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LPL Financial Holdings Inc. – ‘10-Q’ for 6/30/20 – ‘JSON’

On:  Tuesday, 8/4/20, at 4:04pm ET   ·   For:  6/30/20   ·   Accession #:  1397911-20-160   ·   File #:  1-34963

Previous ‘10-Q’:  ‘10-Q’ on 5/5/20 for 3/31/20   ·   Next:  ‘10-Q’ on 11/3/20 for 9/30/20   ·   Latest:  ‘10-Q’ on 10/31/23 for 9/30/23   ·   4 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/04/20  LPL Financial Holdings Inc.       10-Q        6/30/20   91:10M

Quarterly Report   —   Form 10-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.27M 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     31K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     31K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     27K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     27K 
12: R1          Document and Entity Information Document            HTML     77K 
13: R2          Condensed Consolidated Statements of Income         HTML    107K 
                (Unaudited)                                                      
14: R3          Condensed Consolidated Statements of Financial      HTML    125K 
                Condition (Unaudited)                                            
15: R4          Condensed Consolidated Statements of Financial      HTML     44K 
                Condition (Unaudited) (Parentheticals)                           
16: R5          Condensed Consolidated Statements of Stockholders'  HTML     92K 
                Equity (Unaudited)                                               
17: R6          Condensed Consolidated Statements of Cash Flows     HTML    148K 
                (Unaudited)                                                      
18: R7          Condensed Consolidated Statements of Cash Flows     HTML     36K 
                (Unaudited) cash, cash equivalent and restricted                 
                cash reconciliation                                              
19: R8          Organization and Description of the Company         HTML     31K 
20: R9          Summary of Significant Accounting Policies          HTML     56K 
21: R10         Revenue                                             HTML    144K 
22: R11         Acquisitions Acquisitions                           HTML     27K 
23: R12         Fair Value Measurements                             HTML    135K 
24: R13         Held-to-Maturity Securities                         HTML     44K 
25: R14         Goodwill and Other Intangible Assets                HTML     26K 
26: R15         Borrowings                                          HTML     94K 
27: R16         Leases                                              HTML    132K 
28: R17         Commitments and Contingencies                       HTML     38K 
29: R18         Stockholders' Equity                                HTML     38K 
30: R19         Share-Based Compensation                            HTML    113K 
31: R20         Earnings per Share                                  HTML     55K 
32: R21         Income Taxes                                        HTML     30K 
33: R22         Related Party Transactions                          HTML     30K 
34: R23         Net Capital and Regulatory Requirements             HTML     28K 
35: R24         Financial Instruments with Off-Balance-Sheet        HTML     30K 
                Credit Risk and Concentrations of Credit Risk                    
36: R25         Subsequent Events                                   HTML     27K 
37: R26         Summary of Significant Accounting Policies          HTML     51K 
                (Policies)                                                       
38: R27         Summary of Significant Accounting Policies Summary  HTML     48K 
                of Significant Accounting Policies (Tables)                      
39: R28         Revenue (Tables)                                    HTML    131K 
40: R29         Fair Value Measurements (Tables)                    HTML    126K 
41: R30         Held-to-Maturity Securities (Tables)                HTML     45K 
42: R31         Outstanding Borrowings (Tables)                     HTML     83K 
43: R32         Leases (Tables)                                     HTML     98K 
44: R33         Stockholders' Equity (Tables)                       HTML     35K 
45: R34         Share-Based Compensation (Tables)                   HTML    110K 
46: R35         Earnings per Share (Tables)                         HTML     52K 
47: R36         Organization and Description of the Company         HTML     31K 
                Consolidation, Parent Ownership Interest (Details)               
48: R37         Summary of Significant Accounting Policies          HTML     37K 
                Receivables From and Payables to Clients (Details)               
49: R38         Summary of Significant Accounting Policies          HTML     44K 
                Receivables from Advisor (Details)                               
50: R39         Summary of Significant Accounting Policies          HTML     38K 
                Receivables From Others (Details)                                
51: R40         Summary of Significant Accounting Policies Fair     HTML     32K 
                Value of Financial Instruments (Details)                         
52: R41         Revenue Commission Revenue Disaggregated by         HTML     41K 
                Product Category (Details)                                       
