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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 1/13/21 Live Ventures Inc. 10-K 9/30/20 117:17M ActiveDisclosure/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 1.32M
2: EX-10.35 Material Contract HTML 58K
3: EX-10.45 Material Contract HTML 47K
4: EX-10.71 Material Contract HTML 35K
5: EX-10.72 Material Contract HTML 58K
6: EX-10.73 Material Contract HTML 38K
7: EX-10.77 Material Contract HTML 45K
8: EX-10.79 Material Contract HTML 40K
9: EX-10.80 Material Contract HTML 52K
10: EX-10.84 Material Contract HTML 45K
11: EX-14.1 Code of Ethics HTML 61K
12: EX-21.1 Subsidiaries List HTML 33K
13: EX-23.1 Consent of Expert or Counsel HTML 30K
14: EX-31.1 Certification -- §302 - SOA'02 HTML 37K
15: EX-31.2 Certification -- §302 - SOA'02 HTML 37K
16: EX-32.1 Certification -- §906 - SOA'02 HTML 34K
17: EX-32.2 Certification -- §906 - SOA'02 HTML 34K
24: R1 Document and Entity Information HTML 95K
25: R2 Consolidated Balance Sheets HTML 150K
26: R3 Consolidated Balance Sheets (Parenthetical) HTML 60K
27: R4 Consolidated Statements of Income (Loss) HTML 124K
28: R5 Consolidated Statements of Changes in HTML 69K
Stockholders' Equity
29: R6 Consolidated Statements of Cash Flows HTML 143K
30: R7 Background and Basis of Presentation HTML 40K
31: R8 Summary of Significant Accounting Policies HTML 84K
32: R9 Leases HTML 66K
33: R10 Acquisitions HTML 199K
34: R11 Balance Sheet Detail Information HTML 216K
35: R12 Intangibles HTML 49K
36: R13 Long-Term Debt HTML 288K
37: R14 Notes Payable, Related Parties HTML 84K
38: R15 Stockholders' Equity HTML 40K
39: R16 Warrants HTML 94K
40: R17 Stock-Based Compensation HTML 190K
41: R18 Income (Loss) Per Share HTML 99K
42: R19 Related Party Transactions HTML 44K
43: R20 Commitments and Contingencies HTML 135K
44: R21 Income Taxes HTML 177K
45: R22 Segment Reporting HTML 224K
46: R23 Subsequent Events HTML 34K
47: R24 Summary of Significant Accounting Policies HTML 146K
(Policies)
48: R25 Leases (Tables) HTML 63K
49: R26 Acquisitions (Tables) HTML 194K
50: R27 Balance Sheet Detail Information (Tables) HTML 215K
51: R28 Intangibles (Tables) HTML 48K
52: R29 Long-Term Debt (Tables) HTML 255K
53: R30 Notes Payable, Related Parties (Tables) HTML 77K
54: R31 Warrants (Tables) HTML 98K
55: R32 Stock-Based Compensation (Tables) HTML 193K
56: R33 Income (Loss) Per Share (Tables) HTML 96K
57: R34 Commitments and Contingencies (Tables) HTML 302K
58: R35 Income Taxes (Tables) HTML 177K
59: R36 Segment Reporting (Tables) HTML 220K
60: R37 Background and Basis of Presentation - Additional HTML 34K
Information (Details)
61: R38 Summary of Significant Accounting Policies - HTML 105K
Additional Information (Details)
62: R39 Leases - Additional Information (Details) HTML 63K
63: R40 Leases - Schedule of Right of Use Assets and Lease HTML 37K
Liabilities (Details)
64: R41 Leases - Schedule of Present Value of Future Lease HTML 50K
Payments (Details)
65: R42 Acquisitions - Additional Information (Detail) HTML 63K
66: R43 Acquisitions - Summary of Purchase Price HTML 87K
Allocation of Purchase of Acquired Identifiable
Assets, Liabilities Assumed and Goodwill and
Bargain Purchase Gain (Detail)
67: R44 Acquisitions - Summary of Assets Acquired and HTML 74K
Liabilities Assumed Within Fair Value Hierarchy
(Detail)
68: R45 Balance Sheet Detail Information - Schedule of HTML 139K
Balance Sheet Detail Information (Details)
69: R46 Balance sheet Detail Information - Additional HTML 42K
Information (Details)
70: R47 Intangibles - Additional Information (Details) HTML 37K
71: R48 Intangibles - Future Amortization Expense Related HTML 46K
to Intangible Assets (Details)
72: R49 Long Term Debt - Schedule of Long-term Debt HTML 90K
(Details)
73: R50 Long Term Debt - Schedule of Long-term Debt HTML 44K
(Parenthetical) (Details)
74: R51 Long Term Debt - Schedule of Future Maturities of HTML 51K
Long-term Debt (Details)
75: R52 Long-Term Debt - Bank of America Revolver Loan - HTML 74K
Additional Information (Details)
76: R53 Long-Term Debt - Schedule of Fixed Coverage Ratio HTML 57K
(Details)
77: R54 Long-Term Debt - Summary of Bank Revolver HTML 56K
