Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 1.77M
2: EX-4.1 Form of Stock Certificate Representing Shares of HTML 25K
Chromadex Corporation Common Stock
3: EX-10.44 Joint Development Agreement HTML 145K
4: EX-23.1 Consent of Marcum, LLP, Independent Registered HTML 27K
Public Accounting Firm
5: EX-31.1 Certification of the Chief Executive Officer HTML 32K
Pursuant to ?240.13A-14 or ?240.15D-14 of the
Securities Exchange Act of 1934, as Amended
6: EX-31.2 Certification of the Chief Financial Officer HTML 31K Pursuant to ?240.13A-14 or ?240.15D-14 of the Securities Exchange Act of 1934, as Amended
7: EX-32.1 Certification Pursuant to 18 U.S.C. Section 1350 HTML 27K
(As Adopted Pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002)
14: R1 Document and Entity Information HTML 54K
15: R2 Consolidated Balance Sheets HTML 98K
16: R3 Consolidated Balance Sheets (Parenthetical) HTML 39K
17: R4 Consolidated Statements of Operations HTML 73K
18: R5 Consolidated Statement of Stockholders' Equity HTML 82K
19: R6 Consolidated Statements of Cash Flows HTML 155K
20: R7 Consolidated Statements of Cash Flows HTML 28K
(Parenthetical)
21: R8 Nature of Business and Liquidity HTML 33K
22: R9 Significant Accounting Policies HTML 94K
23: R10 Loss Per Share Applicable to Common Stockholders HTML 40K
24: R11 Intangible Assets HTML 37K
25: R12 Leasehold Improvements and Equipment HTML 37K
26: R13 Capitalized Lease Obligations HTML 35K
27: R14 Loan Payable HTML 47K
28: R15 Income Taxes HTML 54K
29: R16 Employee Share-Based Compensation HTML 100K
30: R17 Non-Employee Share-Based Compensation HTML 65K
31: R18 Stock Issuance HTML 37K
32: R19 Warrants HTML 44K
33: R20 Commitments and Contingencies HTML 53K
34: R21 Related Party Transactions HTML 34K
35: R22 Business Segmentation and Geographical HTML 104K
Distribution
36: R23 Quarterly Financial Information (Unaudited) HTML 65K
37: R24 Subsequent Events HTML 31K
38: R25 Significant Accounting Policies (Policy) HTML 143K
39: R26 Significant Accounting Policies (Tables) HTML 70K
40: R27 Loss Per Share Applicable to Common Stockholders HTML 38K
(Tables)
41: R28 Intangible Assets (Tables) HTML 38K
42: R29 Leasehold Improvements and Equipment (Tables) HTML 34K
43: R30 Capitalized Lease Obligations (Tables) HTML 33K
44: R31 Loan Payable (Tables) HTML 36K
45: R32 Income Taxes (Tables) HTML 53K
46: R33 Employee Share-Based Compensation (Tables) HTML 88K
47: R34 Non-Employee Share-Based Compensation (Tables) HTML 60K
48: R35 Stock Issuance (Tables) HTML 29K
49: R36 Warrants (Tables) HTML 46K
50: R37 Commitments and Contingencis (Tables) HTML 36K
51: R38 Business Segmentation and Geographical HTML 95K
Distribution (Tables)
52: R39 Quarterly Financial Information (Unaudited) HTML 63K
(Tables)
53: R40 Nature of Business and Liquidity (Details HTML 40K
Narrative)
54: R41 Significant Accounting Policies (Details) HTML 77K
55: R42 Significant Accounting Policies (Details 1) HTML 30K
56: R43 Significant Accounting Policies (Details 2) HTML 44K
57: R44 Significant Accounting Policies (Details 3) HTML 38K
58: R45 Significant Accounting Policies (Details 4) HTML 33K
59: R46 Significant Accounting Policies (Details HTML 50K
Narrative)
60: R47 Loss Per Share Applicable to Common Stockholders HTML 57K
(Details)
