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Broadridge Financial Solutions, Inc. – ‘10-K’ for 6/30/23 – ‘EX-23’

On:  Tuesday, 8/8/23, at 11:26am ET   ·   For:  6/30/23   ·   Accession #:  1383312-23-37   ·   File #:  1-33220

Previous ‘10-K’:  ‘10-K’ on 8/12/22 for 6/30/22   ·   Latest ‘10-K’:  This Filing   ·   28 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size

 8/08/23  Broadridge Fin’l Solutions, Inc.  10-K        6/30/23  140:16M

Annual Report   —   Form 10-K

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   2.60M 
 2: EX-4.6      Instrument Defining the Rights of Security Holders  HTML     48K 
 3: EX-10.27    Material Contract                                   HTML     52K 
 4: EX-10.32    Material Contract                                   HTML    844K 
 5: EX-10.33    Material Contract                                   HTML   1.18M 
 6: EX-14.1     Code of Ethics                                      HTML    119K 
 7: EX-19.1     Report Furnished to Security Holders                HTML     75K 
 8: EX-21       Subsidiaries List                                   HTML     51K 
 9: EX-23       Consent of Expert or Counsel                        HTML     37K 
10: EX-31.1     Certification -- §302 - SOA'02                      HTML     42K 
11: EX-31.2     Certification -- §302 - SOA'02                      HTML     42K 
12: EX-32.1     Certification -- §906 - SOA'02                      HTML     40K 
13: EX-32.2     Certification -- §906 - SOA'02                      HTML     40K 
19: R1          Cover Page                                          HTML    101K 
20: R2          Audit Information                                   HTML     42K 
21: R3          Consolidated Statements of Earnings                 HTML     96K 
22: R4          Consolidated Statements of Comprehensive Income     HTML     67K 
23: R5          Consolidated Statements of Comprehensive Income     HTML     42K 
                (Parenthetical)                                                  
24: R6          Consolidated Balance Sheets                         HTML    141K 
25: R7          Consolidated Balance Sheets (Parenthetical)         HTML     60K 
26: R8          Consolidated Statements of Cash Flows               HTML    142K 
27: R9          Consolidated Statements of Stockholders' Equity     HTML     72K 
28: R10         Consolidated Statements of Stockholders' Equity     HTML     45K 
                (Parenthetical)                                                  
29: R11         Basis of Presentation                               HTML     54K 
30: R12         Summary of Significant Accounting Policies          HTML     78K 
31: R13         Revenue Recognition                                 HTML     87K 
32: R14         Weighted Average Shares Outstanding                 HTML     48K 
33: R15         Interest Expense, Net                               HTML     48K 
34: R16         Acquisitions                                        HTML     77K 
35: R17         Fair Value of Financial Instruments                 HTML     99K 
36: R18         Leases                                              HTML     70K 
37: R19         Property, Plant and Equipment, Net                  HTML     55K 
38: R20         Goodwill and Intangible Assets, Net                 HTML    106K 
39: R21         Deferred Client Conversion and Start-Up Costs       HTML     48K 
40: R22         Other Non-Current Assets                            HTML     52K 
41: R23         Payables and Accrued Expenses                       HTML     54K 
42: R24         Borrowings                                          HTML    112K 
43: R25         Other Non-Current Liabilities                       HTML     48K 
44: R26         Stock-Based Compensation                            HTML    147K 
45: R27         Employee Benefit Plans                              HTML     91K 
46: R28         Income Taxes                                        HTML    146K 
47: R29         Contractual Commitments, Contingencies, and         HTML     86K 
                Off-Balance Sheet Arrangements                                   
48: R30         Changes in Accumulated Other Comprehensive Income   HTML     66K 
                (Loss) by Component                                              
49: R31         Financial Data by Segment                           HTML    109K 
50: R32         Subsequent Event                                    HTML     40K 
51: R33         Schedule II-Valuation and Qualifying Accounts       HTML     76K 
52: R34         Basis of Presentation (Policies)                    HTML    141K 
53: R35         Summary of Significant Accounting Policies          HTML     41K 
                (Tables)                                                         
54: R36         Revenue Recognition (Tables)                        HTML     83K 
55: R37         Weighted Average Shares Outstanding (Tables)        HTML     47K 
56: R38         Interest Expense, Net (Tables)                      HTML     48K 
57: R39         Acquisitions (Tables)                               HTML     74K 
58: R40         Fair Value of Financial Instruments (Tables)        HTML     95K 
59: R41         Leases (Tables)                                     HTML     72K 
60: R42         Property, Plant and Equipment, Net (Tables)         HTML     54K 
61: R43         Goodwill and Intangible Assets, Net (Tables)        HTML    113K 
62: R44         Deferred Client Conversion and Start-Up Costs       HTML     46K 
                (Tables)                                                         
63: R45         Other Non-Current Assets (Tables)                   HTML     53K 
64: R46         Payables and Accrued Expenses (Tables)              HTML     53K 
65: R47         Borrowings (Tables)                                 HTML    102K 
66: R48         Other Non-Current Liabilities (Tables)              HTML     47K 
67: R49         Stock-Based Compensation (Tables)                   HTML    145K 
68: R50         Employee Benefit Plans (Tables)                     HTML     91K 
