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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/21 AgEagle Aerial Systems Inc. 10-K 12/31/20 64:3.8M Premier Fin’l Fi… LLC/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 652K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 21K 3: EX-10.6 Material Contract HTML 51K 4: EX-21.1 Subsidiaries List HTML 15K 5: EX-23.1 Consent of Expert or Counsel HTML 16K 6: EX-23.2 Consent of Expert or Counsel HTML 16K 7: EX-31.1 Certification -- §302 - SOA'02 HTML 20K 8: EX-31.2 Certification -- §302 - SOA'02 HTML 20K 9: EX-32.1 Certification -- §906 - SOA'02 HTML 17K 10: EX-32.2 Certification -- §906 - SOA'02 HTML 17K 17: R1 Document And Entity Information HTML 55K 18: R2 Consolidated Balance Sheets HTML 90K 19: R3 Consolidated Balance Sheets (Parenthetical) HTML 37K 20: R4 Consolidated Statements of Operations HTML 70K 21: R5 Consolidated Statement of Changes in Stockholders' HTML 83K Equity (Deficit) 22: R6 Consolidated Statements of Cash Flows HTML 98K 23: R7 Description of Business HTML 28K 24: R8 Summary of Significant Accounting Policies HTML 51K 25: R9 Inventories HTML 23K 26: R10 Notes Receivable HTML 23K 27: R11 Property and Equipment HTML 26K 28: R12 Goodwill and Intangible Assets HTML 51K 29: R13 Promissory Note HTML 22K 30: R14 Equity HTML 87K 31: R15 Warrants to Purchase Common Stock HTML 33K 32: R16 Commitments and Contingencies HTML 42K 33: R17 Related Party Transactions HTML 21K 34: R18 Income Taxes HTML 42K 35: R19 Subsequent Events HTML 23K 36: R20 Summary of Accounting Policies (Policies) HTML 95K 37: R21 Summary of Accounting Policies (Tables) HTML 25K 38: R22 Inventories (Tables) HTML 24K 39: R23 Property and Equipment (Tables) HTML 25K 40: R24 Goodwill and Intangible Assets (Tables) HTML 51K 41: R25 Promissory Note (Table) HTML 23K 42: R26 Equity (Tables) HTML 42K 43: R27 Warrants to Purchase Common Stock (Tables) HTML 27K 44: R28 Commitments and Contingencies (Tables) HTML 21K 45: R29 Income Taxes (Tables) HTML 37K 46: R30 Summary of Accounting Policies (Details) HTML 21K 47: R31 Summary of Accounting Policies (Details 1) HTML 23K 48: R32 Inventories (Details) HTML 30K 49: R33 Property and Equipment (Details) HTML 32K 50: R34 Property and Equipment (Details Narrative) HTML 19K 51: R35 Goodwill and Intangible Assets (Details) HTML 50K 52: R36 Goodwill and Intangible Assets (Details 1) HTML 42K 53: R37 Goodwill and Intangible Assets (Details Narrative) HTML 21K 54: R38 Promissory Note (Details) HTML 19K 55: R39 Equity (Details) HTML 30K 56: R40 Equity (Details 1) HTML 55K 57: R41 Warrants to Purchase Common Stock (Details) HTML 49K 58: R42 Commitments and Contingencies (Details) HTML 25K 59: R43 Income Taxes - Reconciliation of income tax HTML 33K expense (Details 1) 60: R44 Income Taxes - Deferred tax assets (Details 1) HTML 35K 61: R45 Income Taxes (Details Narrative) HTML 22K 63: XML IDEA XML File -- Filing Summary XML 101K 62: EXCEL IDEA Workbook of Financial Reports XLSX 78K 11: EX-101.INS XBRL Instance -- uavs-20201231 XML 877K 13: EX-101.CAL XBRL Calculations -- uavs-20201231_cal XML 159K 14: EX-101.DEF XBRL Definitions -- uavs-20201231_def XML 232K 15: EX-101.LAB XBRL Labels -- uavs-20201231_lab XML 644K 16: EX-101.PRE XBRL Presentations -- uavs-20201231_pre XML 483K 12: EX-101.SCH XBRL Schema -- uavs-20201231 XSD 142K 64: ZIP XBRL Zipped Folder -- 0001575705-21-000158-xbrl Zip 107K
Exhibit 4.1
DESCRIPTION OF SECURITIES
The following summary description is based on the provisions of our Amended and Restated Certificate of Incorporation, as amended (the “Certificate of Incorporation”), our Amended and Restated Bylaws, (the “Bylaws”), and the applicable provisions of the Nevada Revised Statutes (the “NRS”). This information may not be complete in all respects and is qualified entirely by reference to the provisions of our Certificate of Incorporation, our Bylaws and the NRS. Our Certificate of Incorporation and our Bylaws are filed as exhibits to our Annual Report on Form 10-K to which this description is filed as Exhibit 4.1.
