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Emcore Corp. – ‘10-K’ for 9/30/20 – ‘ZIP’

On:  Monday, 12/7/20, at 7:41pm ET   ·   As of:  12/8/20   ·   For:  9/30/20   ·   Accession #:  1558370-20-14229   ·   File #:  1-36632

Previous ‘10-K’:  ‘10-K’ on 12/10/19 for 9/30/19   ·   Next:  ‘10-K’ on 12/3/21 for 9/30/21   ·   Latest:  ‘10-K’ on 12/27/23 for 9/30/23   ·   31 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/08/20  Emcore Corp.                      10-K        9/30/20  103:12M                                    Toppan Merrill Bridge/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.68M 
 2: EX-4.2      Instrument Defining the Rights of Security Holders  HTML     41K 
 3: EX-21.1     Subsidiaries List                                   HTML     27K 
 4: EX-23.1     Consent of Expert or Counsel                        HTML     30K 
 5: EX-31.1     Certification -- §302 - SOA'02                      HTML     36K 
 6: EX-31.2     Certification -- §302 - SOA'02                      HTML     36K 
 7: EX-32.1     Certification -- §906 - SOA'02                      HTML     33K 
 8: EX-32.2     Certification -- §906 - SOA'02                      HTML     33K 
15: R1          Document and Entity Information                     HTML     88K 
16: R2          Consolidated Statements of Operations and           HTML     80K 
                Comprehensive Loss                                               
17: R3          Consolidated Balance Sheets                         HTML    109K 
18: R4          Consolidated Balance Sheets (Parenthetical)         HTML     43K 
19: R5          Consolidated Statements of Shareholders' Equity     HTML     87K 
20: R6          Consolidated Statements of Cash Flows               HTML    115K 
21: R7          Description of Business                             HTML     33K 
22: R8          Summary of Significant Accounting Policies          HTML    164K 
23: R9          Recent Accounting Pronouncements                    HTML     32K 
24: R10         Acquisition                                         HTML     67K 
25: R11         Cash, Cash Equivalents and Restricted Cash          HTML     46K 
26: R12         Fair Value Accounting                               HTML     36K 
27: R13         Accounts Receivable                                 HTML     55K 
28: R14         Inventory                                           HTML     41K 
29: R15         Property, Plant, and Equipment, net                 HTML     54K 
30: R16         Accrued Expenses and Other Current Liabilities      HTML     83K 
31: R17         Credit Facilities and Debt                          HTML     34K 
32: R18         Income and Other Taxes                              HTML    156K 
33: R19         Commitments and Contingencies                       HTML     54K 
34: R20         Equity                                              HTML    209K 
35: R21         Segment Data and Related Information                HTML    115K 
36: R22         Selected Quarterly Financial Information            HTML    164K 
                (Unaudited)                                                      
37: R23         Subsequent Event                                    HTML     31K 
38: R24         Summary of Significant Accounting Policies          HTML    218K 
                (Policies)                                                       
39: R25         Summary of Significant Accounting Policies          HTML    176K 
                (Tables)                                                         
40: R26         Acquisition (Tables)                                HTML     64K 
41: R27         Cash, Cash Equivalents and Restricted Cash          HTML     45K 
                (Tables)                                                         
42: R28         Accounts Receivable (Tables)                        HTML     55K 
43: R29         Inventory (Tables)                                  HTML     42K 
44: R30         Property, Plant, and Equipment, net (Tables)        HTML     56K 
45: R31         Accrued Expenses and Other Current Liabilities      HTML     86K 
                (Tables)                                                         
46: R32         Income and Other Taxes (Tables)                     HTML    159K 
47: R33         Commitments and Contingencies (Tables)              HTML     36K 
48: R34         Equity (Tables)                                     HTML    210K 
49: R35         Segment Data and Related Information (Tables)       HTML    115K 
50: R36         Selected Quarterly Financial Information            HTML    163K 
                (Unaudited) (Tables)                                             
51: R37         Description of Business (Business Overview)         HTML     35K 
                (Details)                                                        
52: R38         Summary of Significant Accounting Policies          HTML     56K 
                (Narrative) (Details)                                            
53: R39         Summary of Significant Accounting Policies          HTML     45K 
                (Property, Plant, and Equipment) (Details)                       
54: R40         Summary of Significant Accounting Policies          HTML     40K 
                (Performance obligations) (Details)                              
55: R41         Summary of Significant Accounting Policies          HTML     64K 
                (Revenue by Product) (Details)                                   
56: R42         Summary of Significant Accounting Policies -        HTML     52K 
                Adoption of ASC 842 (Details)                                    
57: R43         Summary of Significant Accounting Policies -        HTML     32K 
                Supplemental cash information (Details)                          
58: R44         Summary of Significant Accounting Policies          HTML     86K 
                (Leases) (Details)                                               
59: R45         Acquisition (Details)                               HTML     48K 
60: R46         Acquisition - Assets Acquired and Liabilities       HTML     61K 
                Assumed (Details)                                                
61: R47         Acquisition - Pro Forma Information (Details)       HTML     38K 