(Details)
78: R55 Long-term Debt - Loan With Encina Business Credit, HTML 101K
LLC - Additional Information (Details)
79: R56 Long-Term Debt - Texas Capital Bank Revolver Loan HTML 71K
- Additional Information (Details)
80: R57 Long-Term Debt - Crossroads Revolver - Additional HTML 65K
Information (Details)
81: R58 Long-Term Debt - Comvest Term Loan - Additional HTML 96K
Information (Details)
82: R59 Long-Term Debt - Note Payable to the Sellers of HTML 43K
Vintage Stock - Additional Information (Details)
83: R60 Long-Term Debt - Equipment Loans - Additional HTML 75K
Information (Details)
84: R61 Long-Term Debt - Lonesome Oak Equipment Loan - HTML 45K
Additional Information (Details)
85: R62 Long-Term Debt - Note Payable to Store Capital HTML 52K
Acquisitions, LLC - Additional Information
(Details)
86: R63 Long-Term Debt - Marquis PPP Loan - Additional HTML 41K
Information (Details)
87: R64 Long-Term Debt - Precision PPP Loan - Additional HTML 41K
Information (Details)
88: R65 Notes Payable, Related Parties - Schedule of HTML 48K
Long-term Related Parties (Details)
89: R66 Notes Payable, Related Parties - Schedule of HTML 52K
Future Maturities of Notes (Details)
90: R67 Notes Payable, Related Parties - Additional HTML 85K
Information (Details)
91: R68 Stockholders' Equity - Additional Information HTML 74K
(Details)
92: R69 Warrants - Summary of Warrant Activity (Details) HTML 41K
93: R70 Warrants - Additional Information (Details) HTML 58K
94: R71 Warrants - Summary of Information Assuming HTML 41K
Warrants are Exercised and Exchanged for Common
Shares (Details)
95: R72 Warrants - Summary of Warrants Outstanding and HTML 47K
Exercisable (Details)
96: R73 Stock-Based Compensation - Summary of Stock Option HTML 58K
Activity (Details)
97: R74 Stock-Based Compensation - Additional Information HTML 39K
(Details)
98: R75 Stock-Based Compensation - Summary of Exercise HTML 79K
Price for Stock Options Outstanding and
Exercisable (Details)
99: R76 Stock-Based Compensation - Summary of Non-Vested HTML 44K
Shares (Details)
100: R77 Income (Loss) Per Share - Computation of Basic and HTML 83K
Diluted Net Income (Loss) per Share (Details)
101: R78 Income (Loss) Per Share - Additional Information HTML 33K
(Details)
102: R79 Related Party Transactions - Additional HTML 132K
Information (Details)
103: R80 Commitments and Contingencies - Additional HTML 103K
Information (Details)
104: R81 Commitments and Contingencies - Schedule of HTML 98K
Balance Sheet Detail Information (Details)
105: R82 Commitments and Contingencies - Summary of HTML 80K
Statement of Operations (Details)
106: R83 Commitments and Contingencies - Summary of HTML 38K
Warranty Reserve Activity (Details)
107: R84 Income Taxes - Reconciliation of Income Tax HTML 56K
Expense (Details)
108: R85 Income Taxes - Reconciliation between Effective HTML 53K
and Statutory Income Tax Rates (Details)
109: R86 Income Taxes - Schedule of Deferred Income Tax HTML 66K
Assets and Liabilities (Details)
110: R87 Income Taxes - Additional Information (Details) HTML 49K
111: R88 Segment Reporting - Additional Information HTML 33K
(Details)
112: R89 Segment Reporting - Summary of Segment Information HTML 53K
on Total Revenue (Details)
113: R90 Segment Reporting - Summary of Segment Information HTML 69K
(Details)
114: R91 Subsequent Events - Additional Information HTML 44K
(Details)
116: XML IDEA XML File -- Filing Summary XML 201K
115: EXCEL IDEA Workbook of Financial Reports XLSX 154K
18: EX-101.INS XBRL Instance -- live-20200930 XML 4.48M
20: EX-101.CAL XBRL Calculations -- live-20200930_cal XML 327K
21: EX-101.DEF XBRL Definitions -- live-20200930_def XML 1.42M
22: EX-101.LAB XBRL Labels -- live-20200930_lab XML 2.03M
23: EX-101.PRE XBRL Presentations -- live-20200930_pre XML 1.84M
19: EX-101.SCH XBRL Schema -- live-20200930 XSD 320K
117: ZIP XBRL Zipped Folder -- 0001564590-21-001106-xbrl Zip 284K
Exhibit 10.80
LIVE VENTURES INCORPORATED
2014 OMNIBUS EQUITY INCENTIVE PLAN
STOCK OPTION AGREEMENT
THIS AGREEMENT made as of January 11, 2021 (the “Grant Date”), by and between Live Ventures Incorporated (the “Company”) and Michael J. Stein (the “Optionee”).
