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LPL Financial Holdings Inc. – ‘10-Q’ for 3/31/20 – ‘ZIP’

On:  Tuesday, 5/5/20, at 4:08pm ET   ·   For:  3/31/20   ·   Accession #:  1397911-20-100   ·   File #:  1-34963

Previous ‘10-Q’:  ‘10-Q’ on 10/29/19 for 9/30/19   ·   Next:  ‘10-Q’ on 8/4/20 for 6/30/20   ·   Latest:  ‘10-Q’ on 5/2/24 for 3/31/24

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  As Of               Filer                 Filing    For·On·As Docs:Size

 5/05/20  LPL Financial Holdings Inc.       10-Q        3/31/20   89:9.1M

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML   1.13M 
 2: EX-31.1     Certification -- §302 - SOA'02                      HTML     33K 
 3: EX-31.2     Certification -- §302 - SOA'02                      HTML     33K 
 4: EX-32.1     Certification -- §906 - SOA'02                      HTML     28K 
 5: EX-32.2     Certification -- §906 - SOA'02                      HTML     28K 
55: R1          Document and Entity Information Document            HTML     79K 
23: R2          Condensed Consolidated Statements of Income         HTML    103K 
                (Unaudited)                                                      
32: R3          Condensed Consolidated Statements of Financial      HTML    131K 
                Condition (Unaudited)                                            
84: R4          Condensed Consolidated Statements of Financial      HTML     47K 
                Condition (Unaudited) (Parentheticals)                           
53: R5          Condensed Consolidated Statements of Stockholders'  HTML     77K 
                Equity (Unaudited)                                               
22: R6          Condensed Consolidated Statements of Cash Flows     HTML    155K 
                (Unaudited)                                                      
31: R7          Condensed Consolidated Statements of Cash Flows     HTML     40K 
                (Unaudited) cash, cash equivalent and restricted                 
                cash reconciliation                                              
82: R8          Organization and Description of the Company         HTML     33K 
56: R9          Summary of Significant Accounting Policies          HTML     61K 
57: R10         Revenue                                             HTML    101K 
81: R11         Acquisitions Acquisitions                           HTML     28K 
33: R12         Fair Value Measurements                             HTML    137K 
20: R13         Held-to-Maturity Securities                         HTML     46K 
58: R14         Goodwill and Other Intangible Assets                HTML     27K 
83: R15         Borrowings                                          HTML     99K 
34: R16         Leases                                              HTML    116K 
21: R17         Commitments and Contingencies                       HTML     41K 
54: R18         Stockholders' Equity                                HTML     42K 
85: R19         Share-Based Compensation                            HTML    114K 
47: R20         Earnings per Share                                  HTML     41K 
18: R21         Income Taxes                                        HTML     28K 
68: R22         Related Party Transactions                          HTML     30K 
76: R23         Net Capital and Regulatory Requirements             HTML     30K 
48: R24         Financial Instruments with Off-Balance-Sheet        HTML     31K 
                Credit Risk and Concentrations of Credit Risk                    
19: R25         Summary of Significant Accounting Policies          HTML     55K 
                (Policies)                                                       
69: R26         Summary of Significant Accounting Policies Summary  HTML     50K 
                of Significant Accounting Policies (Tables)                      
77: R27         Revenue (Tables)                                    HTML     85K 
49: R28         Fair Value Measurements (Tables)                    HTML    128K 
17: R29         Held-to-Maturity Securities (Tables)                HTML     46K 
25: R30         Outstanding Borrowings (Tables)                     HTML     87K 
37: R31         Leases (Tables)                                     HTML     90K 
80: R32         Stockholders' Equity (Tables)                       HTML     44K 
52: R33         Share-Based Compensation (Tables)                   HTML    113K 
24: R34         Earnings per Share (Tables)                         HTML     40K 
36: R35         Organization and Description of the Company         HTML     32K 
                Consolidation, Parent Ownership Interest (Details)               
79: R36         Summary of Significant Accounting Policies          HTML     37K 
                Receivables From and Payables to Clients (Details)               
51: R37         Summary of Significant Accounting Policies          HTML     44K 
                Receivables from Advisor (Details)                               
26: R38         Summary of Significant Accounting Policies          HTML     37K 
                Receivables From Others (Details)                                
35: R39         Summary of Significant Accounting Policies Fair     HTML     34K 
                Value of Financial Instruments (Details)                         
12: R40         Revenue Commission Revenue Disaggregated by         HTML     41K 
                Product Category (Details)                                       
44: R41         Revenue Commission Revenue Disaggregated by         HTML     56K 