62: R48         Cash, Cash Equivalents and Restricted Cash          HTML     39K 
                (Details)                                                        
63: R49         Accounts Receivable (Schedule of Components of      HTML     36K 
                Accounts Receivable) (Details)                                   
64: R50         Accounts Receivable (Allowance for Doubtful         HTML     35K 
                Accounts Rollforward) (Details)                                  
65: R51         Inventory (Schedule of Components of Inventory)     HTML     38K 
                (Details)                                                        
66: R52         Property, Plant, and Equipment, net (Schedule of    HTML     57K 
                Property, Plant, and Equipment) (Details)                        
67: R53         Property plant and equipment - Narrative (Details)  HTML     45K 
68: R54         Accrued Expenses and Other Current Liabilities      HTML     48K 
                (Schedule of Accrued Liabilities) (Details)                      
69: R55         Accrued Expenses and Other Current Liabilities      HTML     37K 
                (Schedule of Product Warranty Accruals) (Details)                
70: R56         Accrued Expenses and Other Current Liabilities      HTML     33K 
                (Severance and Restructuring Accruals) (Narrative)               
                (Details)                                                        
71: R57         Accrued Expenses and Other Current Liabilities      HTML     39K 
                (Schedule of Restructuring and Related Costs)                    
                (Details)                                                        
72: R58         Credit Facilities and Debt (Narrative) (Details)    HTML     68K 
73: R59         Income and Other Taxes (Continuing Operations       HTML     37K 
                before Income Taxes) (Details)                                   
74: R60         Income and Other Taxes (Income Tax (Benefit)        HTML     49K 
                Expense) (Details)                                               
75: R61         Income and Other Taxes (Provision for Income        HTML     58K 
                Taxes) (Details)                                                 
76: R62         Income and Other Taxes (Deferred Tax Assets)        HTML     67K 
                (Details)                                                        
77: R63         Income and Other Taxes (Narrative) (Details)        HTML     57K 
78: R64         Income and Other Taxes (Unrecognized Gross Tax      HTML     31K 
                Benefit) (Details)                                               
79: R65         Commitments and Contingencies (Narrative)           HTML     67K 
                (Details)                                                        
80: R66         Commitments and Contingencies (ARO Rollforward)     HTML     35K 
                (Details)                                                        
81: R67         Commitments and Contingencies - Phoenix Navigation  HTML     68K 
                Components, LLC Legal Proceeding (Details)                       
82: R68         Equity (Narrative) (Details)                        HTML     37K 
83: R69         Equity (Schedule of Stock Options Activity)         HTML     82K 
                (Details)                                                        
84: R70         Equity (Schedule of Restricted Stock Activity)      HTML     67K 
                (Details)                                                        
85: R71         Equity (Restricted Stock Narrative) (Details)       HTML     50K 
86: R72         Equity (Schedule of Performance Stock Activity)     HTML     69K 
                (Details)                                                        
87: R73         Equity (Performance Stock Narrative) (Details)      HTML     52K 
88: R74         Equity (Schedule of Stock-based Compensation        HTML     42K 
                Expense - by Award Type) (Details)                               
89: R75         Equity (Schedule of Stock-based Compensation        HTML     38K 
                Expense - by Expense Category) (Details)                         
90: R76         Equity (Capital Stock) (Details)                    HTML     45K 
91: R77         Equity (401K) (Details)                             HTML     29K 
92: R78         Equity (Schedule of Earnings per Share) (Details)   HTML     51K 
93: R79         Equity (Employee Stock Purchase Plan) (Details)     HTML     49K 
94: R80         Equity (Schedule of Common Stock Reserved for       HTML     49K 
                Future Issuances) (Details)                                      
95: R81         Segment Data and Related Information (Schedule of   HTML     75K 
                Reportable Segment (Details)                                     
96: R82         Segment Data and Related Information (Schedule of   HTML     44K 
                Revenue by Geographic Region) (Details)                          
97: R83         Segment Data and Related Information (Narrative)    HTML     46K 
                (Details)                                                        
98: R84         Selected Quarterly Financial Information            HTML     81K 
                (Unaudited) (Summary of Selected Quarter Financial               
                Information) (Details)                                           
99: R85         Subsequent Event (Details)                          HTML     37K 
101: XML         IDEA XML File -- Filing Summary                      XML    196K  
14: XML         XBRL Instance -- tmb-20200930x10k_htm                XML   3.12M 
100: EXCEL       IDEA Workbook of Financial Reports                  XLSX    126K  
10: EX-101.CAL  XBRL Calculations -- tmb-20200930_cal                XML    241K 
11: EX-101.DEF  XBRL Definitions -- tmb-20200930_def                 XML    667K 
12: EX-101.LAB  XBRL Labels -- tmb-20200930_lab                      XML   1.67M 
13: EX-101.PRE  XBRL Presentations -- tmb-20200930_pre               XML   1.24M 
 9: EX-101.SCH  XBRL Schema -- tmb-20200930                          XSD    207K 
102: JSON        XBRL Instance as JSON Data -- MetaLinks              421±   668K  
103: ZIP         XBRL Zipped Folder -- 0001558370-20-014229-xbrl      Zip    486K  


