SEC Info - Aqua Metals, Inc. - ‘10-Q’ for 3/31/19

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Aqua Metals, Inc. – ‘10-Q’ for 3/31/19 – ‘EX-3.4’

On: Thursday, 5/9/19, at 4:03pm ET · For: 3/31/19 · Accession #: 1621832-19-43 · File #: 1-37515

Previous ‘10-Q’: ‘10-Q’ on 11/7/18 for 9/30/18 · Next: ‘10-Q’ on 7/31/19 for 6/30/19 · Latest: ‘10-Q’ on 11/8/23 for 9/30/23 · 19 References:

  As Of               Filer                 Filing    For·On·As Docs:Size

 5/09/19  Aqua Metals, Inc.                 10-Q        3/31/19   62:4.2M

Quarterly Report — Form 10-Q — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    394K 
 2: EX-3.4      Articles of Incorporation/Organization or Bylaws    HTML     20K 
 3: EX-10.4     Material Contract                                   HTML    265K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     25K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     25K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     22K 
13: R1          Document and Entity Information                     HTML     45K 
14: R2          Condensed Consolidated Balance Sheets (Current      HTML    106K 
                Period Unaudited)                                                
15: R3          Condensed Consolidated Balance Sheets (Current      HTML     28K 
                Period Unaudited) (Parenthetical)                                
16: R4          Condensed Consolidated Statements of Operations     HTML     62K 
                (Unaudited)                                                      
17: R5          Condensed Consolidated Statements of Stockholders'  HTML     55K 
                Equity (Deficit)                                                 
18: R6          Condensed Consolidated Statements of Stockholders'  HTML     21K 
                Equity (Deficit) (Parenthetical)                                 
19: R7          Condensed Consolidated Statements of Cash Flows     HTML    123K 
                (Unaudited)                                                      
20: R8          Organization                                        HTML     24K 
21: R9          Summary of Significant Accounting Policies          HTML     61K 
22: R10         Revenue Recognition                                 HTML     24K 
23: R11         Inventory                                           HTML     29K 
24: R12         Property and Equipment, Net                         HTML     50K 
25: R13         Asset Retirement Obligation                         HTML     24K 
26: R14         Convertible Note Payable                            HTML     36K 
27: R15         Notes Payable                                       HTML     41K 
28: R16         Leases                                              HTML     39K 
29: R17         Stockholders' Equity                                HTML     54K 
30: R18         Commitments and Contingencies                       HTML     48K 
31: R19         Subsequent Events                                   HTML     25K 
32: R20         Summary of Significant Accounting Policies          HTML     53K 
                (Policies)                                                       
33: R21         Summary of Significant Accounting Policies          HTML     52K 
                (Tables)                                                         
34: R22         Inventory (Tables)                                  HTML     30K 
35: R23         Property and Equipment, Net (Tables)                HTML     49K 
36: R24         Convertible Note Payable (Tables)                   HTML     33K 
37: R25         Notes Payable (Tables)                              HTML     35K 
38: R26         Leases (Tables)                                     HTML     38K 
39: R27         Stockholders' Equity (Tables)                       HTML     40K 
40: R28         Summary of Significant Accounting Policies          HTML     28K 
                (Details Narrative)                                              
41: R29         Summary of Significant Accounting Policies -        HTML     28K 
                Schedule of Computation of Potentially Dilutive                  
                Securities (Details)                                             
42: R30         Summary of Significant Accounting Policies -        HTML     29K 
                Schedule of Concentration of Credit Risk (Details)               
43: R31         Revenue Recognition (Details Narrative)             HTML     20K 
44: R32         Inventory - Schedule of Inventory (Details)         HTML     28K 
45: R33         Property and Equipment, Net (Details Narrative)     HTML     21K 
46: R34         Property and Equipment, Net - Schedule of           HTML     47K 
                Property, and Equipment (Details)                                
47: R35         Asset Retirement Obligation (Details Narrative)     HTML     26K 
48: R36         Convertible Note Payable - Schedule of Convertible  HTML     32K 
                Notes Payable (Details)                                          
49: R37         Convertible Note Payable (Details Narrative)        HTML     39K 
50: R38         Notes Payable (Details Narrative)                   HTML     58K 
51: R39         Notes Payable - Schedule of Notes Payable           HTML     25K 
                (Details)                                                        
52: R40         Leases (Details Narrative)                          HTML     28K 
53: R41         Leases - Right-of-Use Assets and Related Lease      HTML     25K 
                Liabilities (Details)                                            
54: R42         Leases - Maturities of Lease Liabilities (Details)  HTML     43K 
55: R43         Stockholders' Equity (Details Narrative)            HTML    110K 
56: R44         Stockholders' Equity - Schedule of Allocation of    HTML     24K 
                Stock-based Compensation (Details)                               
57: R45         Stockholders' Equity - Schedule of Assumptions      HTML     31K 
                Used in Black-Scholes-Merton Option-Pricing Model                
                (Details)                                                        
58: R46         Commitments and Contingencies (Details Narrative)   HTML     63K 
59: R47         Subsequent Events Subsequent Events (Details)       HTML     41K 
61: XML         IDEA XML File -- Filing Summary                      XML    105K 
60: EXCEL       IDEA Workbook of Financial Reports                  XLSX     56K 
 7: EX-101.INS  XBRL Instance -- aqms-20190331                       XML    943K 
 9: EX-101.CAL  XBRL Calculations -- aqms-20190331_cal               XML    151K 
10: EX-101.DEF  XBRL Definitions -- aqms-20190331_def                XML    375K 
11: EX-101.LAB  XBRL Labels -- aqms-20190331_lab                     XML   1.00M 
12: EX-101.PRE  XBRL Presentations -- aqms-20190331_pre              XML    611K 
 8: EX-101.SCH  XBRL Schema -- aqms-20190331                         XSD    116K 
62: ZIP         XBRL Zipped Folder -- 0001621832-19-000043-xbrl      Zip    131K

