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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/21 Avalon Advanced Materials Inc. 15F-12B 3/31/21 2:40K Newsfile Corp./FA |
Document/Exhibit Description Pages Size
1: 15F-12B Certification of a Termination of Registration of HTML 15K
a Class of Securities by a Foreign Issuer --
form15f12b
2: EX-10.1 Material Contract -- exhibit10-1 HTML 14K
| Avalon Advanced Materials Inc.: Form 15F-12B - Filed by newsfilecorp.com |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15F
CERTIFICATION OF A FOREIGN PRIVATE ISSUER'S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Commission File Number: 001-35001
Avalon Advanced Materials Inc.
(Exact name of registrant as specified in its charter)
130 Adelaide St. West, Suite 1901, Toronto, Ontario M5H 3P5, Canada
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
Common Shares, without par value
(Title of each class of securities covered by this Form)
Place an X in the appropriate box(es) to indicate the provision(s) relied upon to terminate the duty to file reports under the Securities Exchange Act of 1934:
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Rule 12h-6(a) ☒ |
Rule 12h-6(d) ☐ |
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(for equity securities) |
(for successor registrants) |
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Rule 12h-6(c) ☐ |
Rule 12h-6(i) ☐ |
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(for debt securities) |
(for prior Form 15 filers) |
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PART I
Item 1. Exchange Act Reporting History
A. Avalon Advanced Materials Inc. (the "Company") first incurred a duty to file reports under section 13(a) of the Exchange Act on December 21, 2010.
B. The Company has filed all reports required under Exchange Act Section 13(a) or Section 15(d) and corresponding Securities and Exchange Commission rules for the 12 months preceding the filing of this Form, and has filed at least one annual report under Section 13(a) of the Exchange Act.
Item 2. Recent United States Market Activity
The Company's common shares were last sold in the United States in a registered offering under the Securities Act of 1933, as amended, on October 9, 2015.
Item 3. Foreign Listing and Primary Trading Market
A. The Company maintains a listing of its common shares on the Toronto Stock Exchange (the "TSX") located in Canada which constitutes the primary trading market for the securities.
B. The date of initial listing of the Company's common shares on the TSX was February 28, 2008. The Company has maintained a listing of its common shares on the TSX for at least 12 months preceding the filing of this Form.
C. During the recent 12-month period beginning March 30, 2020 and ending March 29, 2021 trading on the TSX in Canada constituted 63.1% of the trading of the Company's common shares.
Item 4. Comparative Trading Volume Data
Not applicable.
Item 5. Alternative Record Holder Information
As of March 30, 2021, there were 197 recordholders of the subject class of equity securities on a worldwide basis. The Company relied on information from TSX Trust Inc. and The Depository Trust Company to determine the number of holders of its equity securities.
Item 6. Debt Securities
Not applicable.
Item 7. Notice Requirement
A. The Company published the notice required by Rule 12h-6(h) disclosing its intent to terminate its duty to file reports under section 13(a) and Section 15(d) of the Exchange Act on March 31, 2021.
B. The notice was disseminated in the United States by Newsfile. In addition, the notice is attached as Exhibit 10.1 to this Form 15F.
Item 8. Prior Form 15 Filers
Not applicable.
PART II
Item 9. Rule 12g3-2(b) Exemption
The Company will publish the information required under Rule 12g3-2(b)(1)(iii) on the System for Electronic Document Analysis and Retrieval (SEDAR) at its website: http://www.sedar.com.
PART III
Item 10. Exhibits
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Notice pursuant to Rule 12h-6(h) under the Exchange Act, dated March 31, 2021. |
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Item 11. Undertakings
The undersigned issuer hereby undertakes to withdraw this Form 15F if, at any time before the effectiveness of its termination of reporting under Rule 12h-6, it has actual knowledge of information that causes it reasonably to believe that, at the time of filing the Form 15F:
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(1) |
The average daily trading volume of its subject class of securities in the United States exceeded 5 percent of the average daily trading volume of that class of securities on a worldwide basis for the same recent 12-month period that the issuer used for purposes of Rule 12h-6(a)(4)(i); |
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(2) |
Its subject class of securities was held of record by 300 or more United States residents or 300 or more persons worldwide, if proceeding under Rule 12h-6(a)(4)(ii) or Rule 12h-6(c); or |
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(3) |
It otherwise did not qualify for termination of its Exchange Act reporting obligations under Rule 12h-6. |
Signature
Pursuant to the requirements of the Securities Exchange Act of 1934, Avalon Advanced Materials Inc. has duly authorized the undersigned person to sign on its behalf this certification on Form 15F. In so doing, Avalon Advanced Materials Inc. certifies that, as represented on this Form, it has complied with all of the conditions set forth in Rule 12h-6 for terminating its registration under section 12(g) of the Exchange Act, or its duty to file reports under section 13(a) or section 15(d) of the Exchange Act, or both.
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Avalon Advanced Materials Inc. |
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Dated: March 31, 2021 |
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By: |
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Name: |
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Title: |
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Chief Financial Officer |
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Exhibit |
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| 10.1 | Press release dated March 31, 2021 |
| This ‘15F-12B’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 3/31/21 | 6-K | ||
| 3/30/21 | ||||
| 3/29/21 | ||||
| 3/30/20 | ||||
| 10/9/15 | ||||
| 12/21/10 | 40FR12B/A, 6-K, CERTNYS | |||
| 2/28/08 | ||||
| List all Filings | ||||