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As Of Filer Filing For·On·As Docs:Size 1/31/22 Diamond Holdings, Inc. NT 10-K 10/31/21 1:21K |
Document/Exhibit Description Pages Size
1: NT 10-K Notice of a Late Filing of a Form 10-K Annual HTML 14K
Report
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Diamond Holdings, Inc.
| FORM 12b-25 |
SEC FILE NUMBER | |
| NOTIFICATION OF LATE FILING |
CUSIP NUMBER |
(Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR
For Period Ended: October 31, 2021
¨ Transition Report on Form 10-K
¨ Transition Report on Form 20-F
¨ Transition Report on Form 11-K
¨ Transition Report on Form 10-Q
¨ Transition Report on Form N-SAR
For the Transition Period Ended: ___________________________________________________________
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Read Instruction (on back page) Before Preparing Form. Please Print or Type. Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
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If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:
PART I - REGISTRANT INFORMATION
Diamond Holdings, Inc.
Full Name of Registrant
Former Name if Applicable
909 Plantation Blvd.
Address of Principal Executive Office (Street and Number)
City, State and Zip Code
PART II - RULES 12b-25(b) AND (c)
If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)
| x | (a) |
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
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x |
(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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| (c) | The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART III - NARRATIVE
State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.
Diamond Holdings, Inc. (the “Company”) has not finalized its financial statements for the period ended October 31, 2021, nor have the Company’s certifying auditors had the opportunity to complete their audit of the financial statements to be included in the Company’s Annual Report on Form 10-K for the fiscal year ended October 31, 2021 (the “Form 10-K”). Accordingly, the Company cannot complete and file the Form 10-K by the due date of January 31, 2022 and needs additional time to finalize its audited financial statements, but expects the audit of the financial statements will be completed and the Form 10-K to be filed as soon as possible, on or prior to the fifteenth calendar day following the prescribed due date.
PART IV - OTHER INFORMATION
| (1) | Name and telephone number of person to contact in regard to this notification |
| Jewell W. Sumrall | (251) | 270-8146 | ||||
| (Name) | (Area Code) | (Telephone Number) |
| (2) | Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s). Yes ☒ No ☐ |
| (3) | Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? Yes ☐ No ☒ |
DIAMOND HOLDINGS, INC.
(Name of Registrant as Specified in Charter)
has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: January 31, 2022 | By: | /s/ Jewell W. Sumrall |
| Name: | Jewell W. Sumrall | |
| Title: | Chief Executive Officer |
| This ‘NT 10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
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| Filed on / Effective on: | 1/31/22 | None on these Dates | ||
| For Period end: | 10/31/21 | |||
| List all Filings | ||||