SEC Info - CarParts.com, Inc. - ‘8-K’ for 5/18/21

CarParts.com, Inc. – ‘8-K’ for 5/18/21

On: Wednesday, 5/19/21, at 7:24pm ET · As of: 5/20/21 · For: 5/18/21 · Accession #: 1378950-21-20 · File #: 1-33264

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Current Report — Form 8-K

Filing Table of Contents

‘8-K’ — Current Report

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Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) i May 18, 2021

i CARPARTS.COM, INC.

(Exact name of registrant as specified in its charter)


i Delaware	i 001-33264	i 68-0623433
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

i 2050 W. 190^th Street, i Suite 400, i Torrance, i CA i 90504

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code ( i 424) i 702-1455

N/A

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

i ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

Trading symbol(s)

Name of each exchange on which registered

i Common Stock, $0.001 par value per share

i PRTS

i The NASDAQ Stock Market LLC

(NASDAQ Global Market)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

As noted below, on May 18, 2021, the shareholders of CarParts.com, Inc. (the “Company”) approved the CarParts.com, Inc. 2021 Employee Stock Purchase Plan (the Plan).

The Plan is described in more detail in the Company's 2021 Proxy Statement, which was filed with the Securities and Exchange Commission on April 27, 2021. The Plan is intended to provide employees with an opportunity to purchase shares of the Company's common stock at a discount. Subject to adjustment as described in the Plan, the maximum number of shares that may be issued under the Plan is 250,000 shares.

The foregoing description and the summary contained in the Company's 2021 Proxy Statement do not purport to be complete and are qualified in their entirety by reference to the full text of the Plan, which is attached hereto as Exhibit 10.1.

Item 5.07. Submission of Matters to a Vote of Security Holders

On May 18, 2021, the Company held its 2021 Annual Meeting of Stockholders (the “Annual Meeting”). A total of 50,602,499 shares of the Company’s common stock were entitled to vote as of March 24, 2021, the record date for the Annual Meeting. There were 34,390,715 shares present in person or by proxy at the Annual Meeting, at which the Company’s stockholders were asked to vote on three proposals. The proposals are described in more detail in the Company’s definitive proxy statement dated April 27, 2021 for the Annual Meeting. Set forth below are the matters acted upon by the Company’s stockholders at the Annual Meeting, and the final voting results of each such proposal.

Proposal No. 1 – Election of Directors

The stockholders elected three Class III directors to serve a three-year term, until the Company’s 2024 Annual Meeting of Stockholders and until their respective successors are elected and qualified. The results of the vote were as follows:



	For	Withheld	Broker Non-Votes
Warren B. Phelps III	20,821,280	3,390,691	10,178,744
Lev Peker	24,008,966	203,005	10,178,744
Dr. Lisa Costa	23,783,789	428,182	10,178,744

Proposal No. 2 – Ratification of the Selection of Independent Auditors

The stockholders voted to ratify the selection of RSM US LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 1, 2022. The results of the vote were as follows:

Proposal No. 3 – Approval of the 2021 Employee Stock Purchase Plan

The stockholders voted to approve the CarParts.com, Inc. 2021 Employee Stock Purchase Plan. The results of the vote were as follows:

No other matters were presented for stockholder approval at the Annual Meeting.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



Dated: May 19, 2021	CARPARTS.COM, INC.


	By:	/s/ *David Meniane*
	Name:	David Meniane
	Title:	Chief Financial Officer and Chief Operating Officer


Exhibit No.		Description
10.1		CarParts.com, Inc. 2021 Employee Stock Purchase Plan

104		Cover Page Interactive Data File – the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.

This ‘8-K’ Filing	Date	Other Filings

	1/1/22	10-K
Filed as of:	5/20/21	4
Filed on:	5/19/21
For Period end:	5/18/21	4, DEF 14A
	4/27/21	DEF 14A
	3/24/21
		List all Filings

Against

Abstaining

Broker Non-Votes