SEC Info℠  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Norwegian Cruise Line Holdings Ltd. – ‘10-K’ for 12/31/21 – ‘EX-10.57’

On:  Tuesday, 3/1/22, at 1:18pm ET   ·   For:  12/31/21   ·   Accession #:  1558370-22-2516   ·   File #:  1-35784

Previous ‘10-K’:  ‘10-K’ on 2/26/21 for 12/31/20   ·   Next:  ‘10-K’ on 2/28/23 for 12/31/22   ·   Latest:  ‘10-K’ on 2/28/24 for 12/31/23   ·   39 References:   

Find Words in Filings emoji
 		  in    Show  and   ↓Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/01/22  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/21  132:28M                                    Toppan Merrill Bridge/FA

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.26M 
 2: EX-4.11     Instrument Defining the Rights of Security Holders  HTML    101K 
 3: EX-10.1     Material Contract                                   HTML    564K 
10: EX-10.11    Material Contract                                   HTML    157K 
11: EX-10.13    Material Contract                                   HTML    157K 
12: EX-10.15    Material Contract                                   HTML    157K 
13: EX-10.17    Material Contract                                   HTML    157K 
14: EX-10.19    Material Contract                                   HTML    157K 
 4: EX-10.2     Material Contract                                   HTML    566K 
15: EX-10.21    Material Contract                                   HTML    167K 
16: EX-10.23    Material Contract                                   HTML    167K 
17: EX-10.25    Material Contract                                   HTML    158K 
18: EX-10.27    Material Contract                                   HTML    158K 
19: EX-10.29    Material Contract                                   HTML    210K 
 5: EX-10.3     Material Contract                                   HTML    561K 
20: EX-10.31    Material Contract                                   HTML    161K 
21: EX-10.33    Material Contract                                   HTML    158K 
 6: EX-10.4     Material Contract                                   HTML    548K 
22: EX-10.48    Material Contract                                   HTML     49K 
23: EX-10.57    Material Contract                                   HTML     58K 
24: EX-10.58    Material Contract                                   HTML     61K 
25: EX-10.59    Material Contract                                   HTML     61K 
 7: EX-10.6     Material Contract                                   HTML    589K 
26: EX-10.60    Material Contract                                   HTML     43K 
 8: EX-10.7     Material Contract                                   HTML    634K 
 9: EX-10.9     Material Contract                                   HTML    158K 
27: EX-21.1     Subsidiaries List                                   HTML     45K 
28: EX-23.1     Consent of Expert or Counsel                        HTML     35K 
29: EX-31.1     Certification -- §302 - SOA'02                      HTML     41K 
30: EX-31.2     Certification -- §302 - SOA'02                      HTML     41K 
31: EX-32.1     Certification -- §906 - SOA'02                      HTML     36K 
37: R1          Document and Entity Information                     HTML    102K 
38: R2          Consolidated Statements of Operations               HTML    124K 
39: R3          Consolidated Statements of Comprehensive Income     HTML     68K 
                (Loss)                                                           
40: R4          Consolidated Balance Sheets                         HTML    134K 
41: R5          Consolidated Balance Sheets (Parenthetical)         HTML     43K 
42: R6          Consolidated Statements of Cash Flows               HTML    131K 
43: R7          Consolidated Statements of Changes in               HTML     99K 
                Shareholders' Equity                                             
44: R8          Description of Business                             HTML     39K 
45: R9          Summary of Significant Accounting Policies          HTML    111K 
46: R10         Revenue and Expense from Contracts with Customers   HTML     49K 
47: R11         Goodwill and Trade Names                            HTML     63K 
48: R12         Leases                                              HTML    166K 
49: R13         Accumulated Other Comprehensive Income (Loss)       HTML    114K 
50: R14         Property and Equipment, Net                         HTML     57K 
51: R15         Long-Term Debt                                      HTML    263K 
52: R16         Related Party Disclosures                           HTML     41K 
53: R17         Fair Value Measurements and Derivatives             HTML    392K 
54: R18         Employee Benefits and Share-Based Compensation      HTML    214K 
55: R19         Income Taxes                                        HTML    131K 
56: R20         Commitments and Contingencies                       HTML     69K 
57: R21         Other Income (Expense), Net                         HTML     38K 
58: R22         Concentration Risk                                  HTML     37K 
59: R23         Supplemental Cash Flow Information                  HTML     38K 
60: R24         Quarterly Financial Data and Revision to            HTML    204K 
                Previously Reported Quarterly Financial Statements               
                (Unaudited)                                                      
61: R25         Schedule II Valuation and Qualifying Accounts       HTML    109K 
62: R26         Summary of Significant Accounting Policies          HTML    163K 
