SEC Info - Castellum, Inc. - ‘8-K’ for 4/26/23

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Castellum, Inc. – ‘8-K’ for 4/26/23

On: Wednesday, 4/26/23, at 4:24pm ET · For: 4/26/23 · Accession #: 1575872-23-627 · File #: 1-41526

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/26/23  Castellum, Inc.                   8-K:8,9     4/26/23   13:196K                                   DataTracks Svcs Ltd./FA

Current Report — Form 8-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     70K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 8: R1          Cover Page                                          HTML     49K 
11: XML         IDEA XML File -- Filing Summary                      XML     13K 
 9: XML         XBRL Instance -- ctm-20230426_htm                    XML     14K 
10: EXCEL       IDEA Workbook of Financial Reports                  XLSX      8K 
 4: EX-101.CAL  XBRL Calculations -- ctm-20230426_cal                XML      7K 
 5: EX-101.DEF  XBRL Definitions -- ctm-20230426_def                 XML      9K 
 6: EX-101.LAB  XBRL Labels -- ctm-20230426_lab                      XML     44K 
 7: EX-101.PRE  XBRL Presentations -- ctm-20230426_pre               XML     33K 
 3: EX-101.SCH  XBRL Schema -- ctm-20230426                          XSD     16K 
12: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
13: ZIP         XBRL Zipped Folder -- 0001575872-23-000627-xbrl      Zip     16K

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

iX: C:

Castellum, Inc.

i false i 0001877939 i MD 0001877939 2023-04-26 2023-04-26

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934

Date of Report (Date of earliest event reported): i April 26, 2023

i CASTELLUM, INC.

(Exact name of Registrant as specified in its charter)

i Nevada	i 001-41526	i 27-4079982
(State or other jurisdiction	(Commission	(IRS Employer
of incorporation)	File Number)	Identification No.)

i 3 Bethesda Metro Center, i Suite 700

i Bethesda, MD i 20814

(Address of principal executive offices, including zip code)

i 301- i 961-4895

(Registrant’s telephone number, including area code)

Check the appropriate box below if the 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

i ¨

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).

Securities registered pursuant to Section 12(b) of the Act:

Title of each class		Trading Symbol(s)		Name of each exchange on which registered
i Common stock, par value $0.0001 per share		i CTM		i NYSE American LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company

i x

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

i x

Item 8.01 Other Events

On April 26, 2023, the Company issued a press release announcing the initiation of a “buy” rating by EF Hutton. A copy of the press release is attached as Exhibit 99.1.

Item 9.01

Financial Statements and Exhibits.

(d)

Exhibits

Exhibit No.		Description
99.1		Press Release dated April 26, 2023 announcing the initiation of a “buy” rating by EF Hutton.

104		Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

	CASTELLUM, INC.

Date: April 26, 2023	By:	/s/ *Mark C. Fuller*
	Name:	Mark C. Fuller
	Title:	Chief Executive Officer

Dates Referenced Herein

This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	4/26/23	None on these Dates
		List all Filings

2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/29/24  Castellum, Inc.                   424B5                  1:357K                                   Workiva Inc Wde… FA01/FA
12/01/23  Castellum, Inc.                   S-3                    6:698K                                   Workiva Inc Wde… FA01/FA

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Filing Submission 0001575872-23-000627 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)