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Aptiv plc – ‘SD’ for 12/31/20

On:  Friday, 5/28/21, at 9:50am ET   ·   For:  12/31/20   ·   Rule:  13p-1   ·   Item:  1.01   ·   Item:  1.02   ·   Accession #:  1521332-21-30   ·   File #:  1-35346

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/28/21  Aptiv plc                         SD         12/31/20    2:424K

Specialized Disclosure Report re: the Use of Conflict Minerals   —   Form SD   —   Rule 13p-1   —   § 1502 – DFA’10

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SD          Specialized Disclosure Report re: the Use of        HTML     16K 
                Conflict Minerals                                                
 2: EX-1.01     Conflict Minerals Report                            HTML    118K 


‘SD’   —   Specialized Disclosure Report re: the Use of Conflict Minerals


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM SD
Specialized Disclosure Report
________________________________________________________________________________________________________________________________
Aptiv PLC
(Exact name of registrant as specified in its charter)
________________________________________________________________________________________________________________________________

Jersey001-3534698-1029562
(State or other jurisdiction of
incorporation or organization)
(Commission
File Number)
(IRS Employer
Identification No.)

5 Hanover Quay
Grand Canal Dock
Dublin, D02 VY79, Ireland
(Address of Principal Executive Offices)(Zip Code)

Katherine H. Ramundo
(248) 813-3005
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
ýRule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.




Section 1 – Conflict Minerals Disclosure
Item 1.01Conflict Minerals Disclosure and Report

Aptiv PLC (“Aptiv” or the “Company”), after performing the steps required by Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”), has concluded in good faith that during the year ended December 31, 2020, it manufactured products as to which Conflict Minerals (as defined in the Rule) were necessary to the functionality or production of such products.

Accordingly, Aptiv has filed this Specialized Disclosure Form (Form SD) and the attached Conflict Minerals Report. The Conflict Minerals Report and the Company’s Conflict Minerals policy are publicly available at aptiv.com. The information contained on Aptiv’s website is not a part of this Form SD and is not deemed incorporated by reference into this Form SD or any other public filing made with the Securities and Exchange Commission.

Item 1.02Exhibit

A copy of the Company's Conflict Minerals Report is provided as Exhibit 1.01 hereto and is publicly available at aptiv.com.

Section 2 – Exhibits
Item 2.01Exhibits

Exhibit 1.01 - Conflict Minerals Report of Aptiv PLC for the period January 1 to December 31, 2020, as required by Items 1.01 and 1.02 of this Form.
2


SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Date:May 28, 2021 APTIV PLC
 
 By:/s/ Katherine H. Ramundo
Katherine H. Ramundo
Senior Vice President, Chief Legal Officer, Chief Compliance Officer and Secretary

3


EXHIBIT INDEX
Exhibit
NumberDescription
1.01

4

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SD’ Filing    Date    Other Filings
Filed on:5/28/21
For Period end:12/31/2010-K,  5
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Filing Submission 0001521332-21-000030   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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