-in-interest of the Notes (the “Required Holders”); and
WHEREAS, any amendment or waiver effected in accordance with Section 8(b) of the Notes shall only be binding upon the Company and each Note Investor that agrees to such Amendment; and
WHEREAS, the undersigned Investors represent the Required Noteholders.
NOW THEREFORE, in consideration of the foregoing recitals and the mutual promises set forth herein, the Company and the Investors, intending to be legally bound, agree as follows:
1. The first sentence of Section 2(a) of each of the Investor’s Notes shall be amended to replace “August 20, 2019” with “August 20, 2021”, such that August 20, 2021 will be the new Maturity Date for the Notes.
2. Section 1(a) of each of the Investor’s Notes is hereby amended and restated in its entirety as follows:
“Interest. Holder shall be entitled to receive, and Company shall pay simple interest on the outstanding principal amount of this Note at an annual rate of ten percent (10%) from September [*], 2019 through the Maturity Date if not otherwise converted into shares of the Company’s Common Stock pursuant to Section 2 hereof. Interest shall be paid monthly on that last business day of each month during the term and on the Maturity Date when all amounts outstanding in connection with this Note shall be due and payable (each an “Interest Payment Date”) in cash. If any Interest Payment Date is not a Trading Day, the applicable payment shall be due on the next succeeding Trading Day.”
C:
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3. Other Terms. Other than as expressly provided for herein, all other terms and conditions of the Notes remain unchanged and in full force and effect.
4. Governing Law. This Amendment shall be governed by and construed in accordance with the laws of the State of Nevada.
5. Counterparts. This Amendment may be executed in two or more counterparts, each of which shall be deemed an original but all of which taken together shall constitute the same instrument.
[Remainder of page is intentionally blank. Signature pages follow.]
C:
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first written above.
Genius Brands International, Inc.
By:_____________________________
Name:
Title:
C:
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IN WITNESS WHEREOF, the parties hereto have executed this Amendment as of the date first written above.
INVESTORS
Investor Name: _____________________________
Signed By: ________________________________
Print Signatory Name:________________________
Title (If applicable): _________________________
Original Note Principal: $_____________________
C:
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| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 8/20/21 | ||||
| Filed on: | 11/14/19 | |||
| For Period end: | 9/30/19 | |||
| 8/20/19 | ||||
| 7/22/19 | 8-K, S-1 | |||
| 8/20/18 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 9/04/20 Kartoon Studios, Inc. S-3 4:318K GlobalOne Filings Inc/FA |