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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/30/21 Atel 15, LLC 10-K 12/31/20 69:6.2M Toppan Merrill Bridge/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 557K
2: EX-4.1 Instrument Defining the Rights of Security Holders HTML 23K
3: EX-14.1 Code of Ethics HTML 28K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 27K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 27K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 23K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 23K
14: R1 Document and Entity Information HTML 55K
15: R2 Balance Sheets HTML 68K
16: R3 Statements of Operations HTML 86K
17: R4 Statements of Changes in Members' Capital HTML 36K
18: R5 Statements of Changes in Members' Capital HTML 22K
(Parenthetical)
19: R6 Statements of Cash Flows HTML 105K
20: R7 Organization and Limited Liability Company Matters HTML 27K
21: R8 Summary of Significant Accounting Policies HTML 85K
22: R9 Concentration of Credit Risk and Major Customers HTML 57K
23: R10 Notes Receivable, Net HTML 22K
24: R11 Equipment Under Operating Leases, Net HTML 155K
25: R12 Allowance for Credit Losses HTML 57K
26: R13 Related Party Transactions HTML 38K
27: R14 Non-Recourse Debt HTML 48K
28: R15 Borrowing Facilities HTML 22K
29: R16 Commitments HTML 23K
30: R17 Guarantees HTML 23K
31: R18 Members' Capital HTML 38K
32: R19 Fair Value Measurements HTML 270K
33: R20 Global Health Emergency HTML 23K
34: R21 Summary of Significant Accounting Policies HTML 117K
(Policy)
35: R22 Summary of Significant Accounting Policies HTML 61K
(Tables)
36: R23 Concentration of Credit Risk and Major Customers HTML 59K
(Tables)
37: R24 Equipment Under Operating Leases, Net (Tables) HTML 158K
38: R25 Allowance for Credit Losses (Tables) HTML 57K
39: R26 Related Party Transactions (Tables) HTML 35K
40: R27 Non-Recourse Debt (Tables) HTML 45K
41: R28 Members' Capital (Tables) HTML 36K
42: R29 Fair Value Measurements (Tables) HTML 271K
43: R30 Organization and Limited Liability Company Matters HTML 54K
(Narrative) (Details)
44: R31 Summary of Significant Accounting Policies HTML 67K
(Narrative) (Details)
45: R32 Summary of Significant Accounting Policies HTML 26K
(Schedule of Differences Between Book Value and
Tax Basis of Net Assets) (Details)
46: R33 Summary of Significant Accounting Policies HTML 36K
(Reconciliation of Net Income (Loss) Reported in
Financial Statements and Federal Tax Return)
(Details)
47: R34 Concentration of Credit Risk and Major Customers HTML 43K
(Schedule of Leasing and Lending Revenues)
(Details)
48: R35 Equipment Under Operating Leases, Net (Narrative) HTML 35K
(Details)
49: R36 Equipment Under Operating Leases, Net (Investment HTML 35K
in Leases) (Details)
50: R37 Equipment Under Operating Leases, Net (Property on HTML 52K
Operating Leases) (Details)
51: R38 Equipment Under Operating Leases, Net (Future HTML 33K
Minimum Lease Payments Receivable) (Details)
52: R39 Equipment Under Operating Leases, Net (Schedule of HTML 45K
Useful Lives of Lease Assets) (Details)
53: R40 Allowance for Credit Losses (Activity in Allowance HTML 33K
for Doubtful Accounts) (Details)
54: R41 Related Party Transactions (Managing Member and/or HTML 26K
Affiliates Earned Commissions and Billed for
Reimbursements Pursuant to Operating Agreement)
(Details)
55: R42 Non-Recourse Debt (Narrative) (Details) HTML 36K
56: R43 Non-Recourse Debt (Future Minimum Payments of HTML 55K
Non-Recourse Debt) (Details)
57: R44 Borrowing Facilities (Narrative) (Details) HTML 22K
58: R45 Commitments (Narrative) (Details) HTML 21K
59: R46 Members' Capital (Narrative) (Details) HTML 44K
60: R47 Members' Capital (Distributions to Other Members) HTML 28K
(Details)
61: R48 Fair Value Measurements (Narrative) (Details) HTML 24K
62: R49 Fair Value Measurements (Fair Value, Warrants HTML 27K
Measured on Recurring Basis) (Details)
63: R50 Fair Value Measurements (Fair Value, Investment HTML 30K
Securities Measured on Recurring Basis) (Details)
64: R51 Fair Value Measurements (Fair Value Measurement of HTML 24K
Assets and Liabilities Measured at Fair Value on a
Non-Recurring Basis) (Details)
65: R52 Fair Value Measurements (Summary of Valuation HTML 66K
Techniques and Significant Unobservable Inputs
Used) (Details)
66: R53 Fair Value Measurements (Estimated Fair Values of HTML 40K
Financial Instruments) (Details)
68: XML IDEA XML File -- Filing Summary XML 123K
67: EXCEL IDEA Workbook of Financial Reports XLSX 78K
8: EX-101.INS XBRL Instance -- atel-20201231 XML 1.81M
10: EX-101.CAL XBRL Calculations -- atel-20201231_cal XML 171K
11: EX-101.DEF XBRL Definitions -- atel-20201231_def XML 373K
12: EX-101.LAB XBRL Labels -- atel-20201231_lab XML 822K
13: EX-101.PRE XBRL Presentations -- atel-20201231_pre XML 677K
9: EX-101.SCH XBRL Schema -- atel-20201231 XSD 162K
69: ZIP XBRL Zipped Folder -- 0001558370-21-003673-xbrl Zip 128K
Exhibit 4.1
DESCRIPTION OF COMPANY MEMBERSHIP INTEREST (“UNITS”)
Fast Act Exhibit 4(vi) “Description of registrant’s securities”
Summary
The following description summarizes certain important terms of ATEL 15, LLC’s (the “Company”) membership interests (the “Units”). This description summarizes the provisions that are included in the Company’s Amended and Restated Limited Liability Company Operating Agreement (the “Operating Agreement”). This summary will not provide all the information relevant to the Units. For a complete description of the Units, please refer to the applicable provisions of Company’s Operating Agreement and relevant California governing law.
Outstanding Units
6,542,557 Units have been subscribed by the members of the Company as of December 31, 2020.
General
Liquidity. The Units were offered and sold pursuant to registration under the Securities Act of 1933, and subsequently registered under the Securities Exchange Act of 1934. However, the Units are subject to significant restriction on transferability in order to preserve the tax characterization of the Company and tax consequences for Unit holders. Accordingly, the Units are not traded on any securities exchange and have limited liquidity. Please review the rights of Unit holders for transfer of shares under the Operating Agreement.
Voting Rights. The holders of Units are entitled to one vote per share on any matter to be voted upon by holders of Units in the Company’s Operating Agreement. Certain rights may only be exercised upon receiving at least a majority of the votes entitled to be cast by Unit holders
Distributions. The holders of Units are entitled to distributions on a pro rata basis, if, as, and when distributed by the Manager.
Other Rights. No holder of Units has any priority or preemptive right as to the Units.
Dissolution and Winding Up. Upon any voluntary or involuntary liquidation, dissolution, or winding up of the Company, the Unit holders are entitled to share ratably in all assets remaining after payment of creditors.
Transfer Agent and Registrar. The transfer agent and registrar of the Units is Conduent Inc.
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/30/21 | None on these Dates | ||
| For Period end: | 12/31/20 | |||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 11/01/11 Atel 15, LLC 424B3 1:4.4M Toppan Merrill/FA |