                (Policies)                                                       
63: R27         Summary of Significant Accounting Policies          HTML     82K 
                (Tables)                                                         
64: R28         Goodwill and Trade Names (Tables)                   HTML     62K 
65: R29         Leases (Tables)                                     HTML    188K 
66: R30         Accumulated Other Comprehensive Income (Loss)       HTML    114K 
                (Tables)                                                         
67: R31         Property and Equipment, Net (Tables)                HTML     55K 
68: R32         Long-Term Debt (Tables)                             HTML    234K 
69: R33         Fair Value Measurements and Derivatives (Tables)    HTML    390K 
70: R34         Employee Benefits and Share-Based Compensation      HTML    213K 
                (Tables)                                                         
71: R35         Income Taxes (Tables)                               HTML    128K 
72: R36         Commitments and Contingencies (Tables)              HTML     56K 
73: R37         Quarterly Financial Data and Revision to            HTML    205K 
                Previously Reported Quarterly Financial Statements               
                (Unaudited) (Tables)                                             
74: R38         Description of Business (Details)                   HTML     49K 
75: R39         Summary of Significant Accounting Policies -        HTML     51K 
                Liquidity and Management's Plan (Details)                        
76: R40         Summary of Significant Accounting Policies -        HTML     70K 
                Reconciliation between Basic and Diluted Earnings                
                Per Share (Details)                                              
77: R41         Summary of Significant Accounting Policies -        HTML     52K 
                Estimated Useful Lives of Assets (Details)                       
78: R42         Summary of Significant Accounting Policies -        HTML     54K 
                Revenues by Destination (Details)                                
79: R43         Summary of Significant Accounting Policies - Other  HTML     87K 
                (Details)                                                        
80: R44         Revenue and Expense from Contracts with Customers   HTML     68K 
                (Details)                                                        
81: R45         Revenue and Expense from Contracts with Customers   HTML     41K 
                - Timing of Satisfaction of Performance                          
                Obligations (Details)                                            
82: R46         Revenue and Expense from Contracts with Customers   HTML     54K 
                (Details)                                                        
83: R47         Goodwill and Trade Names - Changes in Carrying      HTML     46K 
                Amount of Goodwill (Details)                                     
84: R48         Goodwill and Trade Names (Details)                  HTML     55K 
85: R49         Leases - Components of Lease Expense and Revenue    HTML     48K 
                (Details)                                                        
86: R50         Leases - Lease Balances (Details)                   HTML     73K 
87: R51         Leases - Supplemental Cash Flow and Non-Cash        HTML     48K 
                Information (Details)                                            
88: R52         Leases - Maturities of Lease Liabilities (Details)  HTML     82K 
89: R53         Leases - Maturities of Lease Receivable (Details)   HTML     51K 
90: R54         Leases (Details)                                    HTML     51K 
91: R55         Accumulated Other Comprehensive Income (Loss)       HTML     55K 
                (Details)                                                        
92: R56         Accumulated Other Comprehensive Income (Loss) -     HTML     37K 
                Additional Information (Details)                                 
93: R57         Property and Equipment, Net - Schedule of Property  HTML     54K 
                and Equipment, Net (Details)                                     
94: R58         Property and Equipment, Net (Details)               HTML     45K 
95: R59         Long-Term Debt - Summary of Long-Term Debt          HTML    137K 
                (Details)                                                        
96: R60         Long-Term Debt - Summary of Long-Term Debt -        HTML     99K 
                Additional Information (Details)                                 
97: R61         Long-Term Debt - Convertible Debt Instruments       HTML     70K 
                (Details)                                                        
98: R62         Long-Term Debt (Details)                            HTML    427K 
99: R63         Long-Term Debt - Interest Expense (Details)         HTML     46K 
100: R64         Long-Term Debt - Summary of Scheduled Principal     HTML     54K  
                Repayments on Long-Term Debt Including Finance                   
                Lease Obligations (Details)                                      
101: R65         Related Party Disclosures (Details)                 HTML     51K  
102: R66         Fair Value Measurements and Derivatives -           HTML     73K  
                Derivatives Measured at Fair Value and Disclosed                 
