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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/09/17 Live Ventures Inc 10-Q 12/31/16 69:4.9M GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size
1: 10-Q Quarterly Report HTML 341K
2: EX-10.1 Share Exchange Agreement HTML 35K
3: EX-10.2 Equipment Security Note HTML 33K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 23K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 23K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 19K
7: EX-32.1 Certification -- §906 - SOA'02 HTML 19K
14: R1 Document and Entity Information HTML 44K
15: R2 Condensed Consolidated Balance Sheets (Unaudited) HTML 103K
16: R3 Condensed Consolidated Balance Sheets (Unaudited) HTML 48K
(Parenthetical)
17: R4 Condensed Consolidated Statements of Operations HTML 97K
(Unaudited)
18: R5 Condensed Consolidated Statements of Cash Flows HTML 112K
(Unaudited)
19: R6 1. Background and Basis of Presentation HTML 27K
20: R7 2. Summary of Significant Accounting Policies HTML 78K
21: R8 3. Balance Sheet Detail Information HTML 63K
22: R9 4. Acquisition HTML 29K
23: R10 5. Goodwill and Other Intangibles HTML 26K
24: R11 6. Notes Payable HTML 82K
25: R12 7. Note Payable, Related Party HTML 22K
26: R13 8. Stockholders' Equity HTML 40K
27: R14 9. Series B Convertible Preferred Stock Warrants HTML 49K
28: R15 10. Stock-based Compensation HTML 57K
29: R16 11. Earnings Per Share HTML 44K
30: R17 12. Related Party Transactions HTML 24K
31: R18 13. Commitments and Contingencies HTML 24K
32: R19 14. Income Taxes HTML 24K
33: R20 15. Concentration of Credit Risk HTML 24K
34: R21 16. Segment Reporting HTML 61K
35: R22 17. Subsequent Events HTML 21K
36: R23 2. Summary of Significant Accounting Policies HTML 154K
(Policies)
37: R24 3. Balance Sheet Detail Information (Tables) HTML 81K
38: R25 4. Acquisition (Tables) HTML 26K
39: R26 5. Goodwill and Other Intangibles (Tables) HTML 24K
40: R27 6. Notes Payable (Tables) HTML 49K
41: R28 9. Series B Convertible Preferred Stock Warrants HTML 43K
(Tables)
42: R29 10. Stock-based Compensation (Tables) HTML 57K
43: R30 11. Earnings Per Share (Tables) HTML 41K
44: R31 16. Segment Reporting (Tables) HTML 56K
45: R32 2. Summary of Significant Accounting Policies HTML 33K
(Details Narrative)
46: R33 3. Balance Sheet Detail Information (Details) HTML 125K
47: R34 4. Acquisitions (Details - Purchase allocation) HTML 49K
48: R35 4. Acquisitions (Details - Acquisition Income) HTML 29K
49: R36 5. Goodwill and Other Intangibles (Details) HTML 36K
50: R37 5. Goodwill and Other Intangibles (Details HTML 24K
Narrative)
51: R38 6. Notes Payable (Details - Note Payable) HTML 77K
52: R39 6. Notes Payable (Details - Future Maturities) HTML 35K
53: R40 6. Notes Payable (Details Narrative) HTML 82K
54: R41 7. Note Payable, Related Party (Details Narrative) HTML 29K
55: R42 8. Stockholders' Equity (Details Narrative) HTML 64K
56: R43 9. Warrants (Details - Warrants Outstanding) HTML 53K
57: R44 9. Warrants (Details - Exercise price) HTML 38K
58: R45 10. Stock-based Compensation (Details - Option HTML 63K
activity)
59: R46 10. Stock-based Compensation (Details - Option HTML 48K
price)
60: R47 10. Stock-based Compensation (Details - Non HTML 33K
vested)
61: R48 10. Stock-based Compensation (Details - HTML 29K
Assumptions)
62: R49 10. Stock-based Compensation (Details Narrative) HTML 23K
63: R50 11. Earnings (Loss) Per Share (Details - HTML 64K
Computation of loss per share)
64: R51 12. Related Party Transactions (Details Narrative) HTML 21K
65: R52 14. Income Taxes (Details Narrative) HTML 26K
66: R53 16. Segment Reporting (Details) HTML 51K
68: XML IDEA XML File -- Filing Summary XML 118K
67: EXCEL IDEA Workbook of Financial Reports XLSX 80K
8: EX-101.INS XBRL Instance -- live-20161231 XML 1.17M
10: EX-101.CAL XBRL Calculations -- live-20161231_cal XML 202K
11: EX-101.DEF XBRL Definitions -- live-20161231_def XML 459K
12: EX-101.LAB XBRL Labels -- live-20161231_lab XML 874K
13: EX-101.PRE XBRL Presentations -- live-20161231_pre XML 698K
9: EX-101.SCH XBRL Schema -- live-20161231 XSD 128K