‘ZIP’   —   XBRL Zipped Folder — 0001558370-20-014229-xbrl


This is an XBRL Zipped Folder.

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Files:tmb-20200930.xsd
tmb-20200930_cal.xml
tmb-20200930_def.xml
tmb-20200930_lab.xml
tmb-20200930_pre.xml
tmb-20200930x10k.htm
tmb-20200930x10k002.jpg
tmb-20200930x10k003.jpg
tmb-20200930x10k004.jpg
tmb-20200930x10k005.jpg
tmb-20200930x10k006.jpg
tmb-20200930x10k007.jpg
tmb-20200930xex21d1.htm
tmb-20200930xex23d1.htm
tmb-20200930xex31d1.htm
tmb-20200930xex31d2.htm
tmb-20200930xex32d1.htm
tmb-20200930xex32d2.htm
tmb-20200930xex4d2.htm


7 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/17/23  Emcore Corp.                      424B5                  1:791K                                   Toppan Merrill/FA
 8/16/23  Emcore Corp.                      424B5                  1:788K                                   Toppan Merrill/FA
 2/15/23  Emcore Corp.                      424B5                  1:425K                                   Toppan Merrill/FA
 2/14/23  Emcore Corp.                      424B3                  1:426K                                   Toppan Merrill/FA
 5/13/21  Emcore Corp.                      S-3                    5:1M                                     Toppan Merrill/FA
 2/11/21  Emcore Corp.                      424B2                  1:454K                                   Toppan Merrill/FA
 2/10/21  Emcore Corp.                      424B3                  1:450K                                   Toppan Merrill/FA


24 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/06/20  Emcore Corp.                      10-Q        6/30/20   75:7.3M                                   Toppan Merrill Bridge/FA
 5/07/20  Emcore Corp.                      10-Q        3/31/20   76:7.6M                                   Toppan Merrill Bridge/FA
 5/06/20  Emcore Corp.                      8-K:1,2,9   5/03/20    2:147K                                   Toppan Merrill/FA
 2/11/20  Emcore Corp.                      8-K:1,2,9   2/10/20    3:453K                                   Toppan Merrill/FA
 2/10/20  Emcore Corp.                      10-Q       12/31/19   73:5.9M                                   Toppan Merrill Bridge/FA
 1/06/20  Emcore Corp.                      8-K:1,9     1/02/20    4:358K                                   Toppan Merrill/FA
12/26/19  Emcore Corp.                      8-K:5,9    12/21/19    2:99K
10/30/19  Emcore Corp.                      8-K:1,7,9  10/25/19    4:473K
 8/12/19  Emcore Corp.                      8-K:5,7,9   8/07/19    3:186K
 6/10/19  Emcore Corp.                      8-K:1,2,3,9 6/07/19    4:671K
 3/27/19  Emcore Corp.                      8-K:5       3/22/19    4:354K
 3/20/18  Emcore Corp.                      8-K:5,9     3/15/18    3:229K
 2/06/18  Emcore Corp.                      10-Q       12/31/17   66:5.1M
12/06/17  Emcore Corp.                      10-K        9/30/17   95:19M
12/07/16  Emcore Corp.                      10-K        9/30/16   89:12M
12/14/15  Emcore Corp.                      10-K        9/30/15  101:13M
12/11/14  Emcore Corp.                      8-K:5,7,9  12/10/14    5:404K                                   Toppan Merrill/FA
 9/18/14  Emcore Corp.                      8-K:1,3,5,7 9/17/14   11:1.7M                                   Toppan Merrill/FA
 1/28/14  Emcore Corp.                      DEF 14A     3/05/14    1:1.3M                                   RDG Filings/FA
 2/16/12  Emcore Corp.                      8-K:5,8,9   2/15/12    3:56K
 6/16/11  Emcore Corp.                      8-K:5,9     6/14/11    3:353K                                   Broadridge Fin’l So… Inc
 1/27/11  Emcore Corp.                      8-K:5,9     1/21/11    2:55K                                    Starkey & Henricks/FA
 4/04/08  Emcore Corp.                      8-K:1,5,8,9 3/31/08    4:197K
12/31/07  Emcore Corp.                      10-K        9/30/07    8:3.7M                                   Broadridge Fin’l So… Inc
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