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As Of Filer Filing For·On·As Docs:Size 5/05/20 LPL Financial Holdings Inc. 10-Q 3/31/20 89:9.1M |
Document/Exhibit Description Pages Size 1: 10-Q Quarterly Report HTML 1.13M 2: EX-31.1 Certification -- §302 - SOA'02 HTML 33K 3: EX-31.2 Certification -- §302 - SOA'02 HTML 33K 4: EX-32.1 Certification -- §906 - SOA'02 HTML 28K 5: EX-32.2 Certification -- §906 - SOA'02 HTML 28K 55: R1 Document and Entity Information Document HTML 79K 23: R2 Condensed Consolidated Statements of Income HTML 103K (Unaudited) 32: R3 Condensed Consolidated Statements of Financial HTML 131K Condition (Unaudited) 84: R4 Condensed Consolidated Statements of Financial HTML 47K Condition (Unaudited) (Parentheticals) 53: R5 Condensed Consolidated Statements of Stockholders' HTML 77K Equity (Unaudited) 22: R6 Condensed Consolidated Statements of Cash Flows HTML 155K (Unaudited) 31: R7 Condensed Consolidated Statements of Cash Flows HTML 40K (Unaudited) cash, cash equivalent and restricted cash reconciliation 82: R8 Organization and Description of the Company HTML 33K 56: R9 Summary of Significant Accounting Policies HTML 61K 57: R10 Revenue HTML 101K 81: R11 Acquisitions Acquisitions HTML 28K 33: R12 Fair Value Measurements HTML 137K 20: R13 Held-to-Maturity Securities HTML 46K 58: R14 Goodwill and Other Intangible Assets HTML 27K 83: R15 Borrowings HTML 99K 34: R16 Leases HTML 116K 21: R17 Commitments and Contingencies HTML 41K 54: R18 Stockholders' Equity HTML 42K 85: R19 Share-Based Compensation HTML 114K 47: R20 Earnings per Share HTML 41K 18: R21 Income Taxes HTML 28K 68: R22 Related Party Transactions HTML 30K 76: R23 Net Capital and Regulatory Requirements HTML 30K 48: R24 Financial Instruments with Off-Balance-Sheet HTML 31K Credit Risk and Concentrations of Credit Risk 19: R25 Summary of Significant Accounting Policies HTML 55K (Policies) 69: R26 Summary of Significant Accounting Policies Summary HTML 50K of Significant Accounting Policies (Tables) 77: R27 Revenue (Tables) HTML 85K 49: R28 Fair Value Measurements (Tables) HTML 128K 17: R29 Held-to-Maturity Securities (Tables) HTML 46K 25: R30 Outstanding Borrowings (Tables) HTML 87K 37: R31 Leases (Tables) HTML 90K 80: R32 Stockholders' Equity (Tables) HTML 44K 52: R33 Share-Based Compensation (Tables) HTML 113K 24: R34 Earnings per Share (Tables) HTML 40K 36: R35 Organization and Description of the Company HTML 32K Consolidation, Parent Ownership Interest (Details) 79: R36 Summary of Significant Accounting Policies HTML 37K Receivables From and Payables to Clients (Details) 51: R37 Summary of Significant Accounting Policies HTML 44K Receivables from Advisor (Details) 26: R38 Summary of Significant Accounting Policies HTML 37K Receivables From Others (Details) 35: R39 Summary of Significant Accounting Policies Fair HTML 34K Value of Financial Instruments (Details) 12: R40 Revenue Commission Revenue Disaggregated by HTML 41K Product Category (Details) 44: R41 Revenue Commission Revenue Disaggregated by HTML 56K Product Category and Timing of Transfer of Good or Service (Details) 75: R42 Revenue Asset-based Revenue disaggregated by HTML 33K Product and Service (Details) 67: R43 Revenue Transaction and Fee Revenue Disaggregated HTML 31K by Timing of Transfer of Good or Service (Details) 11: R44 Revenue Unearned Revenue Recognized (Details) HTML 26K 43: R45 Acquisitions (Details) HTML 39K 74: R46 Fair Value Measurements Financial Assets and HTML 103K Liabilities Measured on a Recurring and Nonrecurring Basis (Details) 65: R47 Held-to-Maturity Securities (Details) HTML 34K 13: R48 Held-to-Maturity Securities (Details 1) HTML 51K 42: R49 Goodwill and Other Intangible Assets Goodwill HTML 27K (Details) 38: R50 Goodwill and Other Intangible Assets Intangible HTML 31K Assets (Components) (Details) 28: R51 Goodwill and Other Intangible Assets Goodwill and HTML 28K Other Intangible Assets (Details Textures) 60: R52 Borrowings (Credit Agreement Outstanding) HTML 65K (Details) 88: R53 Borrowings (Credit Agreement Textuals) (Details) HTML 106K 39: R54 Borrowings Broker-Dealer Revolving Credit Facility HTML 41K (Details) 29: R55 Borrowings Line of Credit (Bank Loans Payable HTML 37K Textuals) (Details) 61: R56 Borrowings Letters of Credit (Details) HTML 32K 89: R57 Leases Narrative (Details) HTML 35K 40: R58 Leases Components of Lease Expense (Details) HTML 34K 27: R59 Leases Supplemental Cash Flow Information Related HTML 32K to Leases (Details) 63: R60 Leases Supplemental Weighted-Average Information HTML 37K Related to Leases (Details) 71: R61 Leases Maturities of Lease Liabilities (Details) HTML 66K 45: R62 Commitments and Contingencies Commitments and HTML 27K Contingencies (Legal) (Details) 15: R63 Commitments and Contingencies Commitments and HTML 42K Contingencies (Other Commitments) (Details) 64: R64 Stockholders' Equity (Dividends Paid) (Details) HTML 29K 72: R65 Stockholdes' Equity (Share Repurchases) (Details) HTML 39K 46: R66 Share-Based Compensation (Texuals) (Details) HTML 48K 16: R67 Share-Based Compensation Stock Option and Warrant HTML 81K Activity (Details) 62: R68 Share-Based Compensation Outstanding Stock Options HTML 64K and Warrant Information (Details) 73: R69 Restricted Stock Activity (Details) HTML 71K 87: R70 Earnings per Share (Details) HTML 48K 59: R71 Earnings per Share (Textuals) (Details) HTML 27K 30: R72 Income Taxes (Details) HTML 31K 41: R73 Related Party Transactions (Details) HTML 32K 86: R74 Net Capital and Regulatory Requirements (Details) HTML 28K 78: XML IDEA XML File -- Filing Summary XML 162K 14: XML XBRL Instance -- lpla2020033110-q_htm XML 2.02M 50: EXCEL IDEA Workbook of Financial Reports XLSX 89K 7: EX-101.CAL XBRL Calculations -- lpla-20200331_cal XML 283K 8: EX-101.DEF XBRL Definitions -- lpla-20200331_def XML 1.13M 9: EX-101.LAB XBRL Labels -- lpla-20200331_lab XML 1.97M 10: EX-101.PRE XBRL Presentations -- lpla-20200331_pre XML 1.32M 6: EX-101.SCH XBRL Schema -- lpla-20200331 XSD 195K 66: JSON XBRL Instance as JSON Data -- MetaLinks 412± 628K 70: ZIP XBRL Zipped Folder -- 0001397911-20-000100-xbrl Zip 327K
Exhibit |
1) | The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and |
2) | The
information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
/s/
Dan H. Arnold | |||
President and Chief Executive Officer |
This ‘10-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on: | 5/5/20 | |||
For Period end: | 3/31/20 | 4 | ||
List all Filings |