69: R51         Income Taxes (Tables)                               HTML    145K 
70: R52         Contractual Commitments, Contingencies, and         HTML     71K 
                Off-Balance Sheet Arrangements (Tables)                          
71: R53         Changes in Accumulated Other Comprehensive Income   HTML     65K 
                (Loss) by Component (Tables)                                     
72: R54         Financial Data by Segment (Tables)                  HTML    108K 
73: R55         Basis of Presentation - Additional Information      HTML     41K 
                (Details)                                                        
74: R56         Summary of Significant Accounting Policies -        HTML     56K 
                Additional Information (Details)                                 
75: R57         Summary of Significant Accounting Policies -        HTML     50K 
                Schedule of Estimated Useful Lives of Assets                     
                (Details)                                                        
76: R58         Revenue Recognition - Disaggregation of Revenue     HTML     82K 
                (Details)                                                        
77: R59         Revenue Recognition - Contract Assets and           HTML     42K 
                Liabilities (Details)                                            
78: R60         Revenue Recognition - Additional Information        HTML     39K 
                (Details)                                                        
79: R61         Weighted Average Shares Outstanding - Additional    HTML     42K 
                Information (Details)                                            
80: R62         Weighted Average Shares Outstanding - Denominators  HTML     46K 
                of Basic and Diluted EPS Computations (Details)                  
81: R63         Interest Expense, Net - Components of Interest      HTML     44K 
                Expense, Net (Details)                                           
82: R64         Acquisitions - Financial Information on             HTML     68K 
                Transactions (Details)                                           
83: R65         Acquisitions - Additional Information (Details)     HTML     54K 
84: R66         Acquisitions - Financial Information on Each        HTML     68K 
                Transaction (Details)                                            
85: R67         Acquisitions - Pro Forma Information (Details)      HTML     48K 
86: R68         Fair Value of Financial Instruments - Schedule of   HTML     69K 
                Financial Assets and Liabilities Measured at Fair                
                Value on Recurring Basis (Details)                               
87: R69         Fair Value of Financial Instruments - Additional    HTML     39K 
                Information (Details)                                            
88: R70         Fair Value of Financial Instruments - Schedule of   HTML     50K 
                Changes in Level 3 Financial Liabilities (Details)               
89: R71         Leases - Additional Information (Details)           HTML     46K 
90: R72         Leases - Supplemental Balance Sheet Information     HTML     54K 
                (Details)                                                        
91: R73         Leases - Components of Lease Cost (Details)         HTML     41K 
92: R74         Leases - Supplemental Cash Flow Information         HTML     42K 
                (Details)                                                        
93: R75         Leases - Maturity of Lease Liabilities Under Topic  HTML     56K 
                842 (Details)                                                    
94: R76         Property, Plant and Equipment, Net - Schedule of    HTML     51K 
                Property, Plant and Equipment at Cost and                        
                Accumulated Depreciation (Details)                               
95: R77         Property, Plant and Equipment, Net - Additional     HTML     43K 
                Information (Details)                                            
96: R78         Goodwill and Intangible Assets, Net - Schedule of   HTML     62K 
                Changes in Goodwill (Details)                                    
97: R79         Goodwill and Intangible Assets, Net - Additional    HTML     53K 
                Information (Details)                                            
98: R80         Goodwill and Intangible Assets, Net - Schedule of   HTML     62K 
                Intangible Assets at Cost and Accumulated                        
                Amortization (Details)                                           
99: R81         Goodwill and Intangible Assets, Net - Useful Lives  HTML     50K 
                (Details)                                                        
100: R82         Goodwill and Intangible Assets, Net - Amortization  HTML     40K  
                of Intangibles (Details)                                         
101: R83         Goodwill and Intangible Assets, Net - Estimated     HTML     53K  
                Amortization Expenses of Intangible Assets                       
                (Details)                                                        
102: R84         Deferred Client Conversion and Start-Up Costs -     HTML     45K  
                Schedule of Deferred Client Conversion and                       
                Start-Up Costs (Details)                                         
103: R85         Deferred Client Conversion and Start-Up Costs -     HTML     53K  
                Additional Information (Details)                                 
104: R86         Other Non-Current Assets - Schedule of Other        HTML     58K  
                Non-Current Assets (Details)                                     
105: R87         Payables and Accrued Expenses - Components of       HTML     60K  
                Payables and Accrued Expenses (Details)                          