61: R48 Loss Per Share Applicable to Common Stockholders HTML 29K
(Details Narrative)
62: R49 Intangible Assets (Details) HTML 32K
63: R50 Intangible Assets (Details 1) HTML 43K
64: R51 Intangible Assets (Details Narrative) HTML 36K
65: R52 Leasehold Improvements and Equipment (Details) HTML 46K
66: R53 Leasehold Improvements and Equipment (Details HTML 34K
Narrative)
67: R54 Capitalized Lease Obligations (Details) HTML 45K
68: R55 Capitalized Lease Obligations (Details Narrative) HTML 28K
69: R56 Loan Payable (Details) HTML 50K
70: R57 Loan Payable (Details 1) HTML 37K
71: R58 Loan Payable (Details Narrative) HTML 89K
72: R59 Income Taxes (Details) HTML 46K
73: R60 Income Taxes (Details 1) HTML 50K
74: R61 Income Taxes (Details 2) HTML 66K
75: R62 Income Taxes (Details Narrative) HTML 40K
76: R63 Employee Share-Based Compensation (Details) HTML 38K
77: R64 Employee Share-Based Compensation (Details 1) HTML 78K
78: R65 Employee Share-Based Compensation (Details 2) HTML 68K
79: R66 Employee Share-Based Compensation (Details 3) HTML 52K
80: R67 Employee Share-Based Compensation (Details HTML 56K
Narrative)
81: R68 Non-Employee Share-Based Compensation (Details) HTML 75K
82: R69 Non-Employee Share-Based Compensation (Details 1) HTML 52K
83: R70 Non-Employee Share-Based Compensation (Details HTML 76K
Narrative)
84: R71 Stock Issuance (Details) HTML 38K
85: R72 Stock Issuance (Details Narrative) HTML 57K
86: R73 Warrants (Details) HTML 55K
87: R74 Warrants (Details Narrative) HTML 27K
88: R75 Commitments and Contingencies (Details) HTML 39K
89: R76 Commitments and Contingencies (Details 1) HTML 38K
90: R77 Commitments and Contingencies (Details Narrative) HTML 69K
91: R78 Related Party Transactions (Details Narrative) HTML 34K
92: R79 Business Segmentation and Geographical HTML 98K
Distribution (Details)
93: R80 Business Segmentation and Geographical HTML 33K
Distribution (Details 1)
94: R81 Business Segmentation and Geographical HTML 38K
Distribution (Details Narrative)
95: R82 Quarterly Financial Information (Unaudited) HTML 59K
(Details)
96: R83 Subsequent Events (Details Narrative) HTML 59K
98: XML IDEA XML File -- Filing Summary XML 182K
97: EXCEL IDEA Workbook of Financial Reports XLSX 100K
8: EX-101.INS XBRL Instance -- cdxc-20160102 XML 1.84M
10: EX-101.CAL XBRL Calculations -- cdxc-20160102_cal XML 179K
11: EX-101.DEF XBRL Definitions -- cdxc-20160102_def XML 597K
12: EX-101.LAB XBRL Labels -- cdxc-20160102_lab XML 1.51M
13: EX-101.PRE XBRL Presentations -- cdxc-20160102_pre XML 1.01M
9: EX-101.SCH XBRL Schema -- cdxc-20160102 XSD 264K
99: ZIP XBRL Zipped Folder -- 0001415889-16-005140-xbrl Zip 172K
‘EX-31.2’ — Certification of the Chief Financial Officer Pursuant to ?240.13A-14 or ?240.15D-14 of the Securities Exchange Act of 1934, as Amended
1. I have reviewed this annual report on Form 10−K of ChromaDex Corporation;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a−15(e) and 15d−15(e)) and internal control over financial reporting (as defined in Exchange Rules 13a-15(f) and 15a-15(f)) for the registrant and have:
(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of registrant’s board of directors (or persons performing the equivalent function):
(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
