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C&F Financial Corp. – ‘10-K’ for 12/31/20 – ‘EX-10.4.1’

On:  Wednesday, 3/3/21, at 4:46pm ET   ·   For:  12/31/20   ·   Accession #:  1558370-21-2321   ·   File #:  0-23423

Previous ‘10-K’:  ‘10-K’ on 3/3/20 for 12/31/19   ·   Next:  ‘10-K’ on 3/1/22 for 12/31/21   ·   Latest:  ‘10-K’ on 2/27/24 for 12/31/23   ·   27 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/03/21  C&F Financial Corp.               10-K       12/31/20  151:31M                                    Toppan Merrill Bridge/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   3.98M 
 2: EX-10.4.1   Material Contract                                   HTML     43K 
 3: EX-10.4.2   Material Contract                                   HTML     39K 
 4: EX-10.4.3   Material Contract                                   HTML     41K 
 5: EX-10.4.4   Material Contract                                   HTML    210K 
 6: EX-10.5.1   Material Contract                                   HTML     43K 
 7: EX-10.5.2   Material Contract                                   HTML     39K 
 8: EX-10.5.3   Material Contract                                   HTML    111K 
 9: EX-21       Subsidiaries List                                   HTML     38K 
10: EX-23       Consent of Expert or Counsel                        HTML     38K 
11: EX-31.1     Certification -- §302 - SOA'02                      HTML     43K 
12: EX-31.2     Certification -- §302 - SOA'02                      HTML     43K 
13: EX-32       Certification -- §906 - SOA'02                      HTML     41K 
20: R1          Document And Entity Information                     HTML     99K 
21: R2          Consolidated Balance Sheets                         HTML    145K 
22: R3          Consolidated Balance Sheets (Parentheticals)        HTML     56K 
23: R4          Consolidated Statements of Income                   HTML    145K 
24: R5          Consolidated Statements of Comprehensive Income     HTML    118K 
25: R6          Consolidated Statements of Equity                   HTML     91K 
26: R7          Consolidated Statements of Equity (Parentheticals)  HTML     39K 
27: R8          Consolidated Statements of Cash Flows               HTML    173K 
28: R9          Summary of Significant Accounting Policies          HTML    108K 
29: R10         Adoption of New Accounting Standards                HTML     47K 
30: R11         Business Combination                                HTML    117K 
31: R12         Securities                                          HTML    217K 
32: R13         Loans                                               HTML    545K 
33: R14         Allowance for Loan Losses                           HTML    443K 
34: R15         Oreo                                                HTML     78K 
35: R16         Corporate Premises and Equipment                    HTML     56K 
36: R17         Goodwill and Other Intangible Assets                HTML     97K 
37: R18         Leases                                              HTML    131K 
38: R19         Time Deposits                                       HTML     61K 
39: R20         Borrowings                                          HTML     64K 
40: R21         Equity, Other Comprehensive Income and Earnings     HTML     71K 
                Per Share                                                        
41: R22         Income Taxes                                        HTML    158K 
42: R23         Employee Benefit Plans                              HTML    228K 
43: R24         Related Party Transactions                          HTML     42K 
44: R25         Share-Based Plans                                   HTML     85K 
45: R26         Regulatory Requirements and Restrictions            HTML    186K 
46: R27         Commitments and Contingent Liabilities              HTML     58K 
47: R28         Fair Value of Assets and Liabilities                HTML    462K 
48: R29         Business Segments                                   HTML    343K 
49: R30         Derivative Financial Instruments                    HTML    124K 
50: R31         Holding Company Condensed Financial Information     HTML    151K 
51: R32         Other Noninterest Expenses                          HTML     71K 
52: R33         Summary of Significant Accounting Policies          HTML    175K 
                (Policies)                                                       
53: R34         Business Combination (Tables)                       HTML    168K 
54: R35         Securities (Tables)                                 HTML    216K 
55: R36         Loans (Tables)                                      HTML    552K 
56: R37         Allowance for Loan Losses (Tables)                  HTML    447K 
57: R38         Oreo (Tables)                                       HTML     77K 
58: R39         Corporate Premises and Equipment (Tables)           HTML     55K 
59: R40         Goodwill and Other Intangible Assets (Tables)       HTML    100K 
60: R41         Leases (Tables)                                     HTML    155K 
61: R42         Time Deposits (Tables)                              HTML     60K 
62: R43         Borrowings (Tables)                                 HTML     56K 
63: R44         Equity, Other Comprehensive Income and Earnings     HTML     68K 
                Per Share (Tables)                                               
64: R45         Income Taxes (Tables)                               HTML    158K 
65: R46         Employee Benefit Plans (Tables)                     HTML    226K 
66: R47         Share-Based Plans (Tables)                          HTML     82K 
67: R48         Regulatory Requirements and Restrictions (Tables)   HTML    178K 
68: R49         Commitments and Contingent Liabilities (Tables)     HTML     54K 
69: R50         Fair Value of Assets and Liabilities (Tables)       HTML    448K 
70: R51         Business Segments (Tables)                          HTML    335K 
71: R52         Derivative Financial Instruments (Tables)           HTML    117K 
72: R53         Holding Company Condensed Financial Information     HTML    152K 
