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Franklin Wireless Corp. – ‘10-K/A’ for 6/30/20 – ‘EX-4.1’

On:  Thursday, 9/17/20, at 8:13pm ET   ·   As of:  9/18/20   ·   For:  6/30/20   ·   Accession #:  1683168-20-3177   ·   File #:  1-14891

Previous ‘10-K’:  ‘10-K’ on 9/17/20 for 6/30/20   ·   Next:  ‘10-K’ on 9/28/21 for 6/30/21   ·   Latest:  ‘10-K’ on 9/28/23 for 6/30/23   ·   9 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/18/20  Franklin Wireless Corp.           10-K/A      6/30/20   64:3.6M                                   GlobalOne Filings Inc/FA

Amendment to Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K/A      Form 10-K Amendment                                 HTML    346K 
 2: EX-4.1      Description of Securities                           HTML     19K 
 3: EX-10.8     Common Stock Purchase Agreement - Intercube         HTML     36K 
 4: EX-10.9     Common Stock Purchase Agreement - Partron           HTML     36K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     20K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     20K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     18K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     18K 
15: R1          Document and Entity Information                     HTML     58K 
16: R2          Consolidated Balance Sheets                         HTML    124K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     38K 
18: R4          Consolidated Statements of Comprehensive Income     HTML    120K 
19: R5          Consolidated Statements of Stockholders' Equity     HTML     58K 
                (Deficit)                                                        
20: R6          Consolidated Statements of Cash Flows               HTML    110K 
21: R7          1. Business Overview                                HTML     22K 
22: R8          2. Summary of Significant Accounting Policies       HTML     86K 
23: R9          3. Fair Value Measurements                          HTML     24K 
24: R10         4. Property and Equipment                           HTML     26K 
25: R11         5. Accrued Liabilities                              HTML     24K 
26: R12         6. Income Taxes                                     HTML     50K 
27: R13         7. Earnings Per Share                               HTML     27K 
28: R14         8. Commitments and Contingencies                    HTML     39K 
29: R15         9. Long-Term Incentive Plan Awards                  HTML     36K 
30: R16         10. Subsequent Events                               HTML     21K 
31: R17         2. Summary of Significant Accounting Policies       HTML    158K 
                (Policies)                                                       
32: R18         2. Summary of Significant Accounting Policies       HTML     64K 
                (Tables)                                                         
33: R19         4. Property and Equipment (Tables)                  HTML     24K 
34: R20         5. Accrued Liabilities (Tables)                     HTML     24K 
35: R21         6. Income Taxes (Tables)                            HTML     50K 
36: R22         7. Earnings Per Share (Tables)                      HTML     26K 
37: R23         8. Commitments and Contingencies (Tables)           HTML     33K 
38: R24         9. Long-Term Incentive Plan Awards (Tables)         HTML     34K 
39: R25         2. Summary of Significant Accounting Policies       HTML     27K 
                (Details - Segments)                                             
40: R26         2. Summary of Significant Accounting Policies       HTML     22K 
                (Details - Segments Long-Lived Assets)                           
41: R27         2. Summary of Significant Accounting Policies       HTML     21K 
                (Details - Receivables)                                          
42: R28         2. Summary of Significant Accounting Policies       HTML     21K 
                (Details - Contract liabilities)                                 
43: R29         2. Summary of Significant Accounting Policies       HTML     32K 
                (Details - Useful lives)                                         
44: R30         2. Summary of Significant Accounting Policies       HTML     42K 
                (Details - Intangibles)                                          
45: R31         2. Summary of Significant Accounting Policies       HTML     32K 
                (Details - Amortization)                                         
46: R32         2. Summary of Significant Accounting Policies       HTML     84K 
                (Details Narrative)                                              
47: R33         4. Property and Equipment (Details)                 HTML     30K 
48: R34         4. Property and Equipment (Details Narrative)       HTML     20K 
49: R35         5. Accrued Liabilities (Details)                    HTML     35K 
50: R36         6. Income Taxes (Details - Provision for Income     HTML     44K 
                Taxes)                                                           
51: R37         6. Income Taxes (Details - Reconciliation of Tax    HTML     43K 
                Rate)                                                            
52: R38         6. Income Taxes (Details - Deferred Income Taxes)   HTML     49K 
53: R39         6. Income Taxes (Details - Unrecognized tax         HTML     23K 
                benefits)                                                        
54: R40         6. Income Taxes (Details Narrative)                 HTML     26K 
55: R41         7. Earnings Per Share (Details)                     HTML     42K 
56: R42         7. Earnings (Loss) Per Share (Details Narrative)    HTML     20K 
57: R43         8. Commitments and Contingencies (Details -         HTML     37K 
                Maturities of lease liability under operating                    
                leases)                                                          
58: R44         8. Commitments and Contingencies (Details -         HTML     33K 
                Maturities of lease liabilities)                                 
59: R45         8. Commitments and Contingencies (Details           HTML     34K 
                Narrative)                                                       
60: R46         9. Long-Term Incentive Plan Awards (Details -       HTML     75K 
                Option Activity)                                                 
61: R47         9. Long-Term Incentive Plan Awards (Details         HTML     28K 
                Narrative)                                                       
63: XML         IDEA XML File -- Filing Summary                      XML    105K 
62: EXCEL       IDEA Workbook of Financial Reports                  XLSX     77K 
 9: EX-101.INS  XBRL Instance -- fkwl-20200630                       XML    940K 
11: EX-101.CAL  XBRL Calculations -- fkwl-20200630_cal               XML    202K 
12: EX-101.DEF  XBRL Definitions -- fkwl-20200630_def                XML    270K 
13: EX-101.LAB  XBRL Labels -- fkwl-20200630_lab                     XML    773K 
14: EX-101.PRE  XBRL Presentations -- fkwl-20200630_pre              XML    581K 
10: EX-101.SCH  XBRL Schema -- fkwl-20200630                         XSD     96K 
64: ZIP         XBRL Zipped Folder -- 0001683168-20-003177-xbrl      Zip    104K 


