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BlackRock Inc. – ‘10-Q’ for 6/30/19 – ‘EX-32.1’

On:  Thursday, 8/8/19, at 2:46pm ET   ·   For:  6/30/19   ·   Accession #:  1564590-19-30654   ·   File #:  1-33099

Previous ‘10-Q’:  ‘10-Q’ on 5/9/19 for 3/31/19   ·   Next:  ‘10-Q’ on 11/8/19 for 9/30/19   ·   Latest:  ‘10-Q’ on 11/6/23 for 9/30/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/08/19  BlackRock Inc.                    10-Q        6/30/19  134:30M                                    ActiveDisclosure/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   2.86M 
 2: EX-10.1     Blackrock, Inc. Leadership Retention Carry Plan     HTML     93K 
 3: EX-10.2     Form of Percentage Points Award Agreement Pursuant  HTML     71K 
                to the Blackrock, Inc. Leadership Retention Carry                
                Plan                                                             
 4: EX-31.1     Section 302 Certification of Chief Executive        HTML     47K 
                Officer                                                          
 5: EX-31.2     Section 302 Certification of Chief Financial        HTML     47K 
                Officer                                                          
 6: EX-32.1     Section 906 Certification of Chief Executive        HTML     43K 
                Officer and Chief Financial Officer                              
13: R1          Document and Entity Information                     HTML     97K 
14: R2          Condensed Consolidated Statements of Financial      HTML    143K 
                Condition                                                        
15: R3          Condensed Consolidated Statements of Financial      HTML     56K 
                Condition (Parenthetical)                                        
16: R4          Condensed Consolidated Statements of Income         HTML    132K 
17: R5          Condensed Consolidated Statements of Comprehensive  HTML     62K 
                Income                                                           
18: R6          Condensed Consolidated Statements of Comprehensive  HTML     43K 
                Income (Parenthetical)                                           
19: R7          Condensed Consolidated Statements of Changes in     HTML    100K 
                Equity                                                           
20: R8          Condensed Consolidated Statements of Changes in     HTML     47K 
                Equity (Parenthetical)                                           
21: R9          Condensed Consolidated Statements of Cash Flows     HTML    151K 
22: R10         Business Overview                                   HTML     44K 
23: R11         Significant Accounting Policies                     HTML     72K 
24: R12         Acquisition                                         HTML     93K 
25: R13         Cash, Cash Equivalents and Restricted Cash          HTML     61K 
26: R14         Investments                                         HTML    163K 
27: R15         Consolidated Voting Rights Entities                 HTML     77K 
28: R16         Variable Interest Entities                          HTML    176K 
29: R17         Fair Value Disclosures                              HTML   1.84M 
30: R18         Derivatives and Hedging                             HTML     90K 
31: R19         Leases                                              HTML    115K 
32: R20         Goodwill                                            HTML     54K 
33: R21         Intangible Assets                                   HTML     64K 
34: R22         Borrowings                                          HTML    102K 
35: R23         Commitments and Contingencies                       HTML     75K 
36: R24         Revenue                                             HTML    647K 
37: R25         Stock-Based Compensation                            HTML     95K 
38: R26         Net Capital Requirements                            HTML     47K 
39: R27         Accumulated Other Comprehensive Income (Loss)       HTML     76K 
40: R28         Capital Stock                                       HTML     88K 
41: R29         Restructuring                                       HTML     50K 
42: R30         Income Taxes                                        HTML     41K 
43: R31         Earnings Per Share                                  HTML     87K 
44: R32         Segment Information                                 HTML     99K 
45: R33         Subsequent Events                                   HTML     45K 
46: R34         Significant Accounting Policies (Policies)          HTML     88K 
47: R35         Acquisition (Tables)                                HTML     93K 
48: R36         Cash, Cash Equivalents and Restricted Cash          HTML     59K 
                (Tables)                                                         
49: R37         Investments (Tables)                                HTML    160K 
50: R38         Consolidated Voting Rights Entities (Tables)        HTML     75K 
51: R39         Variable Interest Entities (Tables)                 HTML    182K 
52: R40         Fair Value Disclosures (Tables)                     HTML   1.84M 
53: R41         Derivative and Hedging (Tables)                     HTML     86K 
54: R42         Leases (Tables)                                     HTML    121K 
55: R43         Goodwill (Tables)                                   HTML     55K 
56: R44         Intangible Assets (Tables)                          HTML     64K 
57: R45         Borrowings (Tables)                                 HTML     96K 
58: R46         Commitments and Contingencies (Tables)              HTML     59K 
59: R47         Revenue (Tables)                                    HTML    651K 
60: R48         Stock-Based Compensation (Tables)                   HTML     89K 
61: R49         Accumulated Other Comprehensive Income (Loss)       HTML     76K 
                (Tables)                                                         
62: R50         Capital Stock (Tables)                              HTML     93K 
63: R51         Restructuring (Tables)                              HTML     49K 
64: R52         Earnings Per Share (Tables)                         HTML     86K 
65: R53         Segment Information (Tables)                        HTML     99K 
66: R54         Business Overview - Additional Information          HTML     43K 
                (Detail)                                                         
