Registration Statement – Securities for an Employee Benefit Plan — Form S-8 — SA’33
Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: S-8 Registration Statement - Securities for an HTML 100K
Employee Benefit Plan
3: EX-5.1 Opinion of Counsel re: Legality HTML 8K
4: EX-23.1 Consent of Expert or Counsel HTML 6K
5: EX-23.2 Consent of Expert or Counsel HTML 6K
2: EX-FILING FEES Filing Fees HTML 13K
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered Securities
Security
Type
Security Class Title
Fee Calculation Rule
Amount Registered (1)
Maximum Offering Price Per Unit
Aggregate Offering Price (2)
Fee Rate
Amount of Registration Fee
Equity
Common Stock
Other
5,300,000
$33.13
$175,589,000
0.00011020
$19,350
Total
Offering Amounts Total
$175,589,000
$19,350
Total Fee Offsets
$—
Net Fee Due
$19,350
(1)Covers
common stock, par value $0.01 per share, of The Carlyle Group Inc. (“Common Stock”) under The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan (the “Plan”) and, pursuant to Rule 416(a) under the Securities Act of 1933, as amended, an indeterminate number of additional shares of Common Stock that may be offered and issued under the Plan to prevent dilution resulting from stock splits, stock distributions or similar transactions.
(2)Calculated pursuant to Rule 457(h)(1) and Rule 457(c) under the Securities Act based on a price of $33.13 per share of Common Stock, which is the average of the high and low price per share of Common Stock as reported by the Nasdaq Global Select Market on January 13, 2023.