                (Tables)                                                         
73: R54         Other Noninterest Expenses (Tables)                 HTML     69K 
74: R55         Summary of Significant Accounting Policies -        HTML     63K 
                Nature of Operations and Significant Group                       
                Concentration of Credit Risk (Details)                           
75: R56         Summary of Significant Accounting Policies -        HTML     41K 
                Business Combination and Cash and Cash Equivalents               
                (Details)                                                        
76: R57         Summary of Significant Accounting Policies -        HTML     49K 
                Originated Loans and Allowance for Loan Losses                   
                (Details)                                                        
77: R58         Summary of Significant Accounting Policies -        HTML     51K 
                Paycheck Protection Program (Details)                            
78: R59         Summary of Significant Accounting Policies -        HTML     41K 
                Repossessed Assets (Details)                                     
79: R60         Summary of Significant Accounting Policies -        HTML     47K 
                Corporate Premises and Equipment (Details)                       
80: R61         Summary of Significant Accounting Policies -        HTML     39K 
                Subordinated Notes (Details)                                     
81: R62         Business Combination - Consideration (Details)      HTML     47K 
82: R63         Business Combination - Purchase Price Allocation    HTML    101K 
                (Details)                                                        
83: R64         Business Combination - Loans, Core Deposit          HTML     81K 
                Intangible and Deposits (Details)                                
84: R65         Business Combination - Pro forma (Details)          HTML     50K 
85: R66         Business Combination - Merger related costs         HTML     49K 
                (Details)                                                        
86: R67         Securities - Available for sale Securities          HTML     61K 
                (Details)                                                        
87: R68         Securities - Maturities and Realized Gains and      HTML     83K 
                Losses (Details)                                                 
88: R69         Securities - Pledged as Collateral (Details)        HTML     45K 
89: R70         Securities - Unrealized Loss Positions (Details)    HTML     84K 
90: R71         Securities - Restricted Stocks and others           HTML     43K 
                (Details)                                                        
91: R72         Loans - Major Classifications of Loans (Details)    HTML     62K 
92: R73         Loans - Loans Acquired (Details)                    HTML     71K 
93: R74         Loans - Change in Accretable Yield (Details)        HTML     55K 
94: R75         Loans - Loans on Nonaccrual Status (Details)        HTML     52K 
95: R76         Loans - Past Due Status (Details)                   HTML    115K 
96: R77         Loans - Troubled Debt Restructurings (Details)      HTML     68K 
97: R78         Loans - Impaired Loans (Details)                    HTML     73K 
98: R79         Allowance for Loan Losses - Change in Allowance     HTML     72K 
                for Loan Losses (Details)                                        
99: R80         Allowance for Loan Losses - Allowance and Loans by  HTML     86K 
                Impairment Methodology (Details)                                 
100: R81         Allowance for Loan Losses - Credit Quality          HTML    107K  
                Indicators (Details)                                             
101: R82         Allowance for Loan Losses - Loans by Credit         HTML     47K  
                Quality Indicators - Performing and Non-Performing               
                (Details)                                                        
102: R83         OREO - Change in OREO (Details)                     HTML     54K  
103: R84         OREO - Changes in the Allowance for OREO Losses     HTML     47K  
                (Details)                                                        
104: R85         Corporate Premises and Equipment (Details)          HTML     52K  
105: R86         Goodwill and Other Intangible Assets - Goodwill     HTML     52K  
                (Details)                                                        
106: R87         Goodwill and Other Intangible Assets - Other        HTML     51K  
                Intangible Assets (Details)                                      
107: R88         Goodwill and Other Intangible Assets -              HTML     59K  
                Amortization (Details)                                           
108: R89         Leases (Details)                                    HTML     98K  
109: R90         Leases - Maturities of Corporation's Lease          HTML     78K  
                Liabilities (Details)                                            
110: R91         Time Deposits - Time Deposits (Details)             HTML     43K  
111: R92         Time Deposits - Remaining Maturities on Time        HTML     53K  
                Deposits (Details)                                               
112: R93         Borrowings - Short-term Borrowings (Details)        HTML     50K  
113: R94         Borrowings - Long-term Borrowings (Details)         HTML     76K  
114: R95         Borrowings - Line of Credit and other disclosures   HTML     50K  
                (Details)                                                        
115: R96         Borrowings - Statutory Trusts (Details)             HTML     64K  
116: R97         Equity, Other Comprehensive Income and Earnings     HTML     53K  
                Per Share - Equity and Noncontrolling Interest                   
                (Details)                                                        