106: R88         Payables and Accrued Expenses - Additional          HTML     61K  
                Information (Details)                                            
107: R89         Borrowings - Schedule of Outstanding Borrowings     HTML     91K  
                (Details)                                                        
108: R90         Borrowings - Future Principal Payments on           HTML     57K  
                Outstanding Debt (Details)                                       
109: R91         Borrowings - Additional Information (Details)       HTML    152K  
110: R92         Other Non-Current Liabilities (Details)             HTML     50K  
111: R93         Stock-Based Compensation - Additional Information   HTML    100K  
                (Details)                                                        
112: R94         Stock-Based Compensation - Schedule of Incentive    HTML     95K  
                Equity Awards (Details)                                          
113: R95         Stock-Based Compensation - Summary of Incentive     HTML     63K  
                Equity Awards (Additional Information) (Details)                 
114: R96         Stock-Based Compensation - Summary of Outstanding   HTML     95K  
                Stock Options (Details)                                          
115: R97         Stock-Based Compensation - Summary of Exercisable   HTML     95K  
                Stock Options (Details)                                          
116: R98         Stock-Based Compensation - Assumptions Used to      HTML     58K  
                Determine Fair Values of Stock Option Grants                     
                (Details)                                                        
117: R99         Employee Benefit Plans - Defined Contribution       HTML     44K  
                Savings Plans (Details)                                          
118: R100        Employee Benefit Plans - Defined Benefit Pension    HTML     53K  
                Plans (Details)                                                  
119: R101        Employee Benefit Plans - Other Post-retirement      HTML     44K  
                Benefit Plan (Details)                                           
120: R102        Employee Benefit Plans - Other Post-employment      HTML     42K  
                Benefit Obligations (Details)                                    
121: R103        Income Taxes - Earnings from Continuing Operations  HTML     45K  
                before Income Taxes (Details)                                    
122: R104        Income Taxes - Components of Provision for Income   HTML     65K  
                Taxes (Details)                                                  
123: R105        Income Taxes - Effective Income Tax Rate            HTML     84K  
                Reconciliation (Details)                                         
124: R106        Income Taxes - Additional Information (Details)     HTML     75K  
125: R107        Income Taxes - Components of Deferred Tax Assets    HTML     83K  
                and Liabilities (Details)                                        
126: R108        Income Taxes - Schedule of Activity Related to      HTML     52K  
                Unrecognized Tax Benefits (Details)                              
127: R109        Contractual Commitments, Contingencies, and         HTML     98K  
                Off-Balance Sheet Arrangements - Additional                      
                Information (Details)                                            
128: R110        Contractual Commitments, Contingencies, and         HTML     56K  
                Off-Balance Sheet Arrangements - Data Center                     
                Agreements - Capitalized Costs (Details)                         
129: R111        Contractual Commitments, Contingencies, and         HTML     45K  
                Off-Balance Sheet Arrangements - Contractual                     
                Obligations (Details)                                            
130: R112        Contractual Commitments, Contingencies, and         HTML     48K  
                Off-Balance Sheet Arrangements - Schedule of                     
                Minimum Commitments Related to Technology Service                
                Agreement (Details)                                              
131: R113        Changes in Accumulated Other Comprehensive Income   HTML     64K  
                (Loss) by Component - Summary of Components of                   
                AOCI (Details)                                                   
132: R114        Financial Data by Segment - Schedule of Financial   HTML     81K  
                Data Segment Reporting Information (Details)                     
133: R115        Financial Data by Segment - Schedule of Revenues    HTML     62K  
                and Assets by Geographic Area (Details)                          
134: R116        Subsequent Event (Details)                          HTML     46K  
135: R117        Schedule II-Valuation and Qualifying Accounts       HTML     56K  
                [Schedule] (Details)                                             
138: XML         IDEA XML File -- Filing Summary                      XML    258K  
136: XML         XBRL Instance -- br-20230630_htm                     XML   3.38M  
137: EXCEL       IDEA Workbook of Financial Report Info              XLSX    252K  
15: EX-101.CAL  XBRL Calculations -- br-20230630_cal                 XML    316K 
16: EX-101.DEF  XBRL Definitions -- br-20230630_def                  XML    849K 
17: EX-101.LAB  XBRL Labels -- br-20230630_lab                       XML   2.52M 
18: EX-101.PRE  XBRL Presentations -- br-20230630_pre                XML   1.50M 
14: EX-101.SCH  XBRL Schema -- br-20230630                           XSD    286K 
139: JSON        XBRL Instance as JSON Data -- MetaLinks              704±  1.07M  
140: ZIP         XBRL Zipped Folder -- 0001383312-23-000037-xbrl      Zip   1.06M  


