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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/25/24 |
Issuer: |
| Issuer CIK: 1883814 |
| Issuer Name: Southland Holdings, Inc. |
| Issuer Trading Symbol: SLND |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1965926 |
| | Owner Name: Winn Walter Timothy |
| Reporting Owner Address: |
| | Owner Street 1: 1100 KUBOTA DR. |
| | Owner Street 2: |
| | Owner City: GRAPEVINE |
| | Owner State: TX |
| | Owner ZIP Code: 76051 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? Yes |
| | Is Ten Percent Owner? Yes |
| | Is Other? No |
| | Officer Title: CO-COO AND EVP |
| | Other Text: |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/25/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 15,767 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,687,575 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/25/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: F |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 370 |
| Footnote ID: F2 |
| | | Transaction Price Per Share: |
| Value: 5.15 |
| Footnote ID: F3 |
| | | Transaction Acquired-Disposed Code: |
| Value: D |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,687,205 |
| Footnote ID: F4 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| | | Nature of Ownership: |
| Value: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 1,675,863 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: I |
| | | Nature of Ownership: |
| Value: By Walter Timothy Winn 2015 Irrevocable Trust |
| Footnote ID: F5 |
| Footnote ID: F6 |
Derivative Table: |
Footnotes: |
| Footnote - F1: Represents shares of common stock issued to the reporting person pursuant to the Company's 2022 Equity Incentive Plan. |
| Footnote - F2: Represents shares withheld to satisfy tax withholding obligations in connection with shares of common stock issued to the reporting person. |
| Footnote - F3: Reflects the closing trading price of the Issuer's common stock on March 25, 2024. |
| Footnote - F4: Since the date of the reporting person's last ownership report, a domestic relations order was finalized. As such, shares previously reported as beneficially owned are no longer beneficially owned by the reporting person. |
| Footnote - F5: These shares are held directly by the Walter Timothy Winn 2015 Irrevocable Trust and trusts established therein for the benefit of the reporting person's children. The reporting person is the sole trustee. |
| Footnote - F6: For purposes of Section 16 of the Exchange Act, the reporting person disclaims beneficial ownership of any such securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise. |
Owner Signature: |
| Signature Name: /s/ Walter Timothy Winn |
| Signature Date: 3/27/24 |