                by Balance Sheet Location (Details)                              
103: R67         Fair Value Measurements and Derivatives - Amounts   HTML     58K  
                Recognized within Assets and Liabilities Based on                
                Right of Offset (Details)                                        
104: R68         Fair Value Measurements and Derivatives - Effects   HTML     63K  
                of Derivatives Designated as Cash Flow Hedges                    
                (Details)                                                        
105: R69         Fair Value Measurements and Derivatives - Effects   HTML     78K  
                of Cash Flow Hedge Accounting on Consolidated                    
                Statements of Operations (Details)                               
106: R70         Fair Value Measurements and Derivatives - Effects   HTML     41K  
                of Derivatives Not Designated as Hedging                         
                Instruments on Consolidated Statements of                        
                Operations (Details)                                             
107: R71         Fair Value Measurements and Derivatives (Details)   HTML     55K  
108: R72         Employee Benefits and Share-Based Compensation -    HTML     81K  
                Summary of Option Activity (Details)                             
109: R73         Employee Benefits and Share-Based Compensation -    HTML     74K  
                Summary of Restricted Share Unit Activity                        
                (Details)                                                        
110: R74         Employee Benefits and Share-Based Compensation -    HTML     43K  
                Summary of Compensation Expense Recognized for                   
                Share-Based Compensation (Details)                               
111: R75         Employee Benefits and Share-Based Compensation -    HTML    157K  
                (Details)                                                        
112: R76         Employee Benefits and Share-Based Compensation -    HTML     75K  
                Amounts Related to Shipboard Retirement Plan                     
                (Details)                                                        
113: R77         Employee Benefits and Share-Based Compensation -    HTML     47K  
                Pension Benefits Expected to be Paid (Details)                   
114: R78         Income Taxes - Components of Net Income Before      HTML     44K  
                Income Taxes (Details)                                           
115: R79         Income Taxes - Components of the Provision of       HTML     63K  
                Benefit (Expense) (Details)                                      
116: R80         Income Taxes - Reconciliation of Income Tax         HTML     53K  
                Expense Computed by Applying our Bermuda Statutory               
                Rate and Reported Income Tax Benefit (Expense)                   
                (Details)                                                        
117: R81         Income Taxes - Deferred Tax Assets and Liabilities  HTML     53K  
                (Details)                                                        
118: R82         Income Taxes (Details)                              HTML     57K  
119: R83         Commitments and Contingencies (Details)             HTML     82K  
120: R84         Commitments and Contingencies - Minimum Annual      HTML     49K  
                Payments for Non-Cancelable Ship Construction                    
                Contracts (Details)                                              
121: R85         Commitments and Contingencies - Future Commitments  HTML     49K  
                to Pay for Usage of Port Facilities (Details)                    
122: R86         Other Income (Expense), Net (Details)               HTML     36K  
123: R87         Concentration Risk (Details)                        HTML     38K  
124: R88         Supplemental Cash Flow Information (Details)        HTML     45K  
125: R89         Quarterly Financial Data and Revision to            HTML     72K  
                Previously Reported Quarterly Financial Statements               
                (Unaudited) (Details)                                            
126: R90         Quarterly Financial Data and Revision to            HTML     65K  
                Previously Reported Quarterly Financial Statements               
                (Unaudited) - Impact of Revisions (Details)                      
127: R91         Schedule II Valuation and Qualifying Accounts       HTML     43K  
                (Details)                                                        
130: XML         IDEA XML File -- Filing Summary                      XML    216K  
128: XML         XBRL Instance -- nclh-20211231x10k_htm               XML   5.04M  
129: EXCEL       IDEA Workbook of Financial Reports                  XLSX    162K  
33: EX-101.CAL  XBRL Calculations -- nclh-20211231_cal               XML    232K 
34: EX-101.DEF  XBRL Definitions -- nclh-20211231_def                XML   1.07M 
35: EX-101.LAB  XBRL Labels -- nclh-20211231_lab                     XML   1.69M 
36: EX-101.PRE  XBRL Presentations -- nclh-20211231_pre              XML   1.53M 
32: EX-101.SCH  XBRL Schema -- nclh-20211231                         XSD    280K 
131: JSON        XBRL Instance as JSON Data -- MetaLinks              578±   853K  
132: ZIP         XBRL Zipped Folder -- 0001558370-22-002516-xbrl      Zip   1.58M

