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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/23/22 Acer Therapeutics Inc. 8-K:5 5/20/22 10:184K ActiveDisclosure/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 37K 5: R1 Document and Entity Information HTML 49K 8: XML IDEA XML File -- Filing Summary XML 11K 6: XML XBRL Instance -- acer-8k_20220520_htm XML 15K 7: EXCEL IDEA Workbook of Financial Reports XLSX 6K 3: EX-101.LAB XBRL Labels -- acer-20220520_lab XML 60K 4: EX-101.PRE XBRL Presentations -- acer-20220520_pre XML 36K 2: EX-101.SCH XBRL Schema -- acer-20220520 XSD 18K 9: JSON XBRL Instance as JSON Data -- MetaLinks 12± 19K 10: ZIP XBRL Zipped Folder -- 0001564590-22-020983-xbrl Zip 10K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM i 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): i May 20, 2022
i ACER THERAPEUTICS INC.
(Exact name of registrant as specified in its charter)
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i Delaware |
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i 32-0426967 |
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(State or other jurisdiction of |
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(Commission File Number) |
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(IRS Employer Identification No.) |
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i One Gateway Center, i Suite 356 i Newton, i Massachusetts |
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i 02458 |
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(Address of principal executive offices) |
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(Zip Code) |
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Registrant’s telephone number, including area code: ( i 844) i 902-6100 |
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N/A |
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(Former name or former address, if changed since last report) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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i ☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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i ☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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i ☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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i ☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Securities registered pursuant to Section 12(b) of the Act: |
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Title of Each Class |
Trading Symbol |
Name of Each Exchange on Which Registered |
| i Common Stock, $0.0001 par value per share |
i ACER |
i The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company i ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07Submission of Matters to a Vote of Security Holders
The virtual Annual Meeting of Stockholders of Acer Therapeutics Inc. (the “Company”) was held on May 20, 2022 (the “Annual Meeting”). Three proposals were submitted to stockholders as described in the Proxy Statement for the Annual Meeting and were approved by the Company’s stockholders at the Annual Meeting. The proposals and the results of the stockholder votes are as follows.
1. Proposal to elect five directors to serve until the 2023 annual meeting or until their successors are duly elected and qualified:
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For |
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Withheld |
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Broker Non-Votes |
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Stephen J. Aselage |
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6,409,689 |
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27,519 |
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3,268,875 |
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Jason Amello |
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6,420,321 |
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16,887 |
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3,268,875 |
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John M. Dunn |
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6,397,566 |
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39,642 |
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3,268,875 |
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Michelle Griffin |
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6,411,530 |
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25,678 |
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3,268,875 |
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Chris Schelling |
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6,420,727 |
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16,481 |
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3,268,875 |
2. Proposal to approve, on a non-binding advisory basis, the compensation of the Company’s Named Executive Officers:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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6,286,230 |
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136,464 |
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14,514 |
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3,268,875 |
3. Proposal to ratify the appointment of BDO USA, LLP as independent auditors for the fiscal year ending December 31, 2022:
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For |
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Against |
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Abstain |
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Broker Non-Votes |
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9,689,232 |
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14,192 |
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2,659 |
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0 |
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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Dated: May 23, 2022 |
ACER THERAPEUTICS INC. |
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By: |
/s/ Harry S. Palmin |
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Chief Operating Officer and Chief Financial Officer |
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3
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| 12/31/22 | ||||
| Filed on: | 5/23/22 | |||
| For Period end: | 5/20/22 | DEF 14A | ||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/23/23 Acer Therapeutics Inc. 424B5 1:460K Donnelley … Solutions/FA 2/07/23 Acer Therapeutics Inc. 424B2 1:403K Donnelley … Solutions/FA |