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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/14/21 Plug Power Inc. 10-K 12/31/20 138:42M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 5.95M
2: EX-3.9 Articles of Incorporation/Organization or Bylaws HTML 115K
3: EX-4.6 Instrument Defining the Rights of Security Holders HTML 52K
4: EX-10.2 Material Contract HTML 77K
5: EX-10.3 Material Contract HTML 113K
6: EX-10.31 Material Contract HTML 176K
7: EX-10.32 Material Contract HTML 315K
8: EX-23.1 Consent of Expert or Counsel HTML 43K
9: EX-31.1 Certification -- §302 - SOA'02 HTML 44K
10: EX-31.2 Certification -- §302 - SOA'02 HTML 44K
11: EX-32.1 Certification -- §906 - SOA'02 HTML 40K
12: EX-32.2 Certification -- §906 - SOA'02 HTML 40K
19: R1 Document and Entity Information HTML 99K
20: R2 Consolidated Balance Sheets HTML 153K
21: R3 Consolidated Balance Sheets (Parenthetical) HTML 68K
22: R4 Consolidated Statements of Operations HTML 153K
23: R5 Consolidated Statements of Comprehensive Loss HTML 60K
24: R6 Consolidated Statements of Stockholders' Equity HTML 173K
(Deficit)
25: R7 Consolidated Statements of Stockholders' Equity HTML 45K
(Deficit) (Parenthetical)
26: R8 Consolidated Statements of Cash Flows HTML 167K
27: R9 Nature of Operations HTML 57K
28: R10 Restatement of Previously Issued Consolidated HTML 969K
Financial Statements
29: R11 Unaudited Quarterly Financial data and Restatement HTML 4.15M
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements
30: R12 Summary of Significant Accounting Policies HTML 187K
31: R13 Acquisitions HTML 94K
32: R14 Earnings Per Share HTML 87K
33: R15 Inventory HTML 54K
34: R16 Property, Plant and Equipment HTML 60K
35: R17 Equipment Related to Power Purchase Agreements and HTML 52K
Fuel Delivered to Customers, net
36: R18 Intangible Assets and Goodwill HTML 90K
37: R19 Accrued Expenses HTML 57K
38: R20 Operating and Finance Lease Liabilities HTML 92K
39: R21 Finance Obligations HTML 78K
40: R22 Long-Term Debt HTML 50K
41: R23 Convertible Senior Notes HTML 104K
42: R24 Stockholders' Equity HTML 49K
43: R25 Redeemable Convertible Preferred Stock HTML 42K
44: R26 Warrant Transaction Agreements HTML 65K
45: R27 Revenue HTML 111K
46: R28 Employee Benefit Plans HTML 112K
47: R29 Income Taxes HTML 280K
48: R30 Commitments and Contingencies HTML 46K
49: R31 Subsequent Events HTML 42K
50: R32 Summary of Significant Accounting Policies HTML 250K
(Policies)
51: R33 Restatement of Previously Issued Consolidated HTML 953K
Financial Statements (Tables)
52: R34 Unaudited Quarterly Financial data and Restatement HTML 149K
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements (Tables)
53: R35 Summary of Significant Accounting Policies HTML 103K
(Tables)
54: R36 Acquisitions (Tables) HTML 79K
55: R37 Earnings Per Share (Tables) HTML 87K
56: R38 Inventory (Tables) HTML 54K
57: R39 Property, Plant and Equipment (Tables) HTML 59K
58: R40 Equipment Related to Power Purchase Agreements and HTML 50K
Fuel Delivered to Customers, net (Tables)
59: R41 Intangible Assets and Goodwill (Tables) HTML 88K
60: R42 Accrued Expenses (Tables) HTML 56K
61: R43 Operating and Finance Lease Liabilities (Tables) HTML 89K
62: R44 Finance Obligations (Tables) HTML 90K
63: R45 Long-Term Debt (Tables) HTML 44K
64: R46 Convertible Senior Notes (Tables) HTML 47K
65: R47 Amazon.com, Inc. Transaction Agreement (Tables) HTML 50K
66: R48 Revenue (Tables) HTML 110K
67: R49 Employee Benefit Plans (Tables) HTML 106K
68: R50 Income Taxes (Tables) HTML 279K
69: R51 Nature of Operations (Details) HTML 149K
70: R52 Restatement of Previously Issued Consolidated HTML 170K
Financial Statements - Restatement Background
(Details)
71: R53 Restatement of Previously Issued Consolidated HTML 63K
Financial Statements - Research and development
expense (Details)
72: R54 Restatement of Previously Issued Consolidated HTML 226K
Financial Statements - Consolidated Balance Sheets
(Details)
73: R55 Restatement of Previously Issued Consolidated HTML 75K
Financial Statements - Consolidated Balance Sheets
(Narrative) (Details)
74: R56 Restatement of Previously Issued Consolidated HTML 232K
Financial Statements - Consolidated Statements of
Income (Details)
75: R57 Restatement of Previously Issued Consolidated HTML 80K
Financial Statements - Consolidated Statements of
Comprehensive Income (Details)
76: R58 Restatement of Previously Issued Consolidated HTML 96K
Financial Statements - Consolidated Statements of
Stockholders' Equity (Details)
77: R59 Restatement of Previously Issued Consolidated HTML 273K
Financial Statements - Consolidated Statements of
Cash Flows (Details)
78: R60 Unaudited Quarterly Financial data and Restatement HTML 226K
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements - Consolidated
Balance Sheets (Details)
79: R61 Unaudited Quarterly Financial data and Restatement HTML 65K
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements - Consolidated
Balance Sheets (Narrative) (Details)
80: R62 Unaudited Quarterly Financial data and Restatement HTML 229K
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements - Consolidated
Statements of Income (Details)
81: R63 Unaudited Quarterly Financial data and Restatement HTML 73K
of previously Issued Unaudited interim Condensed
Consolidated Financial Statements - Consolidated
Statements of Comprehensive Income (Details)
82: R64 Unaudited Quarterly Financial data and Restatement HTML 96K
of Previously Issued Unaudited interim Condensed
Consolidated Financial Statements - Condensed
Consolidated Statements of Stockholders' Equity
(Details)
83: R65 Unaudited Quarterly Financial data and Restatement HTML 270K
of Previously Issued Unaudited interim Condensed
Consolidated Financial Statements - Consolidated
Statements of Cash Flows (Details)
84: R66 Unaudited Quarterly Financial data and Restatement HTML 56K
of Previously Issued Unaudited interim Condensed
Consolidated Financial Statements - Narrative
(Details)
85: R67 Unaudited Quarterly Financial data and Restatement HTML 199K
of Previously Issued Unaudited Interim Condensed
Consolidated Financial Statements - Additional
Information (Details)
86: R68 Summary of Significant Accounting Policies HTML 122K
(Details)
87: R69 Summary of Significant Accounting Policies - HTML 46K
Accrual for loss contracts (Details)
88: R70 Summary of Significant Accounting Policies - Fair HTML 56K
value measurements (Details)
89: R71 Acquisitions - Fair value of consideration HTML 49K
(Details)
90: R72 Acquisitions - Allocation Of Purchase Price HTML 74K
(Details)
91: R73 Acquisitions - Goodwill (Details) HTML 51K
92: R74 Acquisitions - Narratives (Details) HTML 121K
93: R75 Earnings Per Share - Basic and Diluted Components HTML 49K
(Details)
94: R76 Earnings Per Share - Dilutive Potential Common HTML 117K
Shares (Details)
95: R77 Inventory (Details) HTML 50K
96: R78 Property, Plant and Equipment (Details) HTML 59K
97: R79 Equipment Related to Power Purchase Agreements and HTML 48K
Fuel Delivered to Customers, net (Details)
98: R80 Equipment Related to Power Purchase Agreements and HTML 46K
Fuel Delivered to Customers, net - Future minimum
lease payments (Details)
99: R81 Intangible Assets and Goodwill - Gross Carrying HTML 86K
Amount (Details)
100: R82 Intangible Assets and Goodwill - Estimated HTML 58K
Amortization Expense (Details)
101: R83 Accrued Expenses (Details) HTML 54K
102: R84 Operating and Finance Lease Liabilities - HTML 68K
Narrative (Details)
103: R85 Operating and Finance Lease Liabilities - Future HTML 90K
minimum lease payments under operating and finance
leases (Details)
104: R86 Operating and Finance Lease Liabilities - Other HTML 45K
information related to the operating leases
(Details)
105: R87 Operating and Finance Lease Liabilities - Other HTML 45K
information related to the finance leases
(Details)
106: R88 Finance Obligations - Narrative (Details) HTML 58K
107: R89 Finance Obligations - Future minimum payments HTML 70K
under finance obligations (Details)
108: R90 Finance Obligations - Other information related to HTML 48K
finance obligations (Details)
109: R91 Long-Term Debt (Details) HTML 96K
110: R92 Convertible Senior Notes - Net proceeds (Details) HTML 223K
111: R93 Convertible Senior Notes (Details) HTML 63K
112: R94 Convertible Senior Notes - Conversion (Details) HTML 58K
113: R95 Convertible Senior Notes - Capped Call and Common HTML 84K
Stock Forward (Details)
114: R96 Stockholders' Equity - Common Stock and Warrants HTML 106K
(Details)
115: R97 Redeemable Convertible Preferred Stock (Details) HTML 65K
116: R98 Warrant Transaction Agreements - Amazon.com, Inc. HTML 117K
Transaction Agreement (Details)
117: R99 Warrant Transaction Agreements - Walmart Stores, HTML 72K
Inc. Transaction Agreement (Details)
118: R100 Revenue - Disaggregation of Revenue (Details) HTML 72K
119: R101 Revenue - Contract balances (Details) HTML 46K
120: R102 Revenue - Changes in contract assets and contract HTML 54K
liabilities (Details)
121: R103 Revenue - Estimated future revenue (Details) HTML 60K
122: R104 Revenue - Others (Details) HTML 39K
123: R105 Employee Benefit Plans - Assumptions For HTML 87K
Estimating Fair Value (Details)
124: R106 Employee Benefit Plans - Stock Activity, Weighted HTML 100K
Average Exercise Price (Details)
125: R107 Employee Benefit Plans - Restricted Stock Activity HTML 71K
(Details)
126: R108 Employee Benefit Plans - 401(K) Saving And HTML 57K
Retirement Plan (Details)
127: R109 Income Taxes - Components Of Income Tax (Details) HTML 84K
128: R110 Income Taxes - Effective Income Tax Rate HTML 53K
Reconciliation (Details)
129: R111 Income Taxes - Deferred Tax Assets And Liabilities HTML 96K
(Details)
130: R112 Income Taxes - Change In Valuation Allowance HTML 55K
(Details)
131: R113 Income Taxes - Unrecognized Tax Benefits (Details) HTML 67K
132: R114 Income Taxes (Details) HTML 54K
133: R115 Commitments and Contingencies - Concentrations of HTML 79K
Credit Risk (Details)
134: R116 Subsequent Events (Details) HTML 88K
136: XML IDEA XML File -- Filing Summary XML 263K
18: XML XBRL Instance -- plug-20201231x10k_htm XML 13.27M
135: EXCEL IDEA Workbook of Financial Reports XLSX 272K
14: EX-101.CAL XBRL Calculations -- plug-20201231_cal XML 295K
15: EX-101.DEF XBRL Definitions -- plug-20201231_def XML 1.76M
16: EX-101.LAB XBRL Labels -- plug-20201231_lab XML 2.29M
17: EX-101.PRE XBRL Presentations -- plug-20201231_pre XML 2.40M
13: EX-101.SCH XBRL Schema -- plug-20201231 XSD 345K
137: JSON XBRL Instance as JSON Data -- MetaLinks 605± 1.01M
138: ZIP XBRL Zipped Folder -- 0001558370-21-007147-xbrl Zip 1.14M
Exhibit 31.2
I, Paul B. Middleton certify that:
| 1. | I have reviewed this annual report on Form 10-K of Plug Power Inc.; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; |
| 4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| (c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| (d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting. |
Date: May 13, 2021 | by: | |
| | |
| | Chief Financial Officer |
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 5/14/21 | 8-K, 8-K/A | ||
| 5/13/21 | 4 | |||
| For Period end: | 12/31/20 | 10-K/A, 5, 8-K, NT 10-K | ||
| List all Filings | ||||