117: R98         Equity, Other Comprehensive Income and Earnings     HTML     52K  
                Per Share - Accumulated Other Comprehensive Loss,                
                Net (Details)                                                    
118: R99         Equity, Other Comprehensive Income and Earnings     HTML     48K  
                Per Share - Earnings Per Share (Eps) (Details)                   
119: R100        Income Taxes - Components of Income Tax Expense     HTML     48K  
                (Details)                                                        
120: R101        Income Taxes - Income Tax Rate Reconciliation       HTML     94K  
                (Details)                                                        
121: R102        Income Taxes - Deferred Tax Assets and Liabilities  HTML     82K  
                (Details)                                                        
122: R103        Employee Benefit Plans - Defined Contribution       HTML     55K  
                Plans (Details)                                                  
123: R104        Employee Benefit Plans - Defined Benefit Plans -    HTML    100K  
                Projected Benefit Obligations, Plan Assets, Funded               
                Status and Rate Assumptions (Details)                            
124: R105        Employee Benefit Plans - Defined Benefit Plans -    HTML     63K  
                Components of Net Periodic Pension Costs (Details)               
125: R106        Employee Benefit Plans - Defined Benefit Plans -    HTML     50K  
                Weighted-average Assumptions for Net Periodic                    
                Benefit Cost (Details)                                           
126: R107        Employee Benefit Plans - Defined Benefit Plans -    HTML     52K  
                Expected Benefit Payments (Details)                              
127: R108        Employee Benefit Plans - Defined Benefit Plans -    HTML     46K  
                Weighted-Average Asset Allocations (Details)                     
128: R109        Employee Benefit Plans - Defined Benefit Plans -    HTML     58K  
                Fair Value of Defined Benefit Plan Assets                        
                (Details)                                                        
129: R110        Related Party Transactions (Details)                HTML     52K  
130: R111        Share-Based Plans - Restricted Stock Activity       HTML     86K  
                (Details)                                                        
131: R112        Regulatory Requirements and Restrictions - Capital  HTML    108K  
                Amounts and Ratios (Details)                                     
132: R113        Regulatory Requirements and Restrictions - New      HTML     45K  
                minimum capital ratios (Details)                                 
133: R114        Regulatory Requirements and Restrictions - Trust    HTML     43K  
                Preferred Securities (Details)                                   
134: R115        Commitments and Contingent Liabilities - Loan       HTML     44K  
                Commitments (Details)                                            
135: R116        Commitments and Contingent Liabilities - Other      HTML     42K  
                (Details)                                                        
136: R117        Commitments and Contingent Liabilities - Changes    HTML     45K  
                in Allowance for Indemnifications Losses (Details)               
137: R118        Fair Value of Assets and Liabilities - Investments  HTML     41K  
                in small business investment companies (Details)                 
138: R119        Fair Value of Assets and Liabilities - Financial    HTML     89K  
                Assets and Liabilities Measured at Fair Value on a               
                Recurring Basis (Details)                                        
139: R120        Fair Value of Assets and Liabilities - Financial    HTML     70K  
                Assets Measured at Fair Value on Non-Recurring                   
                Basis (Details)                                                  
140: R121        Fair Value of Assets and Liabilities - Carrying     HTML    103K  
                Value and Estimated Fair Value of Financial                      
                Instruments (Details)                                            
141: R122        Business Segments - Segment Reporting (Details)     HTML    131K  
142: R123        Business Segments - Merger Related Expenses and     HTML     75K  
                Segment Debt (Details)                                           
143: R124        Derivatives Financial Instruments (Details)         HTML     80K  
144: R125        Holding Company Condensed Financial Information -   HTML     73K  
                Condensed Balance Sheet (Details)                                
145: R126        Holding Company Condensed Financial Information -   HTML     72K  
                Statements of Income (Details)                                   
146: R127        Holding Company Condensed Financial Information -   HTML     75K  
                Condensed Cash Flow Statement (Details)                          
147: R128        Other Noninterest Expenses (Details)                HTML     64K  
149: XML         IDEA XML File -- Filing Summary                      XML    275K  
19: XML         XBRL Instance -- cffi-20201231x10k_htm               XML   9.26M 
148: EXCEL       IDEA Workbook of Financial Reports                  XLSX    201K  
15: EX-101.CAL  XBRL Calculations -- cffi-20201231_cal               XML    478K 
16: EX-101.DEF  XBRL Definitions -- cffi-20201231_def                XML   1.27M 
17: EX-101.LAB  XBRL Labels -- cffi-20201231_lab                     XML   2.36M 
18: EX-101.PRE  XBRL Presentations -- cffi-20201231_pre              XML   2.14M 
14: EX-101.SCH  XBRL Schema -- cffi-20201231                         XSD    334K 
150: JSON        XBRL Instance as JSON Data -- MetaLinks              738±  1.13M  
151: ZIP         XBRL Zipped Folder -- 0001558370-21-002321-xbrl      Zip    739K  


