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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/28/22 Grom Social Enterprises, Inc. 8-K:5,9 4/22/22 12:326K GlobalOne Filings Inc/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 32K 2: EX-10.1 Execuitve Separation Agreement HTML 55K 7: R1 Cover HTML 50K 10: XML IDEA XML File -- Filing Summary XML 12K 8: XML XBRL Instance -- grom_8k_htm XML 19K 9: EXCEL IDEA Workbook of Financial Reports XLSX 6K 4: EX-101.DEF XBRL Definitions -- grom-20220422_def XML 73K 5: EX-101.LAB XBRL Labels -- grom-20220422_lab XML 102K 6: EX-101.PRE XBRL Presentations -- grom-20220422_pre XML 70K 3: EX-101.SCH XBRL Schema -- grom-20220422 XSD 13K 11: JSON XBRL Instance as JSON Data -- MetaLinks 27± 34K 12: ZIP XBRL Zipped Folder -- 0001683168-22-003013-xbrl Zip 28K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): i April 22, 2022
i GROM SOCIAL ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
| i Florida | i 001-40409 | i 46-5542401 |
|
(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
i Boca Raton, i Florida i 33431
(Address of principal executive offices)
Registrant’s telephone number, including area code: i (561) i 287-5776
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the Company under any of the following provisions:
Securities registered pursuant to Section 12(b) of the Act:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1934 (§240.12b-2 of this chapter).
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. i ☐
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Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Executive Separation Agreement
On April 22, 2022, Grom Social Enterprises, Inc. (the “Company”), Grom Social, Inc. and Melvin Leiner entered into an Executive Separation Agreement (the “Separation Agreement”), pursuant to which Mr. Leiner retired from his positions as the Company’s Executive Vice President and Chief Operating Officer. Pursuant to the Separation Agreement, Mr. Leiner’s employment with the Company ended on April 22, 2022 and Mr. Leiner is to receive separation payments over a nine (9) month period equal to his base salary, as well as certain limited health benefits.
In accordance with the Separation Agreement, the Company will pay to Mr. Leiner the sum of $236,250 in biweekly installments over the nine (9) month period beginning on the first regular Company pay period after April 22, 2022 and ending on January 13, 2022. The Separation Agreement also contains non-disparagement covenants and a mutual release of claims by the parties thereto.
The foregoing is a summary only and does not purport to be a complete description of all of the terms, provisions, covenants and agreements contained in the Separation Agreement and is subject to and qualified in its entirety by reference to the complete text of the Separation Agreement, a copy of which is filed herewith as Exhibit 10.1.
Departure of Director
On April 22, 2022, Mr. Leiner resigned from the Company’s Board of Directors (the “Board”), effective immediately. Mr. Leiner did not serve on any Board committees at the time of his resignation. Mr. Leiner did not resign as a result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. |
Exhibit | |
| Exhibit 10.1 | ||
| Exhibit 104 | Cover Page Interactive Data File (formatted in IXBRL, and included in exhibit 101). |
* Portions of this exhibit have been omitted as being both (i) not material, and (ii) would likely cause competitive harm if publicly disclosed
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| GROM SOCIAL ENTERPRISES, INC. | ||
| Date: April 28, 2022 | By: | /s/ Darren Marks |
|
Chief Executive Officer | ||
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| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/28/22 | None on these Dates | ||
| For Period end: | 4/22/22 | |||
| 1/13/22 | ||||
| List all Filings | ||||