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PennyMac Financial Services, Inc. – ‘10-Q’ for 6/30/22 – ‘EX-32.2’

On:  Friday, 8/5/22, at 3:16pm ET   ·   For:  6/30/22   ·   Accession #:  1558370-22-12410   ·   File #:  1-38727

Previous ‘10-Q’:  ‘10-Q’ on 5/5/22 for 3/31/22   ·   Next:  ‘10-Q’ on 11/2/22 for 9/30/22   ·   Latest:  ‘10-Q’ on 5/1/24 for 3/31/24   ·   6 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/05/22  PennyMac Financial Services, Inc. 10-Q        6/30/22  122:29M                                    Toppan Merrill Bridge/FA

Quarterly Report   —   Form 10-Q

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   6.42M 
 2: EX-10.1     Material Contract                                   HTML    180K 
 3: EX-10.4     Material Contract                                   HTML    957K 
 4: EX-10.5     Material Contract                                   HTML     74K 
 5: EX-10.6     Material Contract                                   HTML     87K 
 6: EX-10.7     Material Contract                                   HTML     57K 
 7: EX-10.8     Material Contract                                   HTML     58K 
 8: EX-10.9     Material Contract                                   HTML     90K 
 9: EX-31.1     Certification -- §302 - SOA'02                      HTML     39K 
10: EX-31.2     Certification -- §302 - SOA'02                      HTML     39K 
11: EX-32.1     Certification -- §906 - SOA'02                      HTML     36K 
12: EX-32.2     Certification -- §906 - SOA'02                      HTML     36K 
18: R1          Document and Entity Information                     HTML     84K 
19: R2          Consolidated Balance Sheets                         HTML    140K 
20: R3          Consolidated Balance Sheets (Parenthetical)         HTML     50K 
21: R4          Consolidated Statements of Income                   HTML    159K 
22: R5          Consolidated Statements of Changes in               HTML     95K 
                Stockholders' Equity                                             
23: R6          Consolidated Statements of Changes in               HTML     33K 
                Stockholders' Equity (Parenthetical)                             
24: R7          Consolidated Statements of Cash Flows               HTML    192K 
25: R8          Organization                                        HTML     39K 
26: R9          Basis of Presentation                               HTML     35K 
27: R10         Concentration of Risk                               HTML     34K 
28: R11         Related Party Transactions                          HTML    257K 
29: R12         Loan Sales and Servicing Activities                 HTML    257K 
30: R13         Fair Value                                          HTML    905K 
31: R14         Loans Held for Sale at Fair Value                   HTML     56K 
32: R15         Derivative Financial Instruments                    HTML    336K 
33: R16         Mortgage Servicing Rights and Mortgage Servicing    HTML    143K 
                Liabilities                                                      
34: R17         Leases                                              HTML     89K 
35: R18         Other Assets                                        HTML     67K 
36: R19         Short-Term Debt                                     HTML    251K 
37: R20         Long-Term Debt                                      HTML    263K 
38: R21         Liability for Losses Under Representations and      HTML     66K 
                Warranties                                                       
39: R22         Income Taxes                                        HTML     36K 
40: R23         Commitments and Contingencies                       HTML     42K 
41: R24         Stockholders' Equity                                HTML     58K 
42: R25         Net Gains on Loans Held for Sale                    HTML     94K 
43: R26         Net Interest Expense                                HTML    107K 
44: R27         Stock-based Compensation                            HTML     90K 
45: R28         Earnings Per Share                                  HTML     94K 
46: R29         Regulatory Capital and Liquidity Requirements       HTML     90K 
47: R30         Segments                                            HTML    334K 
48: R31         Subsequent Events                                   HTML     36K 
49: R32         Related Party Transactions (Tables)                 HTML    223K 
50: R33         Loan Sales and Servicing Activities (Tables)        HTML    255K 
51: R34         Fair Value (Tables)                                 HTML    901K 
52: R35         Loans Held for Sale at Fair Value (Tables)          HTML     55K 
53: R36         Derivative Financial Instruments (Tables)           HTML    341K 
54: R37         Mortgage Servicing Rights and Mortgage Servicing    HTML    147K 
                Liabilities (Tables)                                             
55: R38         Leases (Tables)                                     HTML     90K 
56: R39         Other Assets (Tables)                               HTML     66K 
57: R40         Short-Term Debt (Tables)                            HTML    243K 
58: R41         Long-Term Debt (Tables)                             HTML    267K 
59: R42         Liability for Losses Under Representations and      HTML     66K 
                Warranties (Tables)                                              
60: R43         Stockholders' Equity (Tables)                       HTML     53K 
61: R44         Net Gains on Loans Held for Sale (Tables)           HTML     92K 
62: R45         Net Interest Expense (Tables)                       HTML    106K 
63: R46         Stock-based Compensation (Tables)                   HTML     89K 
64: R47         Earnings Per Share (Tables)                         HTML     94K 
65: R48         Regulatory Capital and Liquidity Requirements       HTML     80K 
                (Tables)                                                         
66: R49         Segments (Tables)                                   HTML    329K 
67: R50         Concentration of Risk (Details)                     HTML     41K 
68: R51         Related Party Transactions - Correspondent          HTML    110K 
                Production (Details)                                             
69: R52         Related Party Transactions - Mortgage Loan          HTML     63K 
                Servicing (Details)                                              
70: R53         Related Party Transactions - Management Fees        HTML     87K 
                (Details)                                                        
71: R54         Related Party Transactions - Other Transactions,    HTML     49K 
                Reimbursement of Common Overhead Expenses                        
                (Details)                                                        
72: R55         Related Party Transactions - Investing Activities   HTML     56K 
                (Details)                                                        
73: R56         Related Party Transactions - Financing Activities   HTML     57K 
                (Details)                                                        
74: R57         Related Party Transactions - Amounts due from       HTML     54K 
                Affiliate (Details)                                              
75: R58         Related Party Transactions - Amounts due from       HTML     37K 