General
Our authorized capital stock consists of 275,000,000 shares, consisting of 250,000,000 shares of common stock par value $.001 per share, and 25,000,000 shares of preferred stock, par value $.001 per share, of which none are currently outstanding. Only our shares of common stock are registered under Section 12 of the Securities Exchange Act of 1934, as amended.
Common Stock
Voting Rights
Each holder of common stock is entitled to one vote for each share of common stock held on all matters submitted to a vote of stockholders. Any action other than the election of directors shall be authorized by a majority of the votes cast, except where the NRS prescribes a different percentage of votes and/or exercise of voting power.
Dividend Rights
Subject to the rights of the holders of preferred stock, the holders of outstanding common stock are entitled to receive dividends out of funds legally available at the times and in the amounts that the Board of Directors may determine.
No Preemptive or Similar Rights
Holders of our common stock do not have preemptive rights, and shares of our common stock are not convertible or redeemable.
Right to Receive Liquidation Distributions
Subject to the rights of the holders of preferred stock, as discussed below, upon our dissolution, liquidation or winding-up, our assets legally available for distribution to our stockholders are distributable ratably among the holders of common stock.
Preferred Stock
Our board of directors has the authority, without further action by our stockholders, to issue up to 25,000,000 shares of preferred stock in one or more series and to fix the number, rights, preferences, privileges and restrictions thereof. These rights, preferences and privileges could include dividend rights, conversion rights, voting rights, terms of redemption, liquidation preferences and sinking fund terms, and the number of shares constituting any series or the designation of such series, any or all of which may be greater than the rights of common stock. The issuance of our preferred stock could adversely affect the voting power of holders of common stock and the likelihood that such holders will receive dividend payments and payments upon liquidation. In addition, the issuance of preferred stock could have the effect of delaying, deferring or preventing a change in control or other corporate action. Our Board of Directors has previously designated (i) no shares have been designated as Series A Preferred Stock, (ii) 1,764 shares have been designated as Series B Preferred Stock, (ii) 10,000 shares have been designated as Series C Preferred Stock and (iii) 2,000 shares have been designated as Series D Preferred Stock and 1,050 shares have been designated as Series E. As of December 31, 2020, we did not have any shares of preferred stock issued and outstanding.
Listing
Our common stock is listed on The NYSE American LLC under the symbol “UAVS.”
Transfer Agent and Registrar
The transfer agent and registrar for our common stock is EQ Shareowner Services. It’s address is 3200 Cherry Creek South Drive, Suite 430. Denver, Colorado 80209.
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/31/21 | 10-Q | ||
For Period end: | 12/31/20 | 4, 8-K | ||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/23/21 AgEagle Aerial Systems Inc. S-3/A 3:86K Premier Fin’l Fi… LLC/FA 4/15/21 AgEagle Aerial Systems Inc. S-3/A 1:274K Premier Fin’l Fi… LLC/FA |