69: ZIP XBRL Zipped Folder -- 0001683168-17-000266-xbrl Zip 127K
Exhibit 10.2
| Banc of America Leasing & Capital, LLC | Equipment Security Note Number 002 |
This Equipment Security Note No. 002, dated as of December 20, 2016 (this "Equipment Note"), is entered into pursuant to and incorporates by this reference all of the terms and provisions of that certain Master Loan and Security Agreement No. 3149-70000 dated as of August 5, 2016 (the "Master Agreement"), by end between Banc of America Leasing & Capital, LLC ("Lender") and Marquis Industries, Inc. ("Borrower"). All capitalized terms used herein and not defined herein shall have the respective meanings assigned to such terms in the Master Agreement. If any provision of this Equipment Note conflicts with any provision of the Master Agreement, the provisions contained in this Equipment Note shall prevail. Borrower hereby authorizes Lender to insert the serial numbers and other identification data of the Equipment, dates, and other omitted factual matters or descriptions in this Equipment Note.
The occurrence of an “Event or Default,” as defined in the Master Agreement, shall entitle Lender to accelerate the maturity of this Equipment Note and to declare the Prepayment Amount to be immediately due and payable, and to proceed at once to exercise each and every one of the remedies provided in the Master Agreement or otherwise available at law or in equity. All of Borrower’s Obligations under this Equipment Note are absolute and unconditional, and shall not be subject to any offset or deduction whatsoever. Borrower waives any right to assert, by way of counterclaim or affirmative defense in any action to enforce Borrower's Obligations hereunder, any claim whatsoever against Lender.
1. Equipment Financed; Equipment Location; Grant of Security Interest. Subject to the. terms and provisions of the Master Agreement and as provided herein, Lender is providing financing in the principal amount described in Section 2 below to Borrower in connection with the acquisition or financing of the following described Equipment:
| Quantity | Description | Serial Number | Cost |
1 Barmag Compact Monofilament Lines with in-line Texturing with Extruders, type 7E10/3-D, in-line pumps, type GCV50K (Q-45 cv/rev), Hydraulic screen changers, type KSW-80, Mell adapter systems, Mel pressure gouges, Melt temperature gauges, monofilament dies, die chart for monofilament die, Water quench bath, type KBF1/550-bi-color, Heat exchanger for quenching tank, Monofilament drying system, Draw Stand I, type STB9/i/5/550/2xNR, Oil heater for 2 heated godets, yarn break sensor on draw stand I, Hot air stretching over HLS1/550, Draw stand II, type S'TB9/1/1/5/550/NR, 2 monofilament oscillation devised, set of static eliminator bar, reinforced version, injector monofilament aspirating system, spin finish oil applicator device, yarn suction guns, for 8x resp. 9x550 dtex, UPS for control voltage, isolating transformer for 480 volts supply, set of spare parts, Electrical System, 17 positions in-line monofilament texturing machines, per Appendix l to Contra 11110 and equipment per Exhibit A attached hereto and made a part hereof.
Location of Equipment. The Equipment will be located or (in the case of over-the-road vehicles) based at the following locations:
| Location | Address | City | County | State | Zip |
| A | 1805 South Hamilton | Dalton | Whitfield | Georgia | 30720 |
Borrower has agreed and does hereby grant a security interest in and to the Equipment and the Collateral related thereto, whether now owned or hereafter acquired and wherever located, in order to secure the payment and performance of all Obligations owing to Lender, including but not limited to this Equipment Note, all as more particularly provided in the Master Agreement. Lender’s agreement to provide the financing contemplated herein shall be subject to the satisfaction of all conditions established by Lender and Lender's prior receipt of all required documentation in form and substance satisfactory to Lender in its sole discretion.