67: R55         Significant Accounting Policies - Additional        HTML     54K 
                Information (Detail)                                             
68: R56         Acquisition - Additional Information (Detail)       HTML     62K 
69: R57         Acquisition - Summary of Fair Values of Assets      HTML     75K 
                Acquired and Liabilities Assumed (Detail)                        
70: R58         Acquisition - Summary of Fair Values of Assets      HTML     52K 
                Acquired and Liabilities Assumed (Parenthetical)                 
                (Detail)                                                         
71: R59         Acquisition - Summary of Finite-Lived Intangible    HTML     58K 
                Assets Weighted-Average Remaining Useful Life                    
                (Detail)                                                         
72: R60         Cash, Cash Equivalents and Restricted Cash -        HTML     55K 
                Schedule of Reconciliation of Cash, Cash                         
                Equivalents and Restricted Cash (Details)                        
73: R61         Investments - Summary of Carrying Value of Total    HTML     59K 
                Investments (Detail)                                             
74: R62         Investments - Summary of Carrying Value of Total    HTML     48K 
                Investments (Parenthetical) (Detail)                             
75: R63         Investments - Additional Information (Detail)       HTML     59K 
76: R64         Investments - Summary of Cost and Carrying Value    HTML     60K 
                of Equity and Trading Debt Securities (Detail)                   
77: R65         Consolidated VREs Recorded in Condensed             HTML     68K 
                Consolidated Statements of Financial Condition                   
                (Detail)                                                         
78: R66         Variable Interest Entities Reflects adoption of     HTML     81K 
                ASU 2015-12 - Schedule of VIE Assets and                         
                Liabilities (Detail)                                             
79: R67         Variable Interest Entities Reflects adoption of     HTML     49K 
                ASU 2015-12 - Schedule of Net Gain (Loss) Related                
                to Consolidated VIEs (Detail)                                    
80: R68         Variable Interest Entities Reflects adoption of     HTML     50K 
                ASU 2015-12 - Balances Relating to Variable                      
                Interest Entities in which BlackRock is Not                      
                Primary Beneficiary (Detail)                                     
81: R69         Variable Interest Entities Reflects adoption of     HTML     43K 
                ASU 2015-12 - Additional Information (Detail)                    
82: R70         Fair Value Disclosures - Assets and Liabilities     HTML    158K 
                Measured at Fair Value on Recurring Basis (Detail)               
83: R71         Fair Value Disclosures - Assets and Liabilities     HTML     42K 
                Measured at Fair Value on Recurring Basis (Detail)               
                (Parenthetical)                                                  
84: R72         Fair Value Disclosures - Additional Information     HTML     50K 
                (Detail)                                                         
85: R73         Fair Value Disclosures - Changes in Level 3 Assets  HTML    102K 
                and Liabilities Measured at Fair Value on                        
                Recurring Basis (Detail)                                         
86: R74         Fair Value Disclosures - Fair Value of Financial    HTML     63K 
                Assets and Financial Liabilities (Detail)                        
87: R75         Fair Value Disclosures - Fair Value of Financial    HTML     50K 
                Assets and Financial Liabilities (Parenthetical)                 
                (Detail)                                                         
88: R76         Fair Value Disclosures - Investments in Certain     HTML     94K 
                Entities Calculate Net Asset Value per Share                     
                (Detail)                                                         
89: R77         Fair Value Disclosures - Investments in Certain     HTML     51K 
                Entities Calculate Net Asset Value per Share                     
                (Parenthetical) (Detail)                                         
90: R78         Fair Value Disclosures - Summary of Information     HTML     52K 
                Related to Assets and Liabilities of Consolidated                
                CLO Recorded within Investments and Borrowings of                
                Consilidated VIEs Respetively for which Fair Value               
                Option was Elected (Detail)                                      
91: R79         Derivatives and Hedging - Additional Information    HTML     47K 
                (Detail)                                                         
92: R80         Derivatives and Hedging - Summary of Gains          HTML     49K 
                (Losses) Recognized in Condensed Consolidated                    
                Statements of Income on Derivative Instruments                   
                (Detail)                                                         
93: R81         Leases - Components of Lease Cost (Detail)          HTML     47K 
94: R82         Leases - Schedule of Financial Condition            HTML     47K 
                Information Related to Operating Leases (Detail)                 
95: R83         Leases - Schedule of Supplemental Information       HTML     53K 
                Related to Operating Leases (Detail)                             
96: R84         Leases - Schedule of Maturity of Operating Lease    HTML     58K 
                Liabilities (Details)                                            
97: R85         Leases - Schedule of Maturity of Operating Lease    HTML     40K 
                Liabilities (Parenthetical) (Details)                            
98: R86         Goodwill - Goodwill Activity (Detail)               HTML     46K 
99: R87         Goodwill - Goodwill Activity (Parenthetical)        HTML     45K 
                (Detail)                                                         