‘EX-10.57’   —   Material Contract

This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]

 C:  C:  <!  <> 

Exhibit 10.57

FORM OF NORWEGIAN CRUISE LINE HOLDINGS LTD.

AMENDED AND RESTATED 2013 PERFORMANCE INCENTIVE PLAN

RESTRICTED SHARE UNIT AWARD AGREEMENT

THIS RESTRICTED SHARE UNIT AWARD AGREEMENT (this “Agreement”) is dated as of [_________] by and between Norwegian Cruise Line Holdings Ltd., a company organized under the laws of Bermuda (the “Company”), and [NAME] (the “Participant”).

W I T N E S S E T H

WHEREAS, pursuant to the Norwegian Cruise Line Holdings Ltd. Amended and Restated 2013 Performance Incentive Plan (the “Plan”), the Company has granted to the Participant effective as of the date hereof (the “Award Date”), a credit of restricted share units under the Plan (the “Award”), upon the terms and conditions set forth herein and in the Plan.

NOW THEREFORE, in consideration of services rendered and to be rendered by the Participant, and the mutual promises made herein and the mutual benefits to be derived therefrom, the parties agree as follows:

1.Defined Terms. Capitalized terms used herein and not otherwise defined herein shall have the meaning assigned to such terms in the Plan.
2.Grant. Subject to the terms of this Agreement, the Company hereby grants to the Participant an Award with respect to an aggregate of [_______] restricted share units (subject to adjustment as provided in Section 7.1 of the Plan) (the “Share Units”). As used herein, the term “share unit” shall mean a non-voting unit of measurement which is deemed for bookkeeping purposes to be equivalent to one outstanding Ordinary Share of the Company (subject to adjustment as provided in Section 7.1 of the Plan) solely for purposes of the Plan and this Agreement. The Share Units shall be used solely as a device for the determination of the payment to eventually be made to the Participant if such Share Units vest pursuant to Section 3. The Share Units shall not be treated as property or as a trust fund of any kind.
3.Vesting. Subject to Section 8 below and further subject to any accelerated vesting that may be provided for pursuant to the employment agreement by and between you and the Company or its subsidiary in effect as of the Award Date (the “Employment Agreement”), the Award shall vest and become nonforfeitable with respect to [one-third of the total number of Share Units (subject to adjustment under Section 7.1 of the Plan) on each of March 1, 2023, March 1, 2024 and March 1, 2025].
4.Continuance of Employment/Service. Except as provided in Section 3 or in the Employment Agreement, the vesting schedule requires continued employment or service through each applicable vesting date as a condition to the vesting of the applicable installment of the Award and the rights and benefits under this Agreement. Except as provided in Section 3 or in the Employment Agreement, employment or service for only a portion of the vesting period, even if a substantial portion, will not entitle the Participant to any proportionate vesting or avoid or mitigate a termination of rights and benefits upon or following a termination of employment or services as provided in Section 8 below or under the Plan.