‘EX-23’   —   Consent of Expert or Counsel


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Exhibit 23

CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
We consent to the incorporation by reference in Registration Statement Nos. 333-266820, 333-212143 and 333-233075 on Form S-3 and Registration Statement Nos. 333-141673, 333-157105, 333-163401, No. 333-172126, 333-192734, and 333-228443 on Form S-8 of our report dated August 8, 2023, relating to the consolidated financial statements and financial statement schedule of Broadridge Financial Solutions, Inc. (the “Company”) and the effectiveness of the Company’s internal control over financial reporting, appearing in this Annual Report on Form 10-K for the year ended June 30, 2023.
/s/ DELOITTE & TOUCHE LLP
New York, New York
August 8, 2023


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:8/8/238-K
For Period end:6/30/235
 List all Filings 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/08/24  SEC                               UPLOAD5/06/24    2:39K  Broadridge Fin’l Solutions, Inc.


27 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/02/23  Broadridge Fin’l Solutions, Inc.  10-Q        3/31/23   86:8.1M
 2/01/22  Broadridge Fin’l Solutions, Inc.  10-Q       12/31/21   88:8.8M
11/03/21  Broadridge Fin’l Solutions, Inc.  10-Q        9/30/21   89:7.6M
 8/12/21  Broadridge Fin’l Solutions, Inc.  10-K        6/30/21  141:16M
 5/17/21  Broadridge Fin’l Solutions, Inc.  8-K:1,2,8,9 5/17/21   13:400K                                   Broadridge Fin’l So… Inc
 5/07/21  Broadridge Fin’l Solutions, Inc.  8-K:1,8,9   5/06/21   12:527K                                   Broadridge Fin’l So… Inc
 4/23/21  Broadridge Fin’l Solutions, Inc.  8-K:1,2,9   4/23/21   11:1.3M                                   Broadridge Fin’l So… Inc
 3/29/21  Broadridge Fin’l Solutions, Inc.  8-K:1,2,7,9 3/27/21   15:18M                                    Broadridge Fin’l So… Inc
 8/11/20  Broadridge Fin’l Solutions, Inc.  10-K        6/30/20  140:19M
 6/10/20  Broadridge Fin’l Solutions, Inc.  8-K:5,9     6/10/20   14:203K
 1/31/20  Broadridge Fin’l Solutions, Inc.  10-Q       12/31/19   92:13M
12/09/19  Broadridge Fin’l Solutions, Inc.  8-K:1,2,8,912/04/19   16:748K
 9/27/19  Broadridge Fin’l Solutions, Inc.  8-K:5,9     9/27/19    2:24K                                    Broadridge Fin’l So… Inc
 8/06/19  Broadridge Fin’l Solutions, Inc.  10-K        6/30/19  130:17M
 8/06/19  Broadridge Fin’l Solutions, Inc.  8-K:5,9     8/06/19    2:192K
11/14/18  Broadridge Fin’l Solutions, Inc.  8-K:5,9    11/08/18    3:92K
11/13/18  Broadridge Fin’l Solutions, Inc.  8-K:5,7,9  11/08/18    3:239K
 5/08/18  Broadridge Fin’l Solutions, Inc.  10-Q        3/31/18   71:6M
 5/10/17  Broadridge Fin’l Solutions, Inc.  10-Q        3/31/17   76:6.8M
 6/27/16  Broadridge Fin’l Solutions, Inc.  8-K:1,2,9   6/21/16    5:525K                                   Toppan Merrill/FA
11/06/14  Broadridge Fin’l Solutions, Inc.  10-Q        9/30/14   68:5.5M
11/15/13  Broadridge Fin’l Solutions, Inc.  8-K:5,7,9  11/14/13    3:216K                                   Donnelley … Solutions/FA
 9/20/11  Broadridge Fin’l Solutions, Inc.  8-K:5,9     9/16/11    2:93K                                    Donnelley … Solutions/FA
 8/12/11  Broadridge Fin’l Solutions, Inc.  10-K        6/30/11  100:9.3M                                   Donnelley … Solutions/FA
10/27/10  Broadridge Fin’l Solutions, Inc.  10-K/A      6/30/10   10:408K                                   Donnelley … Solutions/FA
 5/30/07  Broadridge Fin’l Solutions, Inc.  8-K:1,2,9   5/23/07    5:500K                                   Donnelley … Solutions/FA
 4/02/07  Broadridge Fin’l Solutions, Inc.  8-K:1,2,3,5 3/29/07   17:1.8M                                   Donnelley … Solutions/FA
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Filing Submission 0001383312-23-000037   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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