                Investment Funds (Details)                                       
76: R59         Related Party Transactions - Exchanged Private      HTML     40K 
                National Mortgage Acceptance Company, LLC                        
                Unitholders (Details)                                            
77: R60         Loan Sales and Servicing Activities - Summary of    HTML     58K 
                Cash Flows with Transferees (Details)                            
78: R61         Loan Sales and Servicing Activities - Summary of    HTML     92K 
                Mortgage Servicing Portfolio (Details)                           
79: R62         Loan Sales and Servicing Activities - Geographical  HTML     45K 
                Distribution of Loans (Details)                                  
80: R63         Fair Value - Financial Statement Items Measured at  HTML    133K 
                Fair Value on a Recurring Basis (Details)                        
81: R64         Fair Value - Level 3 Input Roll Forward, Recurring  HTML    117K 
                Basis (Details)                                                  
82: R65         Fair Value - Changes in Fair Value, Fair Value      HTML     62K 
                Option, Recurring Basis (Details)                                
83: R66         Fair Value - Fair Value Option Maturities,          HTML     64K 
                Recurring Basis (Details)                                        
84: R67         Fair Value - Measurement Basis, Nonrecurring        HTML     57K 
                (Details)                                                        
85: R68         Fair Value - Level 3 Unobservable Inputs, Mortgage  HTML     78K 
                Loans and IRLC (Details)                                         
86: R69         Fair Value - Level 3 Unobservable Inputs, Mortgage  HTML     94K 
                Servicing Rights - Initial Recognition (Details)                 
87: R70         Fair Value - Level 3 Unobservable Inputs, Mortgage  HTML     97K 
                Servicing Rights, Effect of Change In Inputs on                  
                Fair Value (Details)                                             
88: R71         Fair Value - Level 3 Unobservable Inputs, Mortgage  HTML     52K 
                Servicing Liabilities (Details)                                  
89: R72         Loans Held for Sale at Fair Value (Details)         HTML     52K 
90: R73         Derivative Financial Instruments - Other            HTML    121K 
                Information (Details)                                            
91: R74         Derivative Financial Instruments - Offsetting of    HTML     56K 
                Derivative Assets (Details)                                      
92: R75         Derivative Financial Instruments - Offsetting of    HTML     49K 
                Derivative Assets - Derivative Assets, Financial                 
                Assets, and Collateral Held by Counterparty                      
                (Details)                                                        
93: R76         Derivative Financial Instruments - Offsetting of    HTML     69K 
                Derivative Assets - Offsetting of Derivative and                 
                Financial Liabilities (Details)                                  
94: R77         Derivative Financial Instruments - Offsetting of    HTML     74K 
                Derivative Assets - Derivative Liabilities,                      
                Financial Liabilities, and Collateral Held by                    
                Counterparty (Details)                                           
95: R78         Mortgage Servicing Rights and Mortgage Servicing    HTML     53K 
                Liabilities - Activity in MSRs at Fair Value                     
                (Details)                                                        
96: R79         Mortgage Servicing Rights and Mortgage Servicing    HTML     49K 
                Liabilities - Mortgage Servicing Liabilities                     
                Carried at FV (Details)                                          
97: R80         Mortgage Servicing Rights and Mortgage Servicing    HTML     44K 
                Liabilities - Servicing, Late, Ancillary and Other               
                Fees Relating to MSRs (Details)                                  
98: R81         Leases (Details)                                    HTML     84K 
99: R82         Other Assets - Other (Details)                      HTML     63K 
100: R83         Short-Term Debt - Assets Sold Under Agreement to    HTML    110K  
                Repurchase (Details)                                             
101: R84         Short-Term Debt - Maturities of Outstanding         HTML     46K  
                Advances Under Repurchase Agreements (Details)                   
102: R85         Short-Term Debt - Mortgage Loans Sold Under         HTML     58K  
                Agreement to Repurchase by Counterparty (Details)                
103: R86         Short-Term Debt - Mortgage Loan Participation and   HTML     75K  
                Sale Agreement (Details)                                         
104: R87         Long-Term Debt - Obligations Under Capital Lease    HTML     50K  
                (Details)                                                        
105: R88         Long-Term Debt - Note Payable (Details)             HTML    124K  
106: R89         Long-Term Debt - Maturities (Details)               HTML     52K  
107: R90         Liability for Losses Under Representations and      HTML     42K  
                Warranties (Details)                                             
108: R91         Income Taxes - General (Details)                    HTML     34K  
109: R92         Commitments and Contingencies - Other (Details)     HTML     33K  
110: R93         Stockholders' Equity (Details)                      HTML     43K  
111: R94         Net Gains on Loans Held for Sale (Details)          HTML     63K  
112: R95         Net Interest Expense (Details)                      HTML     70K  
113: R96         Stock-based Compensation - Other (Details)          HTML     57K  
114: R97         Earnings Per Share (Details)                        HTML     80K  
115: R98         Regulatory Capital and Liquidity Requirements       HTML     74K  
                (Details)                                                        
116: R99         Segments (Details)                                  HTML    114K  
117: R100        Subsequent Events (Details)                         HTML     35K  
120: XML         IDEA XML File -- Filing Summary                      XML    221K  
118: XML         XBRL Instance -- pfsi-20220630x10q_htm               XML   9.79M  
119: EXCEL       IDEA Workbook of Financial Reports                  XLSX    270K  
14: EX-101.CAL  XBRL Calculations -- pfsi-20220630_cal               XML    419K 
15: EX-101.DEF  XBRL Definitions -- pfsi-20220630_def                XML   1.49M 
16: EX-101.LAB  XBRL Labels -- pfsi-20220630_lab                     XML   2.44M 
17: EX-101.PRE  XBRL Presentations -- pfsi-20220630_pre              XML   1.89M 
13: EX-101.SCH  XBRL Schema -- pfsi-20220630                         XSD    428K 
121: JSON        XBRL Instance as JSON Data -- MetaLinks              603±  1.02M  
122: ZIP         XBRL Zipped Folder -- 0001558370-22-012410-xbrl      Zip   1.02M  