1

‌​

​

​

Nothing contained in this Agreement or the Plan constitutes an employment or service commitment by the Company, affects the Participant’s status as an employee at will who is subject to termination without cause, confers upon the Participant any right to remain employed by or in service to the Company or any Subsidiary, interferes in any way with the right of the Company or any Subsidiary at any time to terminate such employment or services, or affects the right of the Company or any Subsidiary to increase or decrease the Participant’s other compensation or benefits. Nothing in this Agreement, however, is intended to adversely affect any independent contractual right of the Participant without his or her consent thereto.

5.Dividend and Voting Rights.
(a)Limitations on Rights Associated with Units. The Participant shall have no rights as a shareholder of the Company, no dividend rights (except as expressly provided in Section 5(b) with respect to Dividend Equivalent Rights) and no voting rights, with respect to the Share Units and any Ordinary Shares underlying or issuable in respect of such Share Units until such Ordinary Shares are actually issued to and held of record by the Participant. No adjustments will be made for dividends or other rights of a holder for which the record date is prior to the date of issuance of such Ordinary Shares underlying or issuable in respect of such Share Units.
(b)Dividend Equivalent Rights Distributions. As of any date that the Company pays an ordinary cash dividend on its Ordinary Shares, the Company shall credit the Participant with an additional number of Share Units equal to (i) the per share cash dividend paid by the Company on its Ordinary Shares on such date, multiplied by (ii) the total number of Share Units (including any dividend equivalents previously credited hereunder) (with such total number adjusted pursuant to Section 7.1 of the Plan) subject to the Award as of the related dividend payment record date, divided by (iii) the fair market value of an Ordinary Share on the date of payment of such dividend. Any Share Units credited pursuant to the foregoing provisions of this Section 5(b) shall be subject to the same vesting, payment and other terms, conditions and restrictions as the original Share Units to which they relate. No crediting of Share Units shall be made pursuant to this Section 5(b) with respect to any Share Units which, as of such record date, have either been paid pursuant to Section 7 or terminated pursuant to Section 8.
6.Restrictions on Transfer. Neither the Award, nor any interest therein or amount or shares payable in respect thereof (until such shares underlying the Award have been issued) may be sold, assigned, transferred, pledged or otherwise disposed of, alienated or encumbered, either voluntarily or involuntarily. The transfer restrictions in the preceding sentence shall not apply to (a) transfers to the Company, or (b) transfers by will or the laws of descent and distribution.
7.Timing and Manner of Payment of Share Units. On or as soon as administratively practical following each vesting of the applicable portion of the total Award pursuant to Section 3 hereof or Section 7 of the Plan (and in all events not later than two and one-half months after the applicable vesting date), the Company shall deliver to the Participant a number of whole Ordinary Shares (with any fractional shares rounded down), either by delivering one or more certificates for such shares or by entering such shares in book entry form, as determined by the Company in its discretion, equal to the number of Share Units subject to this Award that vest on the applicable vesting date, unless such Share Units terminate prior to the given vesting date

