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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4 |
| Period of Report: 3/26/24 |
| Not Subject to Section 16: 0 |
| Issuer: |
| Issuer CIK: 1397911 |
| Issuer Name: LPL Financial Holdings Inc. |
| Issuer Trading Symbol: LPLA |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1647486 |
| | Owner Name: Thomas Corey E. |
| Reporting Owner Address: |
| | Owner Street 1: C/O LPL FINANCIAL HOLDINGS INC. |
| | Owner Street 2: 4707 EXECUTIVE DRIVE |
| | Owner City: SAN DIEGO |
| | Owner State: CA |
| | Owner ZIP Code: 92121 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Aff 10b5 One: 0 |
| Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 3/26/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 8 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 11,808 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Table: |
| Footnotes: |
| Footnote - F1: Represents stock units granted under the Issuer's 2021 Omnibus Equity Incentive Plan. Each stock unit represents the right to receive one share of common stock and is fully vested. The reporting person was previously granted stock units that were subject to a written deferral election under the Issuer's Non-Employee Director Deferred Compensation Plan (the "DDCP"), which stock units are fully vested as of the date hereof. The stock units reported hereby were credited to the reporting person's DDCP account in connection with a quarterly cash dividend that was paid on shares of common stock. |
| Remarks: The signatory is signing on behalf of Corey E. Thomas pursuant to a Power of Attorney dated April 29, 2019. |
| Owner Signature: |
| Signature Name: /s/ Gregory M. Woods, attorney-in-fact |
| Signature Date: 3/28/24 |