2. Payments. For value received, Borrower promises to pay to the order of Lender, the principal amount of $2,209,807.47 together with interest thereon as provided herein. This Equipment Note shall be payable by Borrower to Lender in Sixty (6) consecutive monthly installments of principal and interest (the “Payments”) commencing on Jan. 30, 2017 (the “Initial Payment”) and continuing thereafter through and including the Maturity Date (as defined below) (collectively, the “Equipment Note Term”). Each Payment shall be in the amount provided below, and due and payable on the same day of the month as the Initial Payment set forth above in each succeeding payment period (each, a “Payment Date” and the final such scheduled Payment Date, the “Maturity Date”) during Equipment Note Term. All interest hereunder shall be calculated on the basis of a year of 360 days comprised of 12 months of 30 days each. The final Payment due and payable on the Maturity Date shall in any event be equal to the entire outstanding and unpaid principal amount of this Equipment Note, together with all accrued and unpaid interest, charges and other amounts owing hereunder and under the Master Agreement.
C:
| C: 1 |
(a) Interest Rate.
Interest shall accrue on the entire principal amount of this Equipment Note outstanding from time to time at a fixed rate of Four and 63/100 percent (4.63%) per annum or, if less, the highest rate of interest permitted by applicable law (the “Interest Rate”), from the Advance Date set forth below until the principal amount of this Equipment Note is paid in full, and shall be due and payable on each Payment Date.
(b) Payment Amount.
The principal and interest amount of each of the first Fifty nine (59) Payments shall be $34,767.67, with the final Payment of principal and interest in the amount of $476,729.16.
3. Prepayment. Borrower may prepay all (but not less than all) of the outstanding principal balance of this Equipment Note on a scheduled Payment Date occurring after one (1) year from the date hereof upon 30 days prior written notice from Borrower to Lender. provided that any such prepayment shall be made together with (a) all accrued interest and other charges and amounts owing hereunder through the date of prepayment and (b) a prepayment charge equal to one percent (1%) of the amount prepaid multiplied by number of years or fraction thereof for the then remaining Equipment Note Term; provided, however, that, if any prepayment of this Equipment Note is made following an Event of Default, by reason of acceleration or otherwise, the prepayment charge shall be calculated based upon the full original Equipment Note Term.
4. Borrower Acknowledgements. Upon delivery and acceptance of the Equipment, Borrower shall execute this Equipment Note evidencing the amounts financed by Lender in respect of such Equipment and the Payments of principal and interest hereunder. By its execution and delivery of this Equipment Note, Borrower:
| (a) | reaffirms of all of Borrower’s representations, warranties and covenants as set forth in the Master Agreement and represents and warrants that no Default or Event of Default under the Master Agreement exists as of the date hereof; |
| (b) | represents, warrants and agrees that: (1) the Equipment has been delivered and is in an operating condition and performing the operation for which it is intended to the satisfaction of Borrower; (ii) each item of Equipment has been unconditionally accepted by Borrower for all purposes under the Master Agreement and this Equipment Note; and (iii) there has been no material adverse change in the operations, business, properties or condition, financial or otherwise, of Borrower or any Guarantor since September 30, 2015; |
| (c) | authorizes and direct Lender (i) to advance the principal amount of this Equipment Note to reimburse Borrower or any Vendors all or a portion of the purchase price of Equipment in accordance with Vendors’ invoices therefor, receipt and approval of which are hereby reaffirmed by Borrower, and (ii) to enter the date of such advance below Lender’s signature as the “Advance Date” for all purposes hereof; and |
| (d) | agrees that Borrower is absolutely and unconditionally obligated to pay Lender all Payments at the times and in the manner set forth herein. |
| BANC OF AMERICA LEASING & CAPITAL, LLC | Borrower: MARQUIS INDUSTRIES, INC. | |
| By: /s/ Donna Askren | By: /s/ Tim A. Bailey | |
| Printed Name: Donna Askren | Printed Name: Tim A. Bailey | |
| Title: Assistant Vice President | Title: CEO | |
| Advance Date: Dec. 30, 2016 |
C:
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C:
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C:
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C:
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C:
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| This ‘10-Q’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 2/9/17 | 8-K | ||
| 1/30/17 | ||||
| For Period end: | 12/31/16 | 10-Q/A | ||
| 12/30/16 | ||||
| 12/20/16 | ||||
| 8/5/16 | ||||
| 9/30/15 | 10-K, NT 10-K | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA 8/27/20 Live Ventures Inc. 1-A 6:464K GlobalOne Filings Inc/FA |