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Dierks Jeffrey – ‘4’ for 3/15/24 re: Harmony Biosciences Holdings, Inc.

On:  Monday, 3/18/24, at 7:24pm ET   ·   For:  3/15/24   ·   As:  Officer   ·   Accession #:  1415889-24-8350   ·   File #:  1-39450

Previous ‘4’:  ‘4’ on 3/11/24 for 3/8/24   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/18/24  Dierks Jeffrey                    4          Officer     1:9K   Harmony Biosciences Holdings, Inc SEC Connect

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      9K 
                Securities by an Insider --                                      
                form4-03182024_110312.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider — form4-03182024_110312.xml/5.8
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  3/15/24
Issuer:
Issuer CIK:  1802665
Issuer Name:  Harmony Biosciences Holdings, Inc.
Issuer Trading Symbol:  HRMY
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1821102
Owner Name:  Dierks Jeffrey
Reporting Owner Address:
Owner Street 1:  C/O HARMONY BIOSCIENCES HOLDINGS, INC.
Owner Street 2:  630 W GERMANTOWN PIKE, SUITE 215
Owner City:  PLYMOUTH MEETING
Owner State:  PA
Owner ZIP Code:  19462
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  CHIEF COMMERCIAL OFFICER
Other Text:
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/15/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  11,979
Transaction Price Per Share:
Value:  8.22
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,979
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Non-Derivative Transaction:
Security Title:
Value:  Common Stock
Transaction Date:
Value:  3/15/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  S
Equity Swap Involved?  No
Footnote ID:  F1
Transaction Amounts:
Transaction Shares:
Value:  11,979
Transaction Price Per Share:
Value:  32
Footnote ID:  F2
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Derivative Table:
Derivative Transaction:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  8.22
Transaction Date:
Value:  3/15/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  2,335
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  10/1/29
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  2,335
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  0
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Derivative Transaction:
Security Title:
Value:  Stock Option
Conversion or Exercise Price:
Value:  8.22
Transaction Date:
Value:  3/15/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  9,644
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  D
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  3/4/30
Underlying Security:
Underlying Security Title:
Value:  Common Stock
Underlying Security Shares:
Value:  9,644
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,869
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Nature of Ownership:
Value:
Footnotes:
Footnote - F1:  The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
Footnote - F2:  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.06. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote - F3:  The stock option vests in five equal annual installments beginning on October 1, 2019.
Footnote - F4:  The stock option vests in five equal annual installments beginning on March 1, 2021.
Owner Signature:
Signature Name:  /s/ Christian Ulrich, Attorney-in-Fact
Signature Date:  3/18/24


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