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Atel 15, LLC – ‘10-K’ for 12/31/20 – ‘EX-32.1’

On:  Tuesday, 3/30/21, at 6:47am ET   ·   For:  12/31/20   ·   Accession #:  1558370-21-3673   ·   File #:  0-54931

Previous ‘10-K’:  ‘10-K’ on 3/26/20 for 12/31/19   ·   Next:  ‘10-K’ on 3/18/22 for 12/31/21   ·   Latest:  ‘10-K’ on 3/21/24 for 12/31/23   ·   1 Reference:  To:  Atel 15, LLC – ‘424B3’ on 11/1/11

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/21  Atel 15, LLC                      10-K       12/31/20   69:6.2M                                   Toppan Merrill Bridge/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML    557K 
 2: EX-4.1      Instrument Defining the Rights of Security Holders  HTML     23K 
 3: EX-14.1     Code of Ethics                                      HTML     28K 
 4: EX-31.1     Certification -- §302 - SOA'02                      HTML     27K 
 5: EX-31.2     Certification -- §302 - SOA'02                      HTML     27K 
 6: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 7: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
14: R1          Document and Entity Information                     HTML     55K 
15: R2          Balance Sheets                                      HTML     68K 
16: R3          Statements of Operations                            HTML     86K 
17: R4          Statements of Changes in Members' Capital           HTML     36K 
18: R5          Statements of Changes in Members' Capital           HTML     22K 
                (Parenthetical)                                                  
19: R6          Statements of Cash Flows                            HTML    105K 
20: R7          Organization and Limited Liability Company Matters  HTML     27K 
21: R8          Summary of Significant Accounting Policies          HTML     85K 
22: R9          Concentration of Credit Risk and Major Customers    HTML     57K 
23: R10         Notes Receivable, Net                               HTML     22K 
24: R11         Equipment Under Operating Leases, Net               HTML    155K 
25: R12         Allowance for Credit Losses                         HTML     57K 
26: R13         Related Party Transactions                          HTML     38K 
27: R14         Non-Recourse Debt                                   HTML     48K 
28: R15         Borrowing Facilities                                HTML     22K 
29: R16         Commitments                                         HTML     23K 
30: R17         Guarantees                                          HTML     23K 
31: R18         Members' Capital                                    HTML     38K 
32: R19         Fair Value Measurements                             HTML    270K 
33: R20         Global Health Emergency                             HTML     23K 
34: R21         Summary of Significant Accounting Policies          HTML    117K 
                (Policy)                                                         
35: R22         Summary of Significant Accounting Policies          HTML     61K 
                (Tables)                                                         
36: R23         Concentration of Credit Risk and Major Customers    HTML     59K 
                (Tables)                                                         
37: R24         Equipment Under Operating Leases, Net (Tables)      HTML    158K 
38: R25         Allowance for Credit Losses (Tables)                HTML     57K 
39: R26         Related Party Transactions (Tables)                 HTML     35K 
40: R27         Non-Recourse Debt (Tables)                          HTML     45K 
41: R28         Members' Capital (Tables)                           HTML     36K 
42: R29         Fair Value Measurements (Tables)                    HTML    271K 
43: R30         Organization and Limited Liability Company Matters  HTML     54K 
                (Narrative) (Details)                                            
44: R31         Summary of Significant Accounting Policies          HTML     67K 
                (Narrative) (Details)                                            
45: R32         Summary of Significant Accounting Policies          HTML     26K 
                (Schedule of Differences Between Book Value and                  
                Tax Basis of Net Assets) (Details)                               
46: R33         Summary of Significant Accounting Policies          HTML     36K 
                (Reconciliation of Net Income (Loss) Reported in                 
                Financial Statements and Federal Tax Return)                     
                (Details)                                                        
47: R34         Concentration of Credit Risk and Major Customers    HTML     43K 
                (Schedule of Leasing and Lending Revenues)                       
                (Details)                                                        
48: R35         Equipment Under Operating Leases, Net (Narrative)   HTML     35K 
                (Details)                                                        
