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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 2/10/20 Live Ventures Inc 10-K 9/30/19 109:15M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.28M
2: EX-4.2 Instrument Defining the Rights of Security Holders HTML 47K
3: EX-4.3 Instrument Defining the Rights of Security Holders HTML 38K
4: EX-10.9 Material Contract HTML 44K
5: EX-21.1 Subsidiaries List HTML 35K
6: EX-23.1 Consent of Experts or Counsel HTML 30K
7: EX-31.1 Certification -- §302 - SOA'02 HTML 39K
8: EX-31.2 Certification -- §302 - SOA'02 HTML 39K
9: EX-32.1 Certification -- §906 - SOA'02 HTML 34K
10: EX-32.2 Certification -- §906 - SOA'02 HTML 35K
43: R1 Document and Entity Information HTML 95K
103: R2 Consolidated Balance Sheets HTML 128K
69: R3 Consolidated Balance Sheets (Parenthetical) HTML 65K
31: R4 Consolidated Statements of Income (Loss) HTML 102K
44: R5 Consolidated Statements of Changes in HTML 56K
Stockholders' Equity
104: R6 Consolidated Statements of Cash Flows HTML 145K
70: R7 Background and Basis of Presentation HTML 37K
32: R8 Summary of Significant Accounting Policies HTML 88K
42: R9 Acquisition HTML 97K
26: R10 Balance Sheet Detail Information HTML 220K
62: R11 Intangibles HTML 50K
98: R12 Long-Term Debt HTML 298K
86: R13 Notes Payable, Related Parties HTML 74K
27: R14 Stockholders' Equity HTML 41K
63: R15 Warrants HTML 114K
99: R16 Stock-Based Compensation HTML 203K
87: R17 Income (Loss) Per Share HTML 98K
28: R18 Related Party Transactions HTML 42K
61: R19 Commitments and Contingencies HTML 78K
101: R20 Income Taxes HTML 171K
66: R21 Segment Reporting HTML 232K
33: R22 Subsequent Events HTML 40K
45: R23 Summary of Significant Accounting Policies HTML 162K
(Policies)
102: R24 Acquisition (Tables) HTML 93K
67: R25 Balance Sheet Detail Information (Tables) HTML 230K
34: R26 Intangibles (Tables) HTML 48K
46: R27 Long-Term Debt (Tables) HTML 258K
100: R28 Notes Payable, Related Parties (Tables) HTML 71K
68: R29 Warrants (Tables) HTML 117K
85: R30 Stock-Based Compensation (Tables) HTML 209K
96: R31 Income (Loss) Per Share (Tables) HTML 96K
65: R32 Commitments and Contingencies (Tables) HTML 58K
30: R33 Income Taxes (Tables) HTML 172K
84: R34 Segment Reporting (Tables) HTML 233K
95: R35 Background and Basis of Presentation - Additional HTML 33K
Information (Details)
64: R36 Summary of Significant Accounting Policies - HTML 139K
Additional Information (Details)
29: R37 Acquisition - Additional Information (Details) HTML 105K
83: R38 Acquisition - Schedule of Acquired Assets and HTML 46K
Assumed Liabilities by ASH (Details)
97: R39 Acquisition - Schedule of Acquired Assets and HTML 64K
Assumed Liabilities (Details)
75: R40 Acquisition - Summary of Unaudited Pro Forma HTML 62K
Information (Details)
108: R41 Balance Sheet Detail Information - Schedule of HTML 61K
Receivables (Details)
48: R42 Balance Sheet Detail Information - Schedule of HTML 49K
Inventory (Details)
36: R43 Balance Sheet Detail Information - Schedule of HTML 52K
Property and Equipment (Details)
74: R44 Balance Sheet Detail Information - Schedule of HTML 47K
Intangible Assets (Details)
107: R45 Balance Sheet Detail Information - Schedule of HTML 62K
Accrued Liabilities (Details)
47: R46 Intangibles - Additional Information (Details) HTML 63K
35: R47 Intangibles - Future Amortization Expense Related HTML 46K
to Intangible Assets (Details)
73: R48 Long-Term Debt - Bank of America Revolver Loan - HTML 90K
Additional Information (Details)
109: R49 Long-Term Debt - Schedule of Fixed Coverage Ratio HTML 61K
(Details)
93: R50 Long-Term Debt - Summary of Bank Revolver HTML 53K
(Details)
80: R51 Long-Term Debt - Real Estate Transaction - HTML 54K
Additional Information (Details)
17: R52 Long-Term Debt - Kingston Diversified Holdings LLC HTML 49K
Agreement - Additional Information (Details)
53: R53 Long-Term Debt - Equipment Loans - Additional HTML 69K
Information (Details)
94: R54 Long-Term Debt - Texas Capital Bank Revolver Loan HTML 81K
- Additional Information (Details)
81: R55 Long Term Debt - Capitala Term Loan - Additional HTML 91K
Information (Details)
18: R56 Long Term Debt - Sellers Subordinated Acquisition HTML 44K
Note - Additional Information (Details)
54: R57 Long-Term Debt - Comvest Term Loan - Additional HTML 121K
Information (Details)
92: R58 Long-Term Debt - Summary of Maximum Senior HTML 46K
Leverage Ratio Required to Maintain for Vintage
Stock (Details)
82: R59 Long-Term Debt - Summary of Minimum Fixed Charge HTML 38K
Ratio Required to Maintain for Vintage Stock
(Details)
38: R60 Long-Term Debt - Crossroads Revolver - Additional HTML 65K
Information (Details)
51: R61 Long Term Debt - Schedule of Long-term Debt HTML 79K
(Details)
105: R62 Long Term Debt - Schedule of Long-term Debt HTML 42K
(Parenthetical) (Details)
71: R63 Long Term Debt - Schedule of Future Maturities of HTML 54K
Long-term Debt (Details)
39: R64 Notes Payable, Related Parties - Additional HTML 53K
Information (Details)
52: R65 Notes payable, related parties - Schedule of HTML 45K
Long-term Related Parties (Details)
106: R66 Notes Payable, Related Parties - Schedule of HTML 55K
Future Maturities of Notes (Details)
72: R67 Stockholders' Equity - Additional Information HTML 81K
(Details)
40: R68 Warrants - Summary of Warrant Activity (Details) HTML 41K
50: R69 Warrants - Additional Information (Details) HTML 59K
57: R70 Warrants - Summary of Information Assuming HTML 41K
