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Ventura Joseph C – ‘4’ for 2/21/24 re: Humana Inc.

On:  Friday, 2/23/24, at 12:54pm ET   ·   For:  2/21/24   ·   As:  Officer   ·   Accession #:  1062993-24-4170   ·   File #:  1-05975

Previous ‘4’:  ‘4’ on 12/19/23 for 12/15/23   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  Ventura Joseph C                  4          Officer     1:15K  Humana Inc.                       Newsfile Corp./FA

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML     15K 
                Securities by an Insider -- form4.xml/5.8


        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 
 
SEC Info℠ rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 

The SEC has not released XSLT Stylesheets needed to render this File’s XML Data as a Form.

This is our “Plain Text” rendering:
 
                                                                                                                                                                                
Ownership Document
 
Schema Version:  X0508
Document Type:  4
Period of Report:  2/21/24
Issuer:
Issuer CIK:  49071
Issuer Name:  HUMANA INC
Issuer Trading Symbol:  HUM
Reporting Owner:
Reporting Owner ID:
Owner CIK:  1768291
Owner Name:  Ventura Joseph C
Reporting Owner Address:
Owner Street 1:  HUMANA INC.
Owner Street 2:  500 W MAIN STREET
Owner City:  LOUISVILLE
Owner State:  KY
Owner ZIP Code:  40202
Owner State Description:
Reporting Owner Relationship:
Is Director?  No
Is Officer?  Yes
Is Ten Percent Owner?  No
Is Other?  No
Officer Title:  Chief Legal Officer
Aff 10b5 One:  0
Non-Derivative Table:
Non-Derivative Transaction:
Security Title:
Value:  Humana Common
Transaction Date:
Value:  2/22/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  M
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  3,411
Footnote ID:  F12
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  8,181
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Humana Common
Transaction Date:
Value:  2/22/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  F
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  1,153
Footnote ID:  F13
Transaction Price Per Share:
Value:  366.105
Transaction Acquired-Disposed Code:
Value:  D
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  7,028
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Transaction:
Security Title:
Value:  Humana Common
Transaction Date:
Value:  2/21/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  4,425
Footnote ID:  F10
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  11,453
Footnote ID:  F11
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Non-Derivative Holding:
Security Title:
Value:  Humana Common
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  245
Ownership Nature:
Direct or Indirect Ownership:
Value:  I
Nature of Ownership:
Value:  See Footnote
Footnote ID:  F1
Derivative Table:
Derivative Holding:
Security Title:
Value:  Options
Footnote ID:  F2
Conversion or Exercise Price:
Value:  350.7875
Exercise Date:
Footnote ID:  F2
Expiration Date:
Value:  2/24/27
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  4,656
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,656
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Options
Footnote ID:  F3
Conversion or Exercise Price:
Value:  376.61
Exercise Date:
Footnote ID:  F3
Expiration Date:
Value:  2/22/28
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  4,598
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,598
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Options
Footnote ID:  F4
Conversion or Exercise Price:
Value:  425.055
Exercise Date:
Footnote ID:  F4
Expiration Date:
Value:  2/21/29
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  3,932
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  3,932
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Options
Footnote ID:  F5
Conversion or Exercise Price:
Value:  510.2425
Exercise Date:
Footnote ID:  F5
Expiration Date:
Value:  2/24/30
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  4,162
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  4,162
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Transaction:
Security Title:
Value:  Options
Footnote ID:  F6
Conversion or Exercise Price:
Value:  367.21
Transaction Date:
Value:  2/21/24
Transaction Coding:
Transaction Form Type:  4
Transaction Code:  A
Equity Swap Involved?  No
Transaction Amounts:
Transaction Shares:
Value:  6,572
Transaction Price Per Share:
Value:  0
Transaction Acquired-Disposed Code:
Value:  A
Exercise Date:
Footnote ID:  F6
Expiration Date:
Value:  2/21/31
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  6,572
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  6,572
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Restricted Stock Units
Footnote ID:  F7
Conversion or Exercise Price:
Footnote ID:  F7
Exercise Date:
Footnote ID:  F8
Expiration Date:
Footnote ID:  F8
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  362
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  362
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Derivative Holding:
Security Title:
Value:  Restricted Stock Units
Footnote ID:  F7
Conversion or Exercise Price:
Footnote ID:  F7
Exercise Date:
Footnote ID:  F9
Expiration Date:
Footnote ID:  F9
Underlying Security:
Underlying Security Title:
Value:  Humana Common
Underlying Security Shares:
Value:  719
Post-Transaction Amounts:
Shares Owned Following Transaction:
Value:  719
Ownership Nature:
Direct or Indirect Ownership:
Value:  D
Footnotes:
Footnote - F1:  Shares held for the benefit of reporting person as of January 31, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
Footnote - F2:  Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/20, vesting in three annual increments from 2/24/21 to 2/24/23.
Footnote - F3:  Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/22/21, vesting in three annual increments from 2/22/22 to 2/22/24.
Footnote - F4:  Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/22, vesting in three annual increments from 2/21/23 to 2/21/25.
Footnote - F5:  Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/23, vesting in three annual increments from 2/24/24 to 2/24/26.
Footnote - F6:  Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/24, vesting in three annual increments from 2/21/25 to 2/21/27.
Footnote - F7:  Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
Footnote - F8:  Restricted stock units granted to reporting person on 2/21/22, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
Footnote - F9:  Restricted stock units granted to reporting person on 2/24/23, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
Footnote - F10:  Restricted stock units granted to reporting person 2/21/24.
Footnote - F11:  Includes 4,425 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
Footnote - F12:  Includes Performance Stock Units not required to be reported until vest.
Footnote - F13:  Shares disposed of represent payment for tax liability on Performance Stock Units vested on 2/22/24.
Owner Signature:
Signature Name:  Joseph C. Ventura
Signature Date:  2/23/24


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