2

​

​

pursuant to Section 8. The Company’s obligation to deliver Ordinary Shares or otherwise make payment with respect to vested Share Units is subject to the condition precedent that the Participant or other person entitled under the Plan to receive any shares with respect to the vested Share Units deliver to the Company any representations or other documents or assurances required pursuant to Section 8.1 of the Plan. The Participant shall have no further rights with respect to any Share Units that are paid or that terminate pursuant to Section 8.
8.Effect of Termination of Employment or Service. Except as provided in Section 3, the Participant’s Share Units shall terminate and be forfeited to the extent such units have not become vested prior to the first date the Participant is no longer employed by or in service to the Company or one of its Subsidiaries, regardless of the reason for the termination of the Participant’s employment or service with the Company or a Subsidiary, whether voluntarily or involuntarily. If any unvested Share Units are terminated hereunder, such Share Units shall automatically terminate and be forfeited as of the applicable termination date without payment of any consideration by the Company and without any other action by the Participant, or the Participant’s beneficiary or personal representative, as the case may be.
9.Adjustments Upon Specified Events. Upon the occurrence of certain events relating to the Company’s shares contemplated by Section 7.1 of the Plan (including, without limitation, an extraordinary cash dividend on such Ordinary Share), the Administrator shall make adjustments in accordance with such section in the number of Share Units then outstanding and the number and kind of securities that may be issued in respect of the Award. No such adjustment shall be made with respect to any ordinary cash dividend for which dividend equivalents are credited pursuant to Section 5(b).
10.Tax Withholding. Subject to Section 8.1 of the Plan, upon any distribution of Ordinary Shares in respect of the Share Units, the Company shall automatically reduce the number of shares to be delivered by (or otherwise reacquire) the appropriate number of whole shares, valued at their then fair market value (with the “fair market value” of such shares determined in accordance with the applicable provisions of the Plan), to satisfy any applicable withholding obligations of the Company or its Subsidiaries with respect to such distribution of shares at any applicable withholding rates. In the event that the Company cannot legally satisfy such withholding obligations by such reduction of shares, or in the event of a cash payment or any other withholding event in respect of the Share Units, the Company (or a Subsidiary) shall be entitled to require a cash payment by or on behalf of the Participant and/or to deduct from other compensation payable to the Participant any sums required by federal, state or local tax law to be withheld with respect to such distribution or payment.
11.Notices. Any notice to be given under the terms of this Agreement shall be in writing or any electronic form approved by the General Counsel and addressed to the Company at its principal office to the attention of the General Counsel or to any designee approved by the General Counsel, and to the Participant at the Participant’s last address reflected on the Company’s records, or at such other address as either party may hereafter properly designate to the other. Any such notice shall be given only when received, but if the Participant is no longer an employee of or in service to the Company, shall be deemed to have been duly given by the Company when sent to the last physical or email address reflected on the Company’s records.

3

​

​

12.Plan. The Award and all rights of the Participant under this Agreement are subject to the terms and conditions of the provisions of the Plan, incorporated herein by reference. The Participant agrees to be bound by the terms of the Plan and this Agreement. The Participant acknowledges having read and understanding the Plan, the Prospectus for the Plan, and this Agreement. Unless otherwise expressly provided in other sections of this Agreement, provisions of the Plan that confer discretionary authority on the Board or the Administrator do not (and shall not be deemed to) create any rights in the Participant unless such rights are expressly set forth herein or are otherwise in the sole discretion of the Board or the Administrator so conferred by appropriate action of the Board or the Administrator under the Plan after the date hereof.
13.Entire Agreement. This Agreement and the Plan together constitute the entire agreement and supersede all prior understandings and agreements, written or oral, of the parties hereto with respect to the subject matter hereof. The Plan and this Agreement may be amended pursuant to Section 8.6 of the Plan. Such amendment must be in writing and signed by the Company. The Company may, however, unilaterally waive any provision hereof in writing to the extent such waiver does not adversely affect the interests of the Participant hereunder, but no such waiver shall operate as or be construed to be a subsequent waiver of the same provision or a waiver of any other provision hereof.
14.Limitation on Participant’s Rights. Participation in the Plan confers no rights or interests other than as herein provided. This Agreement creates only a contractual obligation on the part of the Company as to amounts payable and shall not be construed as creating a trust. Neither the Plan nor any underlying program, in and of itself, has any assets. The Participant shall have only the rights of a general unsecured creditor of the Company with respect to amounts credited and benefits payable, if any, with respect to the Share Units, and rights no greater than the right to receive the Ordinary Shares as a general unsecured creditor with respect to Share Units, as and when payable hereunder.
15.Counterparts. This Agreement may be executed simultaneously in any number of counterparts, each of which shall be deemed an original but all of which together shall constitute one and the same instrument.
16.Section Headings. The section headings of this Agreement are for convenience of reference only and shall not be deemed to alter or affect any provision hereof.
17.Governing Law. This Agreement shall be governed by and construed and enforced in accordance with the laws of Bermuda without regard to conflict of law principles thereunder.
18.Section 409A and 457A. It is intended that the terms of the Award will not result in the imposition of any tax liability pursuant to Section 409A or 457A of the Code. This Agreement shall be construed and interpreted consistent with that intent. If the Participant is a “specified employee” within the meaning of Treasury Regulation Section 1.409A-1(i) as of the date of the Participant’s “separation from service” (within the meaning of Section 409A of the Code), the Participant shall not be entitled to any payment pursuant to Section 7 until the earlier of (i) the date which is six (6) months after the Participant’s separation from service for any reason other than death, or (ii) the date of the Participant’s death. The provisions of this Section

