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Banc of California, Inc. – ‘25’ on 5/28/14

On:  Wednesday, 5/28/14, at 5:25pm ET   ·   Effective:  5/28/14   ·   Accession #:  1415889-14-1679   ·   File #:  1-35522

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/28/14  Banc of California, Inc.          25          5/28/14    1:12K                                    SEC Connect, LLC

Notice to Voluntarily Withdraw a Class of Securities from Listing and Registration on a National Exchange   —   Form 25
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 25          Notice to Voluntarily Withdraw a Class of           HTML     10K 
                          Securities from Listing and Registration               
                          on a National Exchange                                 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549

FORM 25

NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) of
THE SECURITIES EXCHANGE ACT OF 1934.

Commission File Number:  001-35522

Banc of California, Inc. /The NASDAQ Stock Market LLC
(Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered)
 
18500 Von Karman Avenue, Suite 1100, Irvine, California 92612, (855) 361-2262
(Address, including zip code, and telephone number, including area code, of Issuer’s principal executive offices)

Common Stock, par value $0.01 per share

Depositary Shares, each representing a 1/40th interest in a share of
8.00% Non-Cumulative Perpetual Preferred Stock, Series C

7.50% Senior Notes Due April 15, 2020
(Description of class of securities)

Please place an X in the box to designate the rule provision relied upon to strike the class of securities from listing and registration:

[  ]           17 CFR 240.12d2-2(a)(1)

[  ]           17 CFR 240.12d2-2(a)(2)

[  ]           17 CFR 240.12d2-2(a)(3)

[  ]           17 CFR 240.12d2-2(a)(4)

[  ]
Pursuant to 17 CFR 240.12d2-2(b), the Exchange has complied with its rules to strike the class of securities from listing and/or withdraw registration on the Exchange.

[X]
Pursuant to 17 CFR 240.12d2-2(c), the Issuer has complied with the rules of the Exchange and the requirements of 17 CFR 240.12d2-2(c) governing the voluntary withdrawal of the class of securities from listing and registration on the Exchange.

Pursuant to the requirements of the Securities Exchange Act of 1934, Banc of California, Inc. certifies that it has reasonable grounds to believe that it meets all of the requirements for filing the Form 25 and has caused this notification to be signed on its behalf by the undersigned duly authorized person.
 
May 28, 2014 By: /s/ Richard Herrin Executive Vice President, Chief Administrative Officer and Corporate Secretary
Date  Name Title

Dates Referenced Herein

This ‘25’ Filing    Date    Other Filings
4/15/20None on these Dates
Filed on / Effective on:5/28/14
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Filing Submission 0001415889-14-001679   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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