‘EX-32.2’   —   Certification — §906 – SOA’02


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



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Exhibit 32.2

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

In connection with the Quarterly Report on Form 10-Q of PennyMac Financial Services, Inc. (the “Company”) for the quarter ended June 30, 2022 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Daniel S. Perotti, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, to the best of my knowledge, that:

1.

The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934; and

2.

The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

Date: August 5, 2022

By:

/s/ Daniel S. Perotti

Daniel S. Perotti

Senior Managing Director and Chief Financial Officer

(Principal Financial Officer)

A signed original of this written statement required by Section 906, or other document authenticating, acknowledging, or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to PennyMac Financial Services, Inc. and will be retained by PennyMac Financial Services, Inc. and furnished to the Securities and Exchange Commission or its staff upon request.



Dates Referenced Herein

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/5/22None on these Dates
For Period end:6/30/22
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/21/24  PennyMac Financial Services, Inc. 10-K       12/31/23  148:34M                                    Toppan Merrill Bridge/FA
 2/22/23  PennyMac Financial Services, Inc. 10-K       12/31/22  138:33M                                    Toppan Merrill Bridge/FA


4 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/14/22  PennyMac Financial Services, Inc. 8-K:1,9     6/08/22   12:433K                                   Toppan Merrill/FA
11/04/19  PennyMac Financial Services, Inc. 10-Q        9/30/19  133:36M                                    Toppan Merrill Bridge/FA
11/01/18  PennyMac Financial Services, Inc. 8-K12B:1,2,10/31/18    8:858K                                   Toppan Merrill/FA
 9/12/18  PennyMac Financial Services, Inc. S-4/A                  8:2.2M                                   Toppan Merrill-FA
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Filing Submission 0001558370-22-012410   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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