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Dna Brands Inc. – ‘1-A/A’ on 4/28/21 – ‘PART II AND III’

On:  Wednesday, 4/28/21, at 2:44pm ET   ·   Accession #:  1393905-21-219   ·   File #:  24-11471

Previous ‘1-A’:  ‘1-A/A’ on 4/26/21   ·   Latest ‘1-A’:  This Filing   ·   3 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/28/21  Dna Brands Inc.                   1-A/A                  3:39K                                    Empire Stock Transf… Inc

Pre-Qualification Amendment to Offering Statement   —   Form 1-A   —   Reg. A/A+
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 1-A/A       Pre-Qualification Amendment to Offering Statement   HTML      3K 
                -- primary_doc.xml                                               
 2: PART II AND III  Part Ii                                        HTML     16K 
 3: EX1A-12 OPN CNSL  Legal Opinion                                 HTML      9K 


‘PART II AND III’   —   Part Ii


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  PART II  

 

Registration No.  024-11471

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 1-A/A

Amendment #6

 

REGULATION A OFFERING CIRCULAR UNDER THE SECURITIES ACT OF 1933

 

DNA BRANDS, INC.

(Exact name of issuer as specified in its charter)

 

Colorado

(State or other jurisdiction of incorporation or organization)

 

275 E Commercial Blvd #208

Lauderdale by the Sea, FL 33308

(561) 654-5722

(Address, including zip code, and telephone number,

including area code, of issuer’s principal executive office)

 

URS Agents LLC

36 South 18th Avenue

Brighton, Colorado 80601

(Name, address, including zip code, and telephone number,

including area code, of agent for service)

 

7371

 

26-0394476

(Primary Standard Industrial

Classification Code Number)

 

(IRS Employer Identification Number)

 

 

This Offering Circular shall only be qualified upon order of the Commission, unless a subsequent amendment is filed indicating the intention to become qualified by operation of the terms of Regulation A.

 

 

 

 

 

 

 

 

 

 

 


 


 

EXPLANATORY NOTE

 

PRELIMINARY OFFERING CIRCULAR SUBJECT TO COMPLETION,

 

DATED APRIL 28, 2021

 

An offering statement pursuant to Regulation A relating to these securities has been filed with the Securities and Exchange Commission on March 3, 2012, including restated amendments made there to Form 1-A/A on March 19, 2021 (“Amendment No. 1”), March 30, 2021 (“Amendment No. 2), April 8, 2021 (“Amendment No. 3”), April 13, 2021 (“Amendment No. 4”) and April 26, 2021 (“Amendment No. 5”). This ‘exhibits only’ amendment is solely filed to include exhibit 12.1, the Legal Opinion of Jeff Turner, P.A..

 

These securities may not be sold nor may offers to buy be accepted before the offering statement filed with the Commission is qualified. The offering statement shall not constitute an offer to sell or the solicitation of an offer to buy nor may there be any sales of these securities in any state in which such offer, solicitation or sale would be unlawful before registration or qualification under the laws of any such state. We may elect to satisfy our obligation to deliver a Final Offering Circular by sending you a notice within two business days after the completion of our sale to you that contains the URL where the Offering Circular was filed may be obtained.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


2


 

PART III - EXHIBITS

 

Index to Exhibits

 

Exhibit Number

Exhibit Description

2.1

Articles of Incorporation

2.2

By-Laws

4.1

Subscription Agreement

6.1

Employment Agreement between DNA Brands, Inc. and Adrian McKenzie/ PBDC LLC

10.1

Software Acquisition Agreement between DNA Brands, Inc. and Santo Blockchain Labs Corp.

11.1

Consent of Jeff Turner, P.A. (included in the Opinion)

12.1

Opinion of Jeff Turner, P.A.*

 

* filed herewith

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


PIII-1


 

SIGNATURE

 

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this Offering Statement to be signed on behalf by the undersigned, thereunto duly authorized, in Fort Lauderdale, State of Florida, on April 28, 2021.

 

 

DNA BRANDS, INC.

 

This Offering Statement has been signed by the following persons in the capacities and on the dates indicated.

 

 

By: /s/ Adrian McKenzie

Name: Adrian McKenzie

Title: Chief Executive Officer, Director and Principal Financial Officer

 

Date: April 28, 2021

 

 

By: /s/ Adrian McKenzie

Name: Adrian McKenzie

Title: Chief Financial Officer (Principal Financial Officer)

 

Date: April 28, 2021

 

 

SIGNATURES OF DIRECTORS:

 

 

By: /s/ Adrian McKenzie

Name: Adrian McKenzie

Title: Chief Executive Officer, Director

 

Date: April 28, 2021

 

 

 

 

 

 

 

 

 

 

 


PIII-2

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘1-A/A’ Filing    Date    Other Filings
Filed on:4/28/211-A-W
4/26/211-A/A
4/13/211-A/A
4/8/211-A/A,  UPLOAD
3/30/211-A/A
3/19/211-A/A
3/3/12
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/27/21  Dna Brands Inc.                   1-A POS                2:905K                                   Empire Stock Transf… Inc


2 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/13/21  Dna Brands Inc.                   1-A/A                  3:86K                                    Empire Stock Transf… Inc
 3/03/21  Dna Brands Inc.                   1-A                    7:1.4M                                   Empire Stock Transf… Inc
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