‘EX-3.4’ — Articles of Incorporation/Organization or Bylaws

This Exhibit is an HTML Document rendered as filed. [ Alternative Formats ]

<! C: C:

Exhibit

CERTIFICATE OF AMENDMENT TO THE

FIRST AMENDED AND RESTATED

CERTIFICATE OF INCORPORATION

AQUA METALS, INC.

Aqua Metals, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware does hereby certify:

1.That at a meeting of the Board of Directors of Aqua Metals, Inc., resolutions were duly adopted setting forth a proposed amendment of the First Amended and Restated Certificate of Incorporation of said corporation, declaring said amendment to be advisable and calling a meeting of the stockholders of said corporation for consideration thereof. The resolution setting forth the proposed amendment is as follows:

RESOLVED, that the First Amended and Restated Certificate of Incorporation of this corporation be amended by changing the Article thereof numbered "FOURTH" so that, as amended, said Article shall be and read as follows:

“FOURTH: The Corporation is authorized to issue one class of stock. The authorized capital stock of the Corporation shall consist of one hundred million (100,000,000) shares which shall be designated as Common Stock, each with a par value of $0.001.”

2.That thereafter, pursuant to resolution of its Board of Directors, a special meeting of the stockholders of said corporation was duly called and held upon notice in accordance with Section 222 of the General Corporation Law of the State of Delaware at which meeting the necessary number of shares as required by statute were voted in favor of the amendment

3. That said amendment was duly adopted in accordance with the provisions of Section 242 of the General Corporation Law of the State of Delaware.

IN WITNESS WHEREOF, said corporation has caused this certificate to be signed this 9th day of May 2019.

By: /s/ Stephen Cotton

Stephen Cotton,

President and Chief Executive Officer

19 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  Aqua Metals, Inc.                 10-K       12/31/23   96:9.4M                                   RDG Filings/FA
11/08/23  Aqua Metals, Inc.                 10-Q        9/30/23   63:5.1M                                   RDG Filings/FA
 8/09/23  Aqua Metals, Inc.                 10-Q        6/30/23   60:4.5M                                   RDG Filings/FA
 5/04/23  Aqua Metals, Inc.                 10-Q        3/31/23   60:3.9M                                   RDG Filings/FA
 3/09/23  Aqua Metals, Inc.                 10-K       12/31/22   92:7.5M                                   RDG Filings/FA
11/03/22  Aqua Metals, Inc.                 10-Q        9/30/22   62:4.1M                                   RDG Filings/FA
10/07/22  Aqua Metals, Inc.                 S-3                    8:1.3M                                   RDG Filings/FA
 9/01/22  Aqua Metals, Inc.                 POS EX      9/01/22    2:51K                                    RDG Filings/FA
 7/21/22  Aqua Metals, Inc.                 10-Q        6/30/22   60:3.8M                                   RDG Filings/FA
 4/28/22  Aqua Metals, Inc.                 10-Q        3/31/22   59:3.5M                                   RDG Filings/FA
 2/24/22  Aqua Metals, Inc.                 10-K       12/31/21   88:7.4M                                   RDG Filings/FA
11/04/21  Aqua Metals, Inc.                 10-Q        9/30/21   62:4.1M                                   RDG Filings/FA
 7/29/21  Aqua Metals, Inc.                 10-Q        6/30/21   63:4.1M                                   RDG Filings/FA
 4/29/21  Aqua Metals, Inc.                 10-Q        3/31/21   56:3.5M                                   RDG Filings/FA
 2/25/21  Aqua Metals, Inc.                 10-K       12/31/20   96:9.1M                                   RDG Filings/FA
 2/19/21  Aqua Metals, Inc.                 424B5                  1:423K                                   RDG Filings/FA
 2/17/21  Aqua Metals, Inc.                 424B5                  1:392K                                   RDG Filings/FA
10/22/20  Aqua Metals, Inc.                 10-Q        9/30/20   60:4.1M                                   RDG Filings/FA
 8/04/20  Aqua Metals, Inc.                 10-Q        6/30/20   59:4.6M

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