4

​

​

shall only apply if, and to the extent, required to avoid the imputation of any tax, penalty or interest pursuant to Section 409A of the Code.
19.Clawback Policy. The Share Units are subject to the terms of the Company’s recoupment, clawback or similar policy as it may be in effect from time to time, as well as any similar provisions of applicable law, any of which could in certain circumstances require repayment or forfeiture of the Share Units or any Ordinary Shares or other cash or property received with respect to the Share Units (including any value received from a disposition of the shares acquired upon payment of the Share Units).
20.No Advice Regarding Grant. The Participant is hereby advised to consult with his or her own tax, legal and/or investment advisors with respect to any advice the Participant may determine is needed or appropriate with respect to the Share Units (including, without limitation, to determine the foreign, state, local, estate and/or gift tax consequences with respect to the Award). Neither the Company nor any of its officers, directors, affiliates or advisors makes any representation (except for the terms and conditions expressly set forth in this Award Agreement) or recommendation with respect to the Award. Except for the withholding rights set forth in Section 10 above, the Participant is solely responsible for any and all tax liability that may arise with respect to the Award.

​

[Remainder of page intentionally left blank]

​

5

​

​

IN WITNESS WHEREOF, the Company has caused this Agreement to be executed on its behalf by a duly authorized officer and the Participant has hereunto set his or her hand as of the date and year first above written.

NORWEGIAN CRUISE LINE HOLDINGS LTD.,

a Bermuda Company

​

By:__________________________________

​

Print Name:

​

Its:

​

PARTICIPANT

​

​

___________________________________

Signature

​

​

___________________________________

Print Name

​

6

​

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
3/1/25
3/1/24
3/1/23
Filed on:3/1/224
For Period end:12/31/21
 List all Filings 

8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/28/24  NCL Corp. Ltd.                    10-K       12/31/23  154:38M                                    Toppan Merrill Bridge/FA
 2/28/24  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/23  159:38M                                    Toppan Merrill Bridge/FA
 2/28/23  NCL Corp. Ltd.                    10-K       12/31/22  106:15M                                    Toppan Merrill Bridge/FA
 2/28/23  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/22  109:15M                                    Toppan Merrill Bridge/FA
 8/09/22  Norwegian Cruise Line Holdin… Ltd S-8         8/09/22    4:106K                                   Toppan Merrill/FA
 5/10/22  NCL Corp. Ltd.                    10-Q        3/31/22   67:7.2M                                   Toppan Merrill Bridge/FA
 5/10/22  Norwegian Cruise Line Holdin… Ltd 10-Q        3/31/22   68:7.4M                                   Toppan Merrill Bridge/FA
 3/01/22  NCL Corp. Ltd.                    10-K       12/31/21  112:17M                                    Toppan Merrill Bridge/FA

