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Ownership Document |
Schema Version: X0508 |
Document Type: 4 |
Period of Report: 3/28/24 |
Issuer: |
| Issuer CIK: 45012 |
| Issuer Name: HALLIBURTON CO |
| Issuer Trading Symbol: HAL |
Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1188744 |
| | Owner Name: CARROLL MILTON |
| Reporting Owner Address: |
| | Owner Street 1: 1111 LOUISIANA |
| | Owner Street 2: |
| | Owner City: HOUSTON |
| | Owner State: TX |
| | Owner ZIP Code: 77002 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
Aff 10b5 One: 0 |
Non-Derivative Table: |
| Non-Derivative Holding: |
| | Security Title: |
| | | Value: Common Stock |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 20,271 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Stock Equivalent Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F1 |
| | Transaction Date: |
| | | Value: 3/28/24 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 899.242 |
| Footnote ID: F2 |
| | | Transaction Price Per Share: |
| Footnote ID: F4 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 899.242 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 68,253.765 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 12/2023 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F6 |
| | Expiration Date: |
| | | Footnote ID: F6 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,847.130 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,847.130 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 12/2022 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F6 |
| | Expiration Date: |
| | | Footnote ID: F6 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 5,053.510 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 5,053.510 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 12/2021 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F6 |
| | Expiration Date: |
| | | Footnote ID: F6 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 8,147.590 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 8,147.590 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 12/2020 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F6 |
| | Expiration Date: |
| | | Footnote ID: F6 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 12,923.690 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 12,923.690 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2019 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 8,853.700 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 8,853.700 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2018 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,774.480 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,774.48 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2017 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,904 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,904 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2016 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,872.738 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,872.738 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2015 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 5,295.903 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 5,295.903 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2014 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 3,141.902 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 3,141.902 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2013 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 4,393.549 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 4,393.549 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Derivative Holding: |
| | Security Title: |
| | | Value: 8/2012 Restricted Stock Units |
| | Conversion or Exercise Price: |
| | | Footnote ID: F5 |
| | Exercise Date: |
| | | Footnote ID: F7 |
| | Expiration Date: |
| | | Footnote ID: F7 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 6,501.935 |
| Footnote ID: F8 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 6,501.935 |
| Footnote ID: F8 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
Footnotes: |
| Footnote - F1: The security converts to common stock for a one-for-one basis. |
| Footnote - F2: Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. |
| Footnote - F3: The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. |
| Footnote - F4: The stock equivalents are attributable to quarterly fees and are based on the closing price on March 27, 2024 of $38.83. |
| Footnote - F5: Each restricted stock unit represents a right to receive one share of the Company's common stock. |
| Footnote - F6: The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director. |
| Footnote - F7: The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| Footnote - F8: Includes dividend equivalent units through March 31, 2024. |
Owner Signature: |
| Signature Name: /s/ Sarah I. Rubenfeld, by Power of Attorney |
| Signature Date: 4/1/24 |