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Alector, Inc. – ‘10-K’ for 12/31/20 – ‘EX-32.2’

On:  Thursday, 2/25/21, at 4:20pm ET   ·   For:  12/31/20   ·   Accession #:  1564590-21-8860   ·   File #:  1-38792

Previous ‘10-K’:  ‘10-K’ on 3/24/20 for 12/31/19   ·   Next:  ‘10-K/A’ on 3/29/21 for 12/31/20   ·   Latest:  ‘10-K’ on 2/27/24 for 12/31/23   ·   13 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/25/21  Alector, Inc.                     10-K       12/31/20   63:10M                                    ActiveDisclosure/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.07M 
 2: EX-4.3      Instrument Defining the Rights of Security Holders  HTML     42K 
 3: EX-21.1     Subsidiaries List                                   HTML     18K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     21K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     28K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
15: R1          Document and Entity Information                     HTML     85K 
16: R2          Consolidated Balance Sheets                         HTML     99K 
17: R3          Consolidated Balance Sheets (Parenthetical)         HTML     27K 
18: R4          Consolidated Statements of Operations and           HTML     67K 
                Comprehensive Loss (Unaudited)                                   
19: R5          Consolidated Statement of Convertible Preferred     HTML     89K 
                Stock and Stockholders' Equity (Deficit)                         
20: R6          Consolidated Statement of Convertible Preferred     HTML     22K 
                Stock and Stockholders' Equity (Deficit)                         
                (Parenthetical)                                                  
21: R7          Consolidated Statements of Cash Flows (Unaudited)   HTML    100K 
22: R8          The Company and Liquidity                           HTML     24K 
23: R9          Summary of Significant Accounting Policies          HTML     76K 
24: R10         Fair Value Measurements                             HTML    109K 
25: R11         Balance Sheet Components                            HTML     78K 
26: R12         Commitment and Contingencies                        HTML     23K 
27: R13         Leases                                              HTML     67K 
28: R14         Stock-based Compensation                            HTML    185K 
29: R15         Income Taxes                                        HTML    162K 
30: R16         Related Party Transactions                          HTML     25K 
31: R17         Net Loss Per Share                                  HTML     52K 
32: R18         Summary of Significant Accounting Policies          HTML    121K 
                (Policies)                                                       
33: R19         Summary of Significant Accounting Policies          HTML     44K 
                (Tables)                                                         
34: R20         Fair Value Measurements (Tables)                    HTML    107K 
35: R21         Balance Sheet Components (Tables)                   HTML     79K 
36: R22         Leases (Tables)                                     HTML     65K 
37: R23         Stock-based Compensation (Tables)                   HTML    184K 
38: R24         Income Taxes (Tables)                               HTML    159K 
39: R25         Net Loss Per Share (Tables)                         HTML     51K 
40: R26         The Company and Liquidity - Additional Information  HTML     45K 
                (Details)                                                        
41: R27         Summary of Significant Accounting Policies -        HTML     64K 
                Additional Information (Details)                                 
42: R28         Summary of Significant Accounting Policies -        HTML     29K 
                Reconciliation of Cash, Cash Equivalents, and                    
                Restricted Cash (Details)                                        
43: R29         Fair Value Measurements - Summary of Financial      HTML     46K 
                Assets Measured at Fair Value on a Recurring Basis               
                (Details)                                                        
44: R30         Fair Value Measurements - Additional Information    HTML     28K 
                (Details)                                                        
45: R31         Balance Sheet Components - Summary of Property and  HTML     36K 
                Equipment, Net (Details)                                         
46: R32         Balance Sheet Components - Summary of Accrued       HTML     33K 
                Liabilities (Details)                                            
47: R33         Leases - Additional Information (Detail)            HTML     76K 
48: R34         Leases - Components of Lease Expense (Detail)       HTML     30K 
49: R35         Leases - Schedule of Lease Payments Owed Under      HTML     38K 
                Company's Operating Leases (Detail)                              
50: R36         Stock-based Compensation - Summary of Recognized    HTML     27K 
                Stock-Based Compensation (Details)                               
51: R37         Stock-based Compensation - Schedule of Share-based  HTML     36K 
                Payment Award, Stock Options, Valuation                          
                Assumptions (Details)                                            
52: R38         Stock-based Compensation - Additional Information   HTML     68K 
                (Details)                                                        
53: R39         Stock-based Compensation - Summary of Restricted    HTML     39K 
                Common Stock (Details)                                           
54: R40         Stock-based Compensation - Summary of Options to    HTML     69K 
                Purchase Common Stock (Details)                                  
55: R41         Schedule of Effective Income Tax Rate               HTML     41K 
                Reconciliation (Details)                                         
56: R42         Schedule of Deferred Tax Assets and Liabilities     HTML     52K 
                (Details)                                                        
57: R43         Income Taxes - Additional Information (Detail)      HTML     40K 
58: R44         Schedule of Unrecognized Tax Benefits (Details)     HTML     26K 
59: R45         Related Party Transactions - Additional             HTML     40K 
                Information (Details)                                            
60: R46         Net Loss Per Share - Schedule of Dilutive Shares    HTML     32K 
                Excluded from Calculation of Diluted Net Loss Per                
                Share (Details)                                                  
62: XML         IDEA XML File -- Filing Summary                      XML    106K 
61: EXCEL       IDEA Workbook of Financial Reports                  XLSX     75K 
 9: EX-101.INS  XBRL Instance -- alec-20201231                       XML   1.87M 
11: EX-101.CAL  XBRL Calculations -- alec-20201231_cal               XML    167K 
12: EX-101.DEF  XBRL Definitions -- alec-20201231_def                XML    396K 
13: EX-101.LAB  XBRL Labels -- alec-20201231_lab                     XML   1.07M 
14: EX-101.PRE  XBRL Presentations -- alec-20201231_pre              XML    752K 
10: EX-101.SCH  XBRL Schema -- alec-20201231                         XSD    128K 
63: ZIP         XBRL Zipped Folder -- 0001564590-21-008860-xbrl      Zip    133K 