Warrants are Exercised and Exchanged for Common
Shares (Details)
23: R71 Warrants - Summary of Warrants Outstanding and HTML 52K
Exercisable (Details)
78: R72 Stock-Based Compensation - Summary of Stock Option HTML 67K
Activity (Details)
90: R73 Stock-Based Compensation - Additional Information HTML 48K
(Details)
56: R74 Stock-Based Compensation - Summary of Exercise HTML 83K
Price for Stock Options Outstanding and
Exercisable (Details)
22: R75 Stock-Based Compensation - Summary of Non-Vested HTML 45K
Shares (Details)
77: R76 Stock-Based Compensation - Summary of Assumptions HTML 42K
in Calculating Fair Value of Stock Options Granted
(Details)
89: R77 Income (Loss) Per Share - Computation of Basic and HTML 77K
Diluted Net Income (Loss) per Share (Details)
59: R78 Income (Loss) Per Share - Additional Information HTML 33K
(Details)
19: R79 Related Party Transactions - Additional HTML 105K
Information (Details)
58: R80 Commitments and Contingencies - Additional HTML 105K
Information (Details)
25: R81 Commitments and Contingencies - Future Minimum HTML 52K
Annual Payments under Operating Lease Agreements
(Details)
79: R82 Commitments and Contingencies - Summary of HTML 37K
Warranty Reserve Activity (Details)
91: R83 Income Taxes - Reconciliation of Income Tax HTML 59K
Expense (Details)
55: R84 Income Taxes - Reconciliation between Effective HTML 61K
and Statutory Income Tax Rates (Details)
21: R85 Income Taxes - Schedule of Deferred Income Tax HTML 73K
Assets and Liabilities (Details)
76: R86 Income Taxes - Additional Information (Details) HTML 46K
88: R87 Segment Reporting - Additional Information HTML 33K
(Details)
60: R88 Segment Reporting - Summary of Segment Information HTML 62K
on Total Revenue (Details)
20: R89 Segment Reporting - Summary of Segment Information HTML 60K
(Details)
37: R90 Subsequent Events - Additional Information HTML 43K
(Details)
49: XML IDEA XML File -- Filing Summary XML 198K
41: EXCEL IDEA Workbook of Financial Reports XLSX 129K
11: EX-101.INS XBRL Instance -- live-20190930 XML 4.09M
13: EX-101.CAL XBRL Calculations -- live-20190930_cal XML 287K
14: EX-101.DEF XBRL Definitions -- live-20190930_def XML 1.15M
15: EX-101.LAB XBRL Labels -- live-20190930_lab XML 1.97M
16: EX-101.PRE XBRL Presentations -- live-20190930_pre XML 1.69M
12: EX-101.SCH XBRL Schema -- live-20190930 XSD 308K
24: ZIP XBRL Zipped Folder -- 0001564590-20-003917-xbrl Zip 259K
Exhibit 4.3
Live Ventures Incorporated number cert.9999 shares ****9,000,000,000**** cusip 999999zz9 common stock incorporated under the laws of the state of Nevada $0.001 par value common stock this certifies that *specimen* is the owner of * nine billion and 00/100 fully paid and non-assessable shares of common stock of Live Ventures Incorporated transferable on the books of the corporation in person or by duly authorized attorney upon surrender of this certificate properly endorsed. This certificate is not valid until counter signed by the transfer agent and registered by the registrar. Dated January 01, 2009 countersigned and registered: vstock transfer llc transfer agent and registrar by: authorized signature chief executive officer
The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations.
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TEN COM |
- as tenants in common |
UNIF GIFT MIN ACT |
Custodian |
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TEN ENT |
- as tenants by the entireties |
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(Cust) (Minor) |
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JT TEN |
- as joint tenants with the right of Survivorship and not as tenants In common |
Act |
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State |
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Additional abbreviations may also be used through not in the above list.
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For value received, herby sell, assign and transfer unto |
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PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER OF ASSIGNEE |
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(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE) |
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shares |
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of the capital stock represented by the within Certificate, and do hereby irrevocably constitute and appoint |
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, Attorney |
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to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises |
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Dated |
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X |
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THE SIGNATURE TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE. THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (Banks, Stockbrokers, Savings and Loan Associations and Credit Unions) |
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| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 2/10/20 | |||
| Filed on: | 2/7/20 | |||
| For Period end: | 9/30/19 | NT 10-K | ||
| 1/1/09 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 3/24/23 Live Ventures Inc. S-3 5:929K Toppan Merrill/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA 8/27/20 Live Ventures Inc. 1-A 6:464K GlobalOne Filings Inc/FA |