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Ownership Document
|
| Schema Version: X0508 |
| Document Type: 4/A |
| Period of Report: 2/11/19 |
| Date of Original Submission: 2/13/19 |
| Issuer: |
| Issuer CIK: 1411207 |
| Issuer Name: Allison Transmission Holdings Inc |
| Issuer Trading Symbol: ALSN |
| Reporting Owner: |
| Reporting Owner ID: |
| | Owner CIK: 1171774 |
| | Owner Name: LAVIN RICHARD P |
| Reporting Owner Address: |
| | Owner Street 1: C/O ALLISON TRANSMISSION HOLDINGS, INC. |
| | Owner Street 2: ONE ALLISON WAY |
| | Owner City: INDIANAPOLIS |
| | Owner State: IN |
| | Owner ZIP Code: 46222 |
| | Owner State Description: |
| Reporting Owner Relationship: |
| | Is Director? Yes |
| | Is Officer? No |
| | Is Ten Percent Owner? No |
| | Is Other? No |
| Aff 10b5 One: 0 |
| Derivative Table: |
| Derivative Transaction: |
| | Security Title: |
| | | Value: Deferred Stock Units |
| | | Footnote ID: F1 |
| | | Footnote ID: F2 |
| | Conversion or Exercise Price: |
| | | Footnote ID: F3 |
| | Transaction Date: |
| | | Value: 2/11/19 |
| | Transaction Coding: |
| | | Transaction Form Type: 4 |
| | | Transaction Code: A |
| | | Equity Swap Involved? No |
| | Transaction Amounts: |
| | | Transaction Shares: |
| Value: 464 |
| Footnote ID: F4 |
| | | Transaction Price Per Share: |
| Value: 0 |
| | | Transaction Acquired-Disposed Code: |
| Value: A |
| | Exercise Date: |
| | | Footnote ID: F3 |
| | Expiration Date: |
| | | Footnote ID: F3 |
| | Underlying Security: |
| | | Underlying Security Title: |
| Value: Common Stock |
| | | Underlying Security Shares: |
| Value: 464 |
| | Post-Transaction Amounts: |
| | | Shares Owned Following Transaction: |
| Value: 29,696 |
| Footnote ID: F5 |
| | Ownership Nature: |
| | | Direct or Indirect Ownership: |
| Value: D |
| Footnotes: |
| Footnote - F1: The reporting person is filing this amendment to the Form 4 originally filed on February 13, 2019, as well as amendments to the Form 4s originally filed on August 14, 2018 and November 14, 2018, solely to reflect that the annual retainer awards reported in such Form 4s were granted to the reporting person in the form of deferred stock units ("DSUs") and not common stock. The subsequent Form 4s filed by the reporting person overstated the reporting person's direct holdings of common stock by an aggregate of 1,414 shares. As of March 28, 2024, the date of this amendment, the reporting person directly holds 9,826 shares of common stock. |
| Footnote - F2: These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer is payable quarterly in arrears. |
| Footnote - F3: Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock. |
| Footnote - F4: The number of DSUs received was calculated based on $45.82, which was the closing price of the Company's common stock on the date of grant. |
| Footnote - F5: Represents the total number of DSUs held by the reporting person as of March 28, 2024, the date of this amendment, and reflects all transactions through such date. |
| Owner Signature: |
| Signature Name: /s/ Preston B. Ray, attorney-in-fact |
| Signature Date: 3/28/24 |