                Product Category and Timing of Transfer of Good or               
                Service (Details)                                                
75: R42         Revenue Asset-based Revenue disaggregated by        HTML     33K 
                Product and Service (Details)                                    
67: R43         Revenue Transaction and Fee Revenue Disaggregated   HTML     31K 
                by Timing of Transfer of Good or Service (Details)               
11: R44         Revenue Unearned Revenue Recognized (Details)       HTML     26K 
43: R45         Acquisitions (Details)                              HTML     39K 
74: R46         Fair Value Measurements Financial Assets and        HTML    103K 
                Liabilities Measured on a Recurring and                          
                Nonrecurring Basis (Details)                                     
65: R47         Held-to-Maturity Securities (Details)               HTML     34K 
13: R48         Held-to-Maturity Securities (Details 1)             HTML     51K 
42: R49         Goodwill and Other Intangible Assets Goodwill       HTML     27K 
                (Details)                                                        
38: R50         Goodwill and Other Intangible Assets Intangible     HTML     31K 
                Assets (Components) (Details)                                    
28: R51         Goodwill and Other Intangible Assets Goodwill and   HTML     28K 
                Other Intangible Assets (Details Textures)                       
60: R52         Borrowings (Credit Agreement Outstanding)           HTML     65K 
                (Details)                                                        
88: R53         Borrowings (Credit Agreement Textuals) (Details)    HTML    106K 
39: R54         Borrowings Broker-Dealer Revolving Credit Facility  HTML     41K 
                (Details)                                                        
29: R55         Borrowings Line of Credit (Bank Loans Payable       HTML     37K 
                Textuals) (Details)                                              
61: R56         Borrowings Letters of Credit (Details)              HTML     32K 
89: R57         Leases Narrative (Details)                          HTML     35K 
40: R58         Leases Components of Lease Expense (Details)        HTML     34K 
27: R59         Leases Supplemental Cash Flow Information Related   HTML     32K 
                to Leases (Details)                                              
63: R60         Leases Supplemental Weighted-Average Information    HTML     37K 
                Related to Leases (Details)                                      
71: R61         Leases Maturities of Lease Liabilities (Details)    HTML     66K 
45: R62         Commitments and Contingencies Commitments and       HTML     27K 
                Contingencies (Legal) (Details)                                  
15: R63         Commitments and Contingencies Commitments and       HTML     42K 
                Contingencies (Other Commitments) (Details)                      
64: R64         Stockholders' Equity (Dividends Paid) (Details)     HTML     29K 
72: R65         Stockholdes' Equity (Share Repurchases) (Details)   HTML     39K 
46: R66         Share-Based Compensation (Texuals) (Details)        HTML     48K 
16: R67         Share-Based Compensation Stock Option and Warrant   HTML     81K 
                Activity (Details)                                               
62: R68         Share-Based Compensation Outstanding Stock Options  HTML     64K 
                and Warrant Information (Details)                                
73: R69         Restricted Stock Activity (Details)                 HTML     71K 
87: R70         Earnings per Share (Details)                        HTML     48K 
59: R71         Earnings per Share (Textuals) (Details)             HTML     27K 
30: R72         Income Taxes (Details)                              HTML     31K 
41: R73         Related Party Transactions (Details)                HTML     32K 
86: R74         Net Capital and Regulatory Requirements (Details)   HTML     28K 
78: XML         IDEA XML File -- Filing Summary                      XML    162K 
14: XML         XBRL Instance -- lpla2020033110-q_htm                XML   2.02M 
50: EXCEL       IDEA Workbook of Financial Reports                  XLSX     89K 
 7: EX-101.CAL  XBRL Calculations -- lpla-20200331_cal               XML    283K 
 8: EX-101.DEF  XBRL Definitions -- lpla-20200331_def                XML   1.13M 
 9: EX-101.LAB  XBRL Labels -- lpla-20200331_lab                     XML   1.97M 
10: EX-101.PRE  XBRL Presentations -- lpla-20200331_pre              XML   1.32M 
 6: EX-101.SCH  XBRL Schema -- lpla-20200331                         XSD    195K 
66: JSON        XBRL Instance as JSON Data -- MetaLinks              412±   628K 
70: ZIP         XBRL Zipped Folder -- 0001397911-20-000100-xbrl      Zip    327K 


‘ZIP’   —   XBRL Zipped Folder — 0001397911-20-000100-xbrl


This is an XBRL Zipped Folder.

        Download this zipped .zip folder
 
Files:exhibit31120200331.htm
exhibit31220200331.htm
exhibit32120200331.htm
exhibit32220200331.htm
lpla-20200331.xsd
lpla-20200331_cal.xml
lpla-20200331_def.xml
lpla-20200331_lab.xml
lpla-20200331_pre.xml
lpla2020033110-q.htm

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Filing Submission 0001397911-20-000100   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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