100: R88         Intangible Assets - Carrying Amounts of             HTML     55K  
                Identifiable Intangible Assets (Detail)                          
101: R89         Intangible Assets - Carrying Amounts of             HTML     54K  
                Identifiable Intangible Assets (Parenthetical)                   
                (Detail)                                                         
102: R90         Borrowings - Additional Information (Detail)        HTML     76K  
103: R91         Borrowings - Carrying Value and Fair Value of       HTML     74K  
                Long-Term Borrowings Determined Market Prices                    
                EUR/USD Foreign Exchange Rate (Detail)                           
104: R92         Commitments and Contingencies - Additional          HTML     69K  
                Information (Detail)                                             
105: R93         Commitments and Contingencies - Future Minimum      HTML     59K  
                Commitments under Operating Leases (Detail)                      
106: R94         Revenue - Summary of Details of Revenue (Detail)    HTML    109K  
107: R95         Revenue - Summary of Investment Advisory,           HTML     70K  
                Administration Fees and Securities Lending Revenue               
                by Client Type and Investment Style (Detail)                     
108: R96         Revenue - Schedule of Estimated Investment          HTML     64K  
                Advisory, Administration Fees Expected to be                     
                Recognized in Future, Related to Unsatisfied                     
                Portion of Performance Obligations (Detail)                      
109: R97         Revenue - Schedule of Estimated Investment          HTML     43K  
                Advisory, Administration Fees Expected to be                     
                Recognized in Future, Related to Unsatisfied                     
                Portion of Performance Obligations (Detail 1)                    
110: R98         Revenue - Schedule of Changes in Deferred Carried   HTML     45K  
                Interest Liability (Detail)                                      
111: R99         Revenue - Schedule of Estimated Technology          HTML     64K  
                Services Revenue Expected to Be Recognized in                    
                Future, Related to Unsatisfied Portion of                        
                Performance Obligations (Detail)                                 
112: R100        Revenue - Schedule of Estimated Technology          HTML     42K  
                Services Revenue Expected to Be Recognized in                    
                Future, Related to Unsatisfied Portion of                        
                Performance Obligations (Detail 1)                               
113: R101        Revenue - Additional Information (Detail)           HTML     46K  
114: R102        Revenue - Schedule of Changes in Technology         HTML     47K  
                Services Deferred Revenue Liability (Detail)                     
115: R103        Stock-Based Compensation - Restricted Stock and     HTML     73K  
                RSU Activity (Detail)                                            
116: R104        Stock-Based Compensation - Restricted Stock and     HTML     43K  
                RSU Activity (Parenthetical) (Detail)                            
117: R105        Stock-Based Compensation - Additional Information   HTML     98K  
                (Detail)                                                         
118: R106        Net Capital Requirements - Additional Information   HTML     40K  
                (Detail)                                                         
119: R107        Accumulated Other Comprehensive Income (Loss) -     HTML     53K  
                Changes in Accumulated Other Comprehensive Income                
                (Loss) (Detail)                                                  
120: R108        Accumulated Other Comprehensive Income (Loss) -     HTML     44K  
                Changes in Accumulated Other Comprehensive Income                
                (Loss) (Parenthetical) (Detail)                                  
121: R109        Capital Stock - Preferred Shares Authorized,        HTML     56K  
                Issued and Outstanding (Detail)                                  
122: R110        Capital Stock - Preferred Shares Authorized,        HTML     49K  
                Issued and Outstanding (Parenthetical) (Detail)                  
123: R111        Capital Stock - Additional Information (Detail)     HTML     56K  
124: R112        Restructuring - Additional Information (Detail)     HTML     49K  
125: R113        Restructuring - Rollforward of Restructuring        HTML     44K  
                Liability (Detail)                                               
126: R114        Income Taxes - Additional Information (Detail)      HTML     41K  
127: R115        Earnings Per Share - Computation of Basic and       HTML     64K  
                Diluted EPS under Treasury Stock Method (Detail)                 
128: R116        Segment Information - Additional Information        HTML     40K  
                (Detail)                                                         
129: R117        Segment Information - Total Revenue by Geographic   HTML     48K  
                Region (Detail)                                                  
130: R118        Segment Information - Schedule of Long-Lived        HTML     47K  
                Assets by Geographic Region (Detail)                             
132: XML         IDEA XML File -- Filing Summary                      XML    262K  
12: XML         XBRL Instance -- blk-10q_20190630_htm                XML   9.23M 
131: EXCEL       IDEA Workbook of Financial Reports                  XLSX    138K  
 8: EX-101.CAL  XBRL Calculations -- blk-20190630_cal                XML    255K 
 9: EX-101.DEF  XBRL Definitions -- blk-20190630_def                 XML   1.15M 
10: EX-101.LAB  XBRL Labels -- blk-20190630_lab                      XML   1.75M 
11: EX-101.PRE  XBRL Presentations -- blk-20190630_pre               XML   1.57M 
 7: EX-101.SCH  XBRL Schema -- blk-20190630                          XSD    314K 
133: JSON        XBRL Instance as JSON Data -- MetaLinks              483±   825K  
134: ZIP         XBRL Zipped Folder -- 0001564590-19-030654-xbrl      Zip    429K  