‘EX-4.1’   —   Description of Securities


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



Exhibit 4.1

 

DESCRIPTION OF SECURITIES

 

The following summary of the terms of our capital stock is based upon our Restated Articles of Incorporation (the Articles of Incorporation) and our Amended and Restated Bylaws (the Bylaws). The summary is not complete, and is qualified by reference to our Articles of Incorporation and our Bylaws, which are exhibits incorporated by reference into our Annual Report on Form 10-K. We encourage you to read our Articles of Incorporation, our Bylaws and the applicable provisions of the Nevada Revised Statutes for additional information.

 

Authorized Shares of Capital Stock

 

Our authorized capital stock consists of 50,000,000 shares of common stock, $0.001 par value, and 10,000,000 shares of preferred stock.

 

Market

Our common stock is traded on the OTCBQ under the symbol “FKWL”.

 

Voting Rights

Each holder of shares of our common stock is entitled to one (1) vote for each share held of record by such holder on the applicable record date on all matters submitted to a vote of shareholders. Pursuant to our Articles of Incorporation, shareholders do not have the right to vote cumulatively.

 

Dividend Rights

Subject to any preferential dividend rights granted to the holders of any shares of our preferred stock that may at the time be outstanding, holders of our common stock are entitled to receive dividends as may be declared from time to time by our board of directors out of funds legally available therefor.

 

Rights upon Liquidation

Subject to any preferential rights of outstanding shares of preferred stock, holders of our common stock are entitled to share pro rata, upon any liquidation or dissolution, in all remaining assets legally available for distribution to shareholders.

 

Other Rights and Preferences

Our common stock has no sinking fund, redemption provisions, or preemptive, conversion, or exchange rights.

 

Certain Anti-Takeover Effects

Certain provisions of our Articles of Incorporation and Bylaws may be deemed to have an anti-takeover effect.

 

Advance Notice Requirements for Shareholder Proposals and Director Nominations. Our Bylaws provide advance notice procedures for shareholders seeking to bring business before our annual meeting of shareholders or to nominate candidates for election as directors at our annual meeting of shareholders and specify certain requirements regarding the form and content of a shareholder’s notice. These provisions might preclude our shareholders from bringing matters before our annual meeting of shareholders or from making nominations for directors at our annual meeting of shareholders if the proper procedures are not followed.

 

Additional Authorized Shares of Capital Stock. The additional shares of authorized common stock and preferred stock available for issuance under our Articles of Incorporation, could be issued at such times, under such circumstances and with such terms and conditions as to impede a change in control.

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K/A’ Filing    Date    Other Filings
Filed as of:9/18/20
Filed on:9/17/2010-K
For Period end:6/30/2010-K
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/28/23  Franklin Wireless Corp.           10-K        6/30/23   69:4.9M                                   GlobalOne Filings Inc/FA
 9/13/22  Franklin Wireless Corp.           10-K        6/30/22   62:4.6M                                   GlobalOne Filings Inc/FA
10/04/21  Franklin Wireless Corp.           S-8        10/04/21    4:167K                                   GlobalOne Filings Inc/FA
 9/28/21  Franklin Wireless Corp.           10-K        6/30/21   60:3.5M                                   GlobalOne Filings Inc/FA


5 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/15  Franklin Wireless Corp.           10-Q        9/30/15   49:2.6M                                   Publicease Inc./FA
 9/28/11  Franklin Wireless Corp.           10-K        6/30/11    4:1.4M                                   Publicease Inc./FA
10/13/09  Franklin Wireless Corp.           10-K        6/30/09    7:1.1M                                   Publicease Inc./FA
 9/26/08  Franklin Wireless Corp.           10-K        6/30/08    7:293K                                   Publicease Inc./FA
 5/14/08  Franklin Wireless Corp.           10QSB       3/31/08    8:162K                                   Publicease Inc./FA
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Filing Submission 0001683168-20-003177   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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