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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 4/1/24 |
Issuer: |
| Issuer CIK: 1089907 |
| Issuer Name: SWK Holdings Corp |
| Issuer Trading Symbol: SWKH |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1490732 |
| | Owner Name: Dotter Laurie L. |
| Reporting Owner Address: |
| | Owner Street 1: 5956 SHERRY LANE, SUITE 650 |
| | Owner Street 2: |
| | Owner City: DALLAS |
| | Owner State: TX |
| | Owner ZIP Code: 75225 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Transaction: |
| | Security Title: |
| | | Value: Common Stock |
| | Transaction Date: |
| | | Value: 4/1/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 815 |
| Footnote ID: F1 |
| | | Transaction Price Per Share: |
| Value: 16.88 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 9,680 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: Consists of restricted shares of common stock granted to the Reporting Person as compensation in advance for her services as a director. The restricted shares vest on April 1, 2025, subject to the Reporting Person's continued service through such vesting date. |
Owner Signature: |
| Signature Name: /s/ Laurie L. Dotter |
| Signature Date: 4/3/24 |