WITNESSETH:
WHEREAS, the Company has adopted and maintains the LiveDeal, Inc. 2014 Omnibus Equity Incentive Plan effective January 8, 2014 (the “Plan”), and
WHEREAS, the Committee has authorized the grant to the Optionee of an Option under the Plan, on the terms and conditions set forth in the Plan and as hereinafter provided,
NOW, THEREFORE, in consideration of the premises contained herein, the Company and the Optionee hereby agree as follows:
1. Plan. This Option award is made pursuant to the terms of the Plan which are incorporated herein by reference. Terms used in this Agreement which are defined in the Plan shall have the same meaning as set forth in the Plan.
2. Grant of Option. The Company hereby grants to the Optionee an option (the “Option”) to purchase:
(a) Option A: 1,250 of the Company’s Ordinary Shares (“Shares”) for an Option price per Share equal to the Fair Market Value of the Shares at the close of trading on March 31, 2021;
(b) Option B: 1,250 of the Company’s Shares for an Option price per Share equal to the Fair Market Value of the Shares at the close of trading on June 30, 2021;
(c) Option C: 1,250 of the Company’s Shares for an Option price per Share equal to the Fair Market Value of the Shares at the close of trading on September 30, 2021; and
(d) Option D: 1,250 of the Company’s Shares for an Option price per Share equal to the Fair Market Value of the Shares at the close of trading on December 31, 2021.
3. Exercise Period.
(a) The Option shall be exercisable on or after vesting of the Option pursuant to the terms of the Plan and this Agreement.
(b) All or any part of the Option may be exercised by the Optionee no later than the sixth (6th) anniversary of the Grant Date of the Option.
(c) This Agreement and the Option shall terminate on the earlier of (i) the sixth (6th) anniversary of the Grant Date, or (ii) the date as of which the Option has been fully exercised.
4. Vesting. Except as provided below and subject to the Optionee’s continuation of service with the Company during the vesting period, the Option shall vest and become exercisable pursuant to the following schedule:
(a) Option A: March 31, 2022;
(b) Option B: June 30, 2022;
(c) Option C: September 30, 202; and
(d) Option D: December 31, 2022.
5. Termination of Service. In the event of the Optionee’s Termination of Service with the Company, the provisions of Article VI of the Plan shall control.
6. Change in Control. Notwithstanding the foregoing upon a Change of Control, the Option shall automatically become fully vested and exercisable as of the date of such Change of Control.
7. Restrictions on Transfer of Option. This Agreement and the Option shall not be transferable otherwise than by will or by the laws of descent and distribution and the Option shall be exercisable, during the Optionee’s lifetime, solely by the Optionee.
8. Exercise of Option.
(a) The Option shall become exercisable at such time as shall be provided herein or in the Plan and shall be exercisable by written notice of such exercise, in the form prescribed by the Committee, to the Secretary of the Company, at its principal office. The notice shall specify the number of Shares for which the Option is being exercised.
(b) Except as otherwise provided in Sections 8(c) and 8(d), Shares purchased pursuant to the Option shall be paid for in full at the time of such purchase in cash, in Shares, including Shares acquired pursuant to the Plan, or part in cash and part in Shares. Shares transferred in payment of the Option price shall be valued as of the date of transfer based on their Fair Market Value.
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The Option price may be paid, in whole or in part, by (i) an immediate market sale or margin loan as to all or a part of the Shares which the Optionee shall be entitled to receive upon exercise of the Option, pursuant to an extension of credit by the Company to the |
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Optionee of the Option price (or portion thereof to be so paid), (ii) the delivery of the Shares from the Company directly to a brokerage firm, and (iii) the delivery of the Option price from sale or margin loan proceeds from the brokerage firm directly to the Company. |
(d) The Option price may be paid, in whole or in part, by reducing the number of Shares to be issued upon exercise of the Option by the number of Shares having an aggregate Fair Market Value equal to the Option price (or portion thereof to be so paid) as of the date of the Option’s exercise:
9. [Intentionally left blank.]
