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Gaia, Inc – ‘S-8’ on 4/29/19 – ‘EX-4.1’

On:  Monday, 4/29/19, at 5:29pm ET   ·   Effective:  4/29/19   ·   Accession #:  1564590-19-13801   ·   File #:  333-231112

Previous ‘S-8’:  ‘S-8’ on 8/19/09   ·   Latest ‘S-8’:  This Filing   ·   6 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/29/19  Gaia, Inc                         S-8         4/29/19    6:525K                                   ActiveDisclosure/FA

Registration of Securities to be Offered to Employees Pursuant to an Employee Benefit Plan   —   Form S-8
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-8         Registration of Securities to be Offered to         HTML     57K 
                          Employees Pursuant to an Employee                      
                          Benefit Plan                                           
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML      5K 
 3: EX-5.1      Opinion re: Legality                                HTML      9K 
 4: EX-23.1     Consent of Experts or Counsel                       HTML      6K 
 5: EX-99.1     Miscellaneous Exhibit                               HTML     81K 
 6: EX-99.2     Miscellaneous Exhibit                               HTML     41K 


‘EX-4.1’   —   Instrument Defining the Rights of Security Holders


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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Exhibit 4.1

 

 

 



6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/29/24  Gaia, Inc.                        10-K       12/31/23   99:18M                                    Donnelley … Solutions/FA
 3/06/23  Gaia, Inc.                        10-K       12/31/22   92:10M                                    Donnelley … Solutions/FA
 2/28/22  Gaia, Inc.                        10-K       12/31/21   92:9M                                     ActiveDisclosure/FA
 5/21/21  Gaia, Inc.                        S-3/A                  2:210K                                   ActiveDisclosure/FA
 5/03/21  Gaia, Inc.                        S-3                    3:226K                                   ActiveDisclosure/FA
 3/02/21  Gaia, Inc.                        10-K       12/31/20   85:8.9M                                   ActiveDisclosure/FA
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Filing Submission 0001564590-19-013801   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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