53: R42         Revenue Commission Revenue Disaggregated by         HTML     56K 
                Product Category and Timing of Transfer of Good or               
                Service (Details)                                                
54: R43         Revenue Asset-based Revenue disaggregated by        HTML     35K 
                Product and Service (Details)                                    
55: R44         Revenue Transaction and Fee Revenue Disaggregated   HTML     33K 
                by Timing of Transfer of Good or Service (Details)               
56: R45         Revenue Unearned Revenue Recognized (Details)       HTML     25K 
57: R46         Acquisitions (Details)                              HTML     37K 
58: R47         Fair Value Measurements Financial Assets and        HTML    101K 
                Liabilities Measured on a Recurring and                          
                Nonrecurring Basis (Details)                                     
59: R48         Held-to-Maturity Securities (Details)               HTML     33K 
60: R49         Held-to-Maturity Securities (Details 1)             HTML     50K 
61: R50         Goodwill and Other Intangible Assets Goodwill       HTML     26K 
                (Details)                                                        
62: R51         Goodwill and Other Intangible Assets Intangible     HTML     30K 
                Assets (Components) (Details)                                    
63: R52         Goodwill and Other Intangible Assets Goodwill and   HTML     27K 
                Other Intangible Assets (Details Textures)                       
64: R53         Borrowings (Credit Agreement Outstanding)           HTML     66K 
                (Details)                                                        
65: R54         Borrowings (Credit Agreement Textuals) (Details)    HTML    102K 
66: R55         Borrowings Broker-Dealer Revolving Credit Facility  HTML     40K 
                (Details)                                                        
67: R56         Borrowings Line of Credit (Bank Loans Payable       HTML     35K 
                Textuals) (Details)                                              
68: R57         Borrowings Letters of Credit (Details)              HTML     28K 
69: R58         Leases Narrative (Details)                          HTML     34K 
70: R59         Leases Components of Lease Expense (Details)        HTML     33K 
71: R60         Leases Supplemental Cash Flow Information Related   HTML     31K 
                to Leases (Details)                                              
72: R61         Leases Supplemental Weighted-Average Information    HTML     35K 
                Related to Leases (Details)                                      
73: R62         Leases Maturities of Lease Liabilities (Details)    HTML     64K 
74: R63         Commitments and Contingencies Commitments and       HTML     26K 
                Contingencies (Legal) (Details)                                  
75: R64         Commitments and Contingencies Commitments and       HTML     40K 
                Contingencies (Other Commitments) (Details)                      
76: R65         Stockholders' Equity (Dividends Paid) (Details)     HTML     30K 
77: R66         Stockholdes' Equity (Share Repurchases) (Details)   HTML     35K 
78: R67         Share-Based Compensation (Texuals) (Details)        HTML     47K 
79: R68         Share-Based Compensation Stock Option and Warrant   HTML     76K 
                Activity (Details)                                               
80: R69         Share-Based Compensation Outstanding Stock Options  HTML     63K 
                and Warrant Information (Details)                                
81: R70         Restricted Stock Activity (Details)                 HTML     68K 
82: R71         Earnings per Share (Details)                        HTML     52K 
83: R72         Earnings per Share (Textuals) (Details)             HTML     26K 
84: R73         Income Taxes (Details)                              HTML     28K 
85: R74         Related Party Transactions (Details)                HTML     31K 
86: R75         Net Capital and Regulatory Requirements (Details)   HTML     27K 
87: R76         Subsequent Events Subsequent Events (Details)       HTML     33K 
89: XML         IDEA XML File -- Filing Summary                      XML    165K 
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88: EXCEL       IDEA Workbook of Financial Reports                  XLSX    107K 
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10: EX-101.PRE  XBRL Presentations -- lpla-20200630_pre              XML   1.34M 
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90: JSON        XBRL Instance as JSON Data -- MetaLinks              462±   681K 
91: ZIP         XBRL Zipped Folder -- 0001397911-20-000160-xbrl      Zip    339K 


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}


4 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/09/14  LPL Financial Holdings Inc.       8-K:5,8,9   5/08/14    2:52K
 3/12/14  LPL Financial Holdings Inc.       8-K:5,7     3/06/14    2:118K
 6/19/12  LPL Financial Holdings Inc.       8-K:5,9     6/15/12    3:75K                                    Donnelley … Solutions/FA
 7/09/10  LPL Financial Holdings Inc.       S-1/A                  6:3.2M                                   Donnelley … Solutions/FA
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