10. Regulation by the Committee. This Agreement and the Option shall be subject to the administrative procedures and rules as the Committee shall adopt. All decisions of the Committee upon any question arising under the Plan or under this Agreement, shall be conclusive and binding upon the Optionee and any person or persons to whom any portion of the Option has been transferred by will, by the laws of descent and distribution.
11. Rights as a Shareholder. The Optionee shall have no rights as a shareholder with respect to Shares subject to the Option until certificates for Shares are issued to the Optionee.
12. Reservation of Shares. With respect to the Option, the Company hereby agrees to at all times reserve for issuance and/or delivery upon payment by the Optionee of the Option price, such number of Shares as shall be required for issuance and/or delivery upon such payment pursuant to the Option.
13. Delivery of Share Certificates. Within a reasonable time after the exercise of the Option the Company shall cause to be delivered to the Optionee, his or her legal representative or his or her beneficiary, a certificate for the Shares purchased pursuant to the exercise of the Option.
14. Withholding. In the event the Optionee elects to exercise the Option (or any part thereof), the Company or an Affiliate shall be entitled to deduct and withhold the minimum amount necessary in connection with the issuance of Shares to the Optionee to satisfy its withholding obligations under any and all federal, state or local tax rules or regulations.
15. Amendment. The Committee may amend this Agreement at any time and from time to time; provided, however, that no amendment of this Agreement that would materially and adversely impair the Optionee’s rights or entitlements with respect to the Option shall be effective without the prior written consent of the Optionee (unless such amendment is required in order to cause the Award hereunder to qualify as “performance-based” compensation within the meaning of Section 162(m) or be exempt from Code Section 409A, as interpreted by applicable authorities).
16. Optionee Acknowledgment. Optionee acknowledges and agrees that the vesting of shares pursuant to this Option Agreement is earned only by continuing service with
the Company. Optionee further acknowledges and agrees that nothing in the Agreement, nor in the Plan shall confer upon the Optionee any right to continue in the service of the Company, nor shall it interfere in any way with Optionee’s right or the Company’s right to terminate Optionee’s service at any time, with or without cause. Optionee acknowledges receipt of a copy of the Plan and represents that he or she is familiar with the terms and provisions thereof. Optionee has reviewed the Plan and this Option in their entirety, has had an opportunity to obtain the advice of counsel prior to executing this Option and fully understands all provisions of the Option. By executing this Agreement, the Optionee hereby agrees to be bound by all of the terms of both the Plan and this Agreement.
Signature Page Follows
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ATTEST: MICHAEL J. STEIN |
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LIVE VENTURES INCORPORATED |
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/s/ Michael J. Stein |
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/s/ Jon Isaac |
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By: Jon Isaac |
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Date: January 11, 2021 |
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Its: President and CEO |
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Date: January 11, 2021 |
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SAMPLE
NOTICE OF EXERCISE
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Live Ventures Incorporated |
Date of Exercise: |
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Ladies and Gentlemen:
This constitutes notice under my stock Option that I elect to purchase the number of Shares for the price set forth below.
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Type of Option: |
Non-Qualified Stock Option |
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Grant Date: |
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Number of Shares as |
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Certificates to be |
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Total exercise price: |
$ |
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Cash payment delivered |
$ |
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By this exercise, I agree (i) to execute or provide such additional documents as Live Ventures Incorporated (the “Company”) may reasonably require pursuant to the terms of this Notice of Exercise and the Company’s 2014 Omnibus Equity Incentive Plan (the “Plan”), and (ii) to provide for the payment by me to the Company (in the manner designated by the Company) of the Company’s withholding obligation, if any, relating to the exercise of this Option.
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Very truly yours, |
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| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/22 | ||||
| 6/30/22 | ||||
| 3/31/22 | 4 | |||
| 12/31/21 | 10-Q | |||
| 9/30/21 | 10-K | |||
| 6/30/21 | 10-Q | |||
| 3/31/21 | 10-Q | |||
| Filed on: | 1/13/21 | 4, 8-K | ||
| 1/11/21 | 4 | |||
| For Period end: | 9/30/20 | 8-K, NT 10-K | ||
| 1/8/14 | 424B5 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/22/23 Live Ventures Inc. 10-K 9/30/23 126:14M Workiva Inc Wde… FA01/FA 12/16/22 Live Ventures Inc. 10-K 9/30/22 124:21M Donnelley … Solutions/FA 12/28/21 Live Ventures Inc. 10-K 9/30/21 122:21M Donnelley … Solutions/FA |