‘EX-32.2’   —   Certification — §906 – SOA’02


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Exhibit 32.2

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report on Form 10-K of Alector, Inc. (the “Company”) for the period ended December 31, 2020, as filed with the Securities and Exchange Commission on the date hereof (the “Report”), the undersigned officer of the Company certifies, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that:

 

(1)

The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

 

(2)

The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company.

 

Date: February 25, 2021

 

 

/s/ Calvin Yu

 

 

 

Calvin Yu

 

 

 

Vice President, Finance

(Principal Financial and Accounting Officer)

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:2/25/218-K,  S-8
For Period end:12/31/2010-K/A
 List all Filings 


6 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/23  Alector, Inc.                     S-3                    5:624K                                   Donnelley … Solutions/FA
 2/28/23  Alector, Inc.                     10-K       12/31/22   68:14M                                    Donnelley … Solutions/FA
 2/24/22  Alector, Inc.                     10-K       12/31/21   66:16M                                    Donnelley … Solutions/FA
 1/03/22  Alector, Inc.                     S-8         1/03/22    4:266K                                   Donnelley … Solutions/FA
 3/29/21  Alector, Inc.                     10-K/A     12/31/20   11:369K                                   ActiveDisclosure/FA
 2/25/21  Alector, Inc.                     S-8         2/25/21    3:126K                                   ActiveDisclosure/FA


7 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

10/06/20  Alector, Inc.                     8-K:5,9     9/30/20    2:314K                                   ActiveDisclosure/FA
 3/24/20  Alector, Inc.                     10-K       12/31/19   72:10M                                    ActiveDisclosure/FA
12/11/19  Alector, Inc.                     8-K:5,7,9  12/11/19    3:199K                                   ActiveDisclosure/FA
11/12/19  Alector, Inc.                     10-Q        9/30/19   52:7.2M                                   ActiveDisclosure/FA
 2/11/19  Alector, Inc.                     8-K:5,8,9   2/11/19    3:206K                                   Donnelley … Solutions/FA
 1/29/19  Alector, Inc.                     S-1/A                  9:5.7M                                   Donnelley … Solutions/FA
 1/07/19  Alector, Inc.                     S-1                   21:9.3M                                   Donnelley … Solutions/FA
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