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Yeh William H – ‘4’ for 3/18/24 re: Applied Optoelectronics, Inc.

On:  Tuesday, 3/19/24, at 4:20pm ET   ·   For:  3/18/24   ·   As:  Director   ·   Accession #:  1683168-24-1553   ·   File #:  1-36083

Previous ‘4’:  ‘4’ on 2/28/24 for 2/27/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/24  Yeh William H                     4          Director    1:5K   Applied Optoelectronics, Inc.     GlobalOne Filings Inc/FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      5K 
                Securities by an Insider -- ownership.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/18/24
Not Subject to Section 16:  0
Issuer:
Issuer CIK:  1158114
Issuer Name:  APPLIED OPTOELECTRONICS, INC.
Issuer Trading Symbol:  AAOI
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1587419
Owner Name:  Yeh William H
Reporting Owner Address:
Owner Street 1:  C/O APPLIED OPTOELECTRONICS, INC.
Owner Street 2:  13139 JESS PIRTLE BLVD.
Owner City:  SUGAR LAND
Owner State:  TX
Owner ZIP Code:  77478
Owner State Description:
Reporting Owner Relationship:
Is Director?  Yes
Is Officer?  No
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock, $.001 par value
Transaction Date:
Value:  3/18/24
Deemed Execution Date:
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  P
Equity Swap Involved?  No
Transaction Timeliness:
Transaction Amounts:
Transaction Shares:
Value:  8,000
Footnote ID:  F1
Transaction Price Per Share:
Value:  12.75
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  207,255
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  These shares were purchased in multiple transactions on March 18, 2024 at actual sales prices ranging from $12.74 to $12.75 per share. The price reflects the weighted average sale prices for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Owner Signature:
Signature Name:  /s/ David C. Kuo, attorney in fact for William H. Yeh
Signature Date:  3/19/24


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Filing Submission 0001683168-24-001553   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
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