49: R36         Equipment Under Operating Leases, Net (Investment   HTML     35K 
                in Leases) (Details)                                             
50: R37         Equipment Under Operating Leases, Net (Property on  HTML     52K 
                Operating Leases) (Details)                                      
51: R38         Equipment Under Operating Leases, Net (Future       HTML     33K 
                Minimum Lease Payments Receivable) (Details)                     
52: R39         Equipment Under Operating Leases, Net (Schedule of  HTML     45K 
                Useful Lives of Lease Assets) (Details)                          
53: R40         Allowance for Credit Losses (Activity in Allowance  HTML     33K 
                for Doubtful Accounts) (Details)                                 
54: R41         Related Party Transactions (Managing Member and/or  HTML     26K 
                Affiliates Earned Commissions and Billed for                     
                Reimbursements Pursuant to Operating Agreement)                  
                (Details)                                                        
55: R42         Non-Recourse Debt (Narrative) (Details)             HTML     36K 
56: R43         Non-Recourse Debt (Future Minimum Payments of       HTML     55K 
                Non-Recourse Debt) (Details)                                     
57: R44         Borrowing Facilities (Narrative) (Details)          HTML     22K 
58: R45         Commitments (Narrative) (Details)                   HTML     21K 
59: R46         Members' Capital (Narrative) (Details)              HTML     44K 
60: R47         Members' Capital (Distributions to Other Members)   HTML     28K 
                (Details)                                                        
61: R48         Fair Value Measurements (Narrative) (Details)       HTML     24K 
62: R49         Fair Value Measurements (Fair Value, Warrants       HTML     27K 
                Measured on Recurring Basis) (Details)                           
63: R50         Fair Value Measurements (Fair Value, Investment     HTML     30K 
                Securities Measured on Recurring Basis) (Details)                
64: R51         Fair Value Measurements (Fair Value Measurement of  HTML     24K 
                Assets and Liabilities Measured at Fair Value on a               
                Non-Recurring Basis) (Details)                                   
65: R52         Fair Value Measurements (Summary of Valuation       HTML     66K 
                Techniques and Significant Unobservable Inputs                   
                Used) (Details)                                                  
66: R53         Fair Value Measurements (Estimated Fair Values of   HTML     40K 
                Financial Instruments) (Details)                                 
68: XML         IDEA XML File -- Filing Summary                      XML    123K 
67: EXCEL       IDEA Workbook of Financial Reports                  XLSX     78K 
 8: EX-101.INS  XBRL Instance -- atel-20201231                       XML   1.81M 
10: EX-101.CAL  XBRL Calculations -- atel-20201231_cal               XML    171K 
11: EX-101.DEF  XBRL Definitions -- atel-20201231_def                XML    373K 
12: EX-101.LAB  XBRL Labels -- atel-20201231_lab                     XML    822K 
13: EX-101.PRE  XBRL Presentations -- atel-20201231_pre              XML    677K 
 9: EX-101.SCH  XBRL Schema -- atel-20201231                         XSD    162K 
69: ZIP         XBRL Zipped Folder -- 0001558370-21-003673-xbrl      Zip    128K 


‘EX-32.1’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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Exhibit 32.1

CERTIFICATION PURSUANT TO 18 U.S.C. §1350,

AS ADOPTED PURSUANT TO

§906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Annual Report of ATEL 15, LLC (the “Company”) on Form 10-K for the year ended December 31, 2020 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Dean L. Cash, Chairman of the Board, President and Chief Executive Officer of ATEL Managing Member, LLC, Managing Member of the Company, hereby certify, pursuant to 18 U.S.C. §1350, as adopted pursuant to §906 of the Sarbanes-Oxley Act of 2002, that:

1.The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date:   March 29, 2021

/s/ Dean L. Cash

Dean L. Cash

Chairman of the Board, President and

Chief Executive Officer of ATEL Managing Member, LLC,

(Managing Member)

A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request.



Dates Referenced Herein

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/30/21None on these Dates
3/29/21
For Period end:12/31/20
 List all Filings 


1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/01/11  Atel 15, LLC                      424B3                  1:4.4M                                   Toppan Merrill/FA
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Filing Submission 0001558370-21-003673   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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