‘EX-10.4.1’   —   Material Contract


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:  C:  <!  <> 

EXHIBIT 10.4.1

FIRST AMENDMENT TO

C&F FINANCIAL CORPORATION

EXECUTIVE DEFERRED COMPENSATION PLAN

(As Restated Effective January 1, 2018)

Pursuant to subparagraph 14.1(b), the Administrator hereby adopts the following amendment to the Virginia Bankers Association Model Non-Qualified Deferred Compensation Plan for Executives) (the companion document to the Adoption Agreement for the Executive Deferred Compensation Plan for C&F Financial Corporation):

1.A new subparagraph 9.4(d) is added to the Plan to clarify payment rules if death occurs after commencement of periodic installment, to read as follows effective as of January 1, 2018:

9.4(d)In the event that a Participant who has begun to receive periodic installment payments dies, the amounts of any periodic installments remaining unpaid shall be paid to his Beneficiary over the remaining term certain for such installments.

This First Amendment is adopted by the Plan Sponsor as Administrator on this 1st day of January, 2018.  

________________________________________

Plan Sponsor

By:​ ​Jason E. Long​ ​​ ​​ ​​ ​(SEAL)

  Its​ ​SVP & CFO​ ​​ ​​ ​​ ​​ ​

- 1 -



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/3/21
For Period end:12/31/2011-K
1/1/18
 List all Filings 


3 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/24  C&F Financial Corp.               10-K       12/31/23  148:35M
 2/28/23  C&F Financial Corp.               10-K       12/31/22  139:31M
 3/01/22  C&F Financial Corp.               10-K       12/31/21  145:31M


24 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/17/20  C&F Financial Corp.               8-K:5,9    12/15/20   11:359K
 9/30/20  C&F Financial Corp.               8-K:1,2,8,9 9/29/20   13:668K
 5/13/20  C&F Financial Corp.               8-K:1,2,9   5/08/20    2:186K
 3/03/20  C&F Financial Corp.               10-K       12/31/19  138:32M                                    Toppan Merrill Bridge/FA
10/15/19  C&F Financial Corp.               S-4/A                  2:1.7M                                   Toppan Merrill-FA
 6/14/19  C&F Financial Corp.               8-K:5,9     6/13/19    2:104K                                   Toppan Merrill Bridge/FA
 5/08/19  C&F Financial Corp.               10-Q        3/31/19   80:20M
 3/08/18  C&F Financial Corp.               10-K       12/31/17  147:35M                                    Toppan Merrill Bridge/FA
11/08/17  C&F Financial Corp.               10-Q        9/30/17   79:24M
 8/08/17  C&F Financial Corp.               10-Q        6/30/17   79:23M
11/07/16  C&F Financial Corp.               10-Q        9/30/16   78:22M                                    Toppan Merrill Bridge/FA
 5/09/16  C&F Financial Corp.               10-Q        3/31/16   78:18M                                    Toppan Merrill Bridge/FA
 3/04/16  C&F Financial Corp.               10-K       12/31/15  146:31M                                    Toppan Merrill Bridge/FA
11/06/15  C&F Financial Corp.               10-Q        9/30/15   80:20M
 8/07/15  C&F Financial Corp.               10-Q        6/30/15   81:21M                                    Toppan Merrill Bridge/FA
 3/07/14  C&F Financial Corp.               10-K       12/31/13  141:36M                                    RDG Filings/FA
 3/15/13  C&F Financial Corp.               DEF 14A     4/16/13    1:1.2M                                   Broadridge Fin’l So… Inc
 3/05/13  C&F Financial Corp.               10-K       12/31/12   97:27M                                    Broadridge Fin’l So… Inc
11/08/12  C&F Financial Corp.               10-Q        9/30/12   60:18M                                    Broadridge Fin’l So… Inc
 3/05/12  C&F Financial Corp.               10-K       12/31/11   49:12M                                    Broadridge Fin’l So… Inc
 8/06/10  C&F Financial Corp.               10-Q        6/30/10    5:1.1M                                   Donnelley … Solutions/FA
 3/09/09  C&F Financial Corp.               10-K       12/31/08   15:2.3M                                   Donnelley … Solutions/FA
 1/14/09  C&F Financial Corp.               8-K:1,3,5,9 1/08/09    6:549K                                   Donnelley … Solutions/FA
 8/28/08  C&F Financial Corp.               8-K:1,2,9   8/25/08    2:293K                                   Donnelley … Solutions/FA
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Filing Submission 0001558370-21-002321   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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