‘EX-32.1’   —   Section 906 Certification of Chief Executive Officer and Chief Financial Officer


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 <!   C: 

Exhibit 32.1

Certification of CEO and CFO Pursuant to

18 U.S.C. Section 1350,

as Adopted Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Quarterly Report on Form 10-Q of BlackRock, Inc. (the “Company”) for the quarterly period ended June 30, 2019 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Laurence D. Fink, as Chief Executive Officer of the Company, and Gary S. Shedlin, as Chief Financial Officer of the Company, each hereby certifies, pursuant to 18 U.S.C. § 1350, as adopted pursuant to § 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1)

The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2)

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

/s/ Laurence D. Fink

 

Name:

Laurence D. Fink

 

Title:

Chairman & Chief Executive Officer

 

Date:

August 8, 2019

 

 

 

/s/ Gary S. Shedlin

 

Name:

Gary S. Shedlin

 

Title:

Senior Managing Director & Chief Financial Officer

Date:

August 8, 2019

 

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/8/19
For Period end:6/30/1913F-HR,  13F-HR/A
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  BlackRock Inc.                    10-K       12/31/23  158:29M                                    Donnelley … Solutions/FA
 2/24/23  BlackRock Inc.                    10-K       12/31/22  158:36M                                    Donnelley … Solutions/FA
 2/25/22  BlackRock Inc.                    10-K       12/31/21  155:33M                                    ActiveDisclosure/FA
 2/25/21  BlackRock Inc.                    10-K       12/31/20  161:34M                                    ActiveDisclosure/FA
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Filing Submission 0001564590-19-030654   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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