31 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/22/22  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,3,8 2/10/22   15:3.6M                                   Toppan Merrill/FA
 2/18/22  Norwegian Cruise Line Holdin… Ltd 8-K:5,9     2/14/22   13:220K                                   Toppan Merrill Bridge/FA
11/19/21  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,3,711/15/21   17:2.4M                                   Toppan Merrill/FA
11/15/21  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,9  11/12/21   11:1.6M                                   Toppan Merrill/FA
11/09/21  Norwegian Cruise Line Holdin… Ltd 10-Q        9/30/21   72:12M                                    Toppan Merrill Bridge/FA
11/08/21  Norwegian Cruise Line Holdin… Ltd 8-K:5,9    11/08/21   11:380K                                   Toppan Merrill Bridge/FA
 8/09/21  Norwegian Cruise Line Holdin… Ltd 10-Q        6/30/21   77:31M                                    Toppan Merrill Bridge/FA
 5/21/21  Norwegian Cruise Line Holdin… Ltd 8-K:5,9     5/20/21   12:395K                                   Toppan Merrill Bridge/FA
 5/10/21  Norwegian Cruise Line Holdin… Ltd 10-Q        3/31/21   71:10M                                    Toppan Merrill Bridge/FA
 3/03/21  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,8,9 3/01/21   14:1.5M                                   Toppan Merrill/FA
 2/23/21  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,9   2/17/21   29:37M                                    Toppan Merrill/FA
12/18/20  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,8,912/15/20   13:1.4M                                   Toppan Merrill/FA
10/05/20  Norwegian Cruise Line Holdin… Ltd 8-K:5,9    10/01/20   11:402K                                   Toppan Merrill Bridge/FA
 8/10/20  Norwegian Cruise Line Holdin… Ltd 10-Q        6/30/20   81:10M                                    Toppan Merrill Bridge/FA
 7/21/20  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,3,8 7/16/20   19:3.1M                                   Toppan Merrill/FA
 5/11/20  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,3,8 5/05/20   15:3.4M                                   Toppan Merrill/FA
 2/27/20  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/19  116:15M                                    Toppan Merrill Bridge/FA
12/16/19  Norwegian Cruise Line Holdin… Ltd 8-K:1,2,9  12/16/19   11:932K                                   Toppan Merrill/FA
 6/14/19  Norwegian Cruise Line Holdin… Ltd 8-K:5,9     6/13/19    3:766K                                   Toppan Merrill/FA
 9/11/18  Norwegian Cruise Line Holdin… Ltd 8-K:5,9     9/11/18    2:154K                                   Toppan Merrill/FA
11/09/17  Norwegian Cruise Line Holdin… Ltd 10-Q        9/30/17   70:4.4M                                   Toppan Merrill/FA
 5/10/17  Norwegian Cruise Line Holdin… Ltd 10-Q        3/31/17   72:10M                                    Toppan Vite NY Inc./FA
 2/27/17  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/16  120:9.3M                                   Toppan Vite NY Inc./FA
 9/19/16  Norwegian Cruise Line Holdin… Ltd 8-K:5,9     9/16/16    4:432K                                   Toppan Vite NY Inc./FA
 2/29/16  Norwegian Cruise Line Holdin… Ltd 10-K       12/31/15  124:11M                                    Toppan Vite NY Inc./FA
11/04/15  Norwegian Cruise Line Holdin… Ltd 10-Q        9/30/15   85:5.3M                                   Toppan Vite NY Inc./FA
 7/31/14  Norwegian Cruise Line Holdin… Ltd 10-Q        6/30/14   58:3.8M                                   Toppan Vite NY Inc./FA
 3/24/14  Prestige Cruises Int’l, Inc.      S-1/A                 15:10M                                    Donnelley … Solutions/FA
 5/08/13  Norwegian Cruise Line Holdin… Ltd 10-Q        3/31/13   58:4.5M                                   Donnelley … Solutions/FA
 1/30/13  Norwegian Cruise Line Holdin… Ltd 8-K:1,3,5,9 1/24/13    8:1M                                     Donnelley … Solutions/FA
 1/08/13  Norwegian Cruise Line Holdin… Ltd S-1/A                 18:7.3M                                   Donnelley … Solutions/FA
↑Top
Filing Submission 0001558370-22-002516   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)
Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
About — Privacy — Redactions — Help — Wed., May 8, 1:55:56.3pm ET