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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/30/21 Atel Capital Equipment Fund X LLC 10-K 12/31/20 60:4.6M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report HTML 402K 2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 20K 3: EX-14.1 Code of Ethics HTML 26K 4: EX-31.1 Certification -- §302 - SOA'02 HTML 23K 5: EX-31.2 Certification -- §302 - SOA'02 HTML 23K 6: EX-32.1 Certification -- §906 - SOA'02 HTML 20K 7: EX-32.2 Certification -- §906 - SOA'02 HTML 20K 14: R1 Document and Entity Information HTML 53K 15: R2 Balance Sheets HTML 59K 16: R3 Statements of Income HTML 78K 17: R4 Statements of Changes in Members' Capital HTML 35K 18: R5 Statements of Changes in Members' Capital HTML 20K (Parenthetical) 19: R6 Statements of Cash Flows HTML 82K 20: R7 Organization and Limited Liability Company Matters HTML 25K 21: R8 Summary of Significant Accounting Policies HTML 141K 22: R9 Concentration of Credit Risk and Major Customers HTML 58K 23: R10 Equipment Under Operating Leases, Net HTML 145K 24: R11 Allowance for Credit Losses HTML 31K 25: R12 Related Party Transactions HTML 37K 26: R13 Commitments HTML 20K 27: R14 Guarantees HTML 21K 28: R15 Members' Capital HTML 35K 29: R16 Fair Value Measurements HTML 84K 30: R17 Global Health Emergency HTML 21K 31: R18 Summary of Significant Accounting Policies HTML 174K (Policy) 32: R19 Summary of Significant Accounting Policies HTML 116K (Tables) 33: R20 Concentration of Credit Risk and Major Customers HTML 60K (Tables) 34: R21 Equipment Under Operating Leases, Net (Tables) HTML 147K 35: R22 Allowance for Credit Losses (Tables) HTML 29K 36: R23 Related Party Transactions (Tables) HTML 33K 37: R24 Members' Capital (Tables) HTML 33K 38: R25 Fair Value Measurements (Tables) HTML 73K 39: R26 Organization and Limited Liability Company Matters HTML 47K (Narrative) (Details) 40: R27 Summary of Significant Accounting Policies HTML 57K (Narrative) (Details) 41: R28 Summary of Significant Accounting Policies HTML 39K (Summary of Geographic Information Relating to Sources, by Nation, of Partnership's Total Revenue and Long-Lived Assets) (Details) 42: R29 Summary of Significant Accounting Policies HTML 24K (Schedule of Differences Between Book Value and Tax Basis of Net Assets) (Details) 43: R30 Summary of Significant Accounting Policies HTML 32K (Reconciliation of Net Income Loss Reported in Financial Statements and Federal Tax Return) (Details) 44: R31 Concentration of Credit Risk and Major Customers HTML 39K (Schedule of Leasing and Lending Revenues) (Details) 45: R32 Equipment Under Operating Leases, Net (Narrative) HTML 34K (Details) 46: R33 Equipment Under Operating Leases, Net (Investment HTML 33K in Leases) (Details) 47: R34 Equipment Under Operating Leases, Net (Property on HTML 49K Operating Leases) (Details) 48: R35 Equipment Under Operating Leases, Net (Future HTML 33K Minimum Lease Payments Receivable) (Details) 49: R36 Equipment Under Operating Leases, Net (Schedule of HTML 39K Useful Lives of Assets) (Details) 50: R37 Allowance for Credit Losses (Narrative) (Details) HTML 23K 51: R38 Allowance for Credit Losses (Activity in Allowance HTML 26K for Credit Losses) (Details) 52: R39 Related Party Transactions (AFS and/or Affiliates HTML 25K Earned Commissions and Billed for Reimbursements Pursuant to Operating Agreement (Details) 53: R40 Commitments (Narrative) (Details) HTML 19K 54: R41 Members' Capital (Narrative) (Details) HTML 37K 55: R42 Members' Capital (Distributions to Other Members) HTML 29K (Details) 56: R43 Fair Value Measurements (Narrative) (Details) HTML 20K 57: R44 Fair Value Measurements (Estimated Fair Values of HTML 24K Financial Instruments) (Details) 59: XML IDEA XML File -- Filing Summary XML 105K 58: EXCEL IDEA Workbook of Financial Reports XLSX 66K 8: EX-101.INS XBRL Instance -- atel-20201231 XML 1.28M 10: EX-101.CAL XBRL Calculations -- atel-20201231_cal XML 123K 11: EX-101.DEF XBRL Definitions -- atel-20201231_def XML 290K 12: EX-101.LAB XBRL Labels -- atel-20201231_lab XML 642K 13: EX-101.PRE XBRL Presentations -- atel-20201231_pre XML 528K 9: EX-101.SCH XBRL Schema -- atel-20201231 XSD 128K 60: ZIP XBRL Zipped Folder -- 0001558370-21-003674-xbrl Zip 102K
Exhibit 4.1
DESCRIPTION OF COMPANY MEMBERSHIP INTEREST (“UNITS”)
Fast Act Exhibit 4(vi) “Description of registrant’s securities”
Summary
The following description summarizes certain important terms of ATEL Capital Equipment Fund X, LLC’s (the “Company”) membership interests (the “Units”). This description summarizes the provisions that are included in the Company’s Amended and Restated Limited Liability Company Operating Agreement (the “Operating Agreement”). This summary will not provide all the information relevant to the Units. For a complete description of the Units, please refer to the applicable provisions of Company’s Operating Agreement and relevant California governing law.
Outstanding Units
13,971,486 Units have been subscribed by the members of the Company as of December 31, 2020.
General
Liquidity. The Units were offered and sold pursuant to registration under the Securities Act of 1933, and subsequently registered under the Securities Exchange Act of 1934. However, the Units are subject to significant restriction on transferability in order to preserve the tax characterization of the Company and tax consequences for Unit holders. Accordingly, the Units are not traded on any securities exchange and have limited liquidity. Please review the rights of Unit holders for transfer of shares under the Operating Agreement.
Voting Rights. The holders of Units are entitled to one vote per share on any matter to be voted upon by holders of Units in the Company’s Operating Agreement. Certain rights may only be exercised upon receiving at least a majority of the votes entitled to be cast by Unit holders
Distributions. The holders of Units are entitled to distributions on a pro rata basis, if, as, and when distributed by the Manager.
Other Rights. No holder of Units has any priority or preemptive right as to the Units.
Dissolution and Winding Up. Upon any voluntary or involuntary liquidation, dissolution, or winding up of the Company, the Unit holders are entitled to share ratably in all assets remaining after payment of creditors.
Transfer Agent and Registrar. The transfer agent and registrar of the Units is Conduent Inc.
This ‘10-K’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 3/30/21 | None on these Dates | ||
For Period end: | 12/31/20 | |||
List all Filings |
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/28/03 Atel Capital Equipment Fund X LLC 424B3 1